IDEAS home Printed from https://ideas.repec.org/a/eee/reensy/v142y2015icp378-387.html
   My bibliography  Save this article

A statistical approach to estimating effects of performance shaping factors on human error probabilities of soft controls

Author

Listed:
  • Kim, Yochan
  • Park, Jinkyun
  • Jung, Wondea
  • Jang, Inseok
  • Hyun Seong, Poong

Abstract

Despite recent efforts toward data collection for supporting human reliability analysis, there remains a lack of empirical basis in determining the effects of performance shaping factors (PSFs) on human error probabilities (HEPs). To enhance the empirical basis regarding the effects of the PSFs, a statistical methodology using a logistic regression and stepwise variable selection was proposed, and the effects of the PSF on HEPs related with the soft controls were estimated through the methodology. For this estimation, more than 600 human error opportunities related to soft controls in a computerized control room were obtained through laboratory experiments. From the eight PSF surrogates and combinations of these variables, the procedure quality, practice level, and the operation type were identified as significant factors for screen switch and mode conversion errors. The contributions of these significant factors to HEPs were also estimated in terms of a multiplicative form. The usefulness and limitation of the experimental data and the techniques employed are discussed herein, and we believe that the logistic regression and stepwise variable selection methods will provide a way to estimate the effects of PSFs on HEPs in an objective manner.

Suggested Citation

  • Kim, Yochan & Park, Jinkyun & Jung, Wondea & Jang, Inseok & Hyun Seong, Poong, 2015. "A statistical approach to estimating effects of performance shaping factors on human error probabilities of soft controls," Reliability Engineering and System Safety, Elsevier, vol. 142(C), pages 378-387.
  • Handle: RePEc:eee:reensy:v:142:y:2015:i:c:p:378-387
    DOI: 10.1016/j.ress.2015.06.004
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0951832015001799
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.ress.2015.06.004?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Preischl, Wolfgang & Hellmich, Mario, 2013. "Human error probabilities from operational experience of German nuclear power plants," Reliability Engineering and System Safety, Elsevier, vol. 109(C), pages 150-159.
    2. James Chang, Y. & Bley, Dennis & Criscione, Lawrence & Kirwan, Barry & Mosleh, Ali & Madary, Todd & Nowell, Rodney & Richards, Robert & Roth, Emilie M. & Sieben, Scott & Zoulis, Antonios, 2014. "The SACADA database for human reliability and human performance," Reliability Engineering and System Safety, Elsevier, vol. 125(C), pages 117-133.
    3. Griffith, Candice D. & Mahadevan, Sankaran, 2011. "Inclusion of fatigue effects in human reliability analysis," Reliability Engineering and System Safety, Elsevier, vol. 96(11), pages 1437-1447.
    4. Park, Jinkyun & Jung, Wondea, 2007. "OPERA—a human performance database under simulated emergencies of nuclear power plants," Reliability Engineering and System Safety, Elsevier, vol. 92(4), pages 503-519.
    5. Podofillini, L. & Dang, V.N., 2013. "A Bayesian approach to treat expert-elicited probabilities in human reliability analysis model construction," Reliability Engineering and System Safety, Elsevier, vol. 117(C), pages 52-64.
    6. Groth, Katrina M. & Smith, Curtis L. & Swiler, Laura P., 2014. "A Bayesian method for using simulator data to enhance human error probabilities assigned by existing HRA methods," Reliability Engineering and System Safety, Elsevier, vol. 128(C), pages 32-40.
    7. Groth, Katrina M. & Mosleh, Ali, 2012. "A data-informed PIF hierarchy for model-based Human Reliability Analysis," Reliability Engineering and System Safety, Elsevier, vol. 108(C), pages 154-174.
    8. De Ambroggi, Massimiliano & Trucco, Paolo, 2011. "Modelling and assessment of dependent performance shaping factors through Analytic Network Process," Reliability Engineering and System Safety, Elsevier, vol. 96(7), pages 849-860.
    9. Katrina M Groth & Ali Mosleh, 2012. "Deriving causal Bayesian networks from human reliability analysis data: A methodology and example model," Journal of Risk and Reliability, , vol. 226(4), pages 361-379, August.
    10. Jinkyun Park, 2009. "The Complexity of Proceduralized Tasks," Springer Series in Reliability Engineering, Springer, number 978-1-84882-791-2, January.
    11. Quigley, John & Hardman, Gavin & Bedford, Tim & Walls, Lesley, 2011. "Merging expert and empirical data for rare event frequency estimation: Pool homogenisation for empirical Bayes models," Reliability Engineering and System Safety, Elsevier, vol. 96(6), pages 687-695.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Patriarca, Riccardo & Ramos, Marilia & Paltrinieri, Nicola & Massaiu, Salvatore & Costantino, Francesco & Di Gravio, Giulio & Boring, Ronald Laurids, 2020. "Human reliability analysis: Exploring the intellectual structure of a research field," Reliability Engineering and System Safety, Elsevier, vol. 203(C).
    2. Jung, Wondea & Park, Jinkyun & Kim, Yochan & Choi, Sun Yeong & Kim, Seunghwan, 2020. "HuREX – A framework of HRA data collection from simulators in nuclear power plants," Reliability Engineering and System Safety, Elsevier, vol. 194(C).
    3. Park, Jinkyun & Jung, Jae-Yoon & Heo, Gyunyoung & Kim, Yochan & Kim, Jaewhan & Cho, Jaehyun, 2018. "Application of a process mining technique to identifying information navigation characteristics of human operators working in a digital main control room – feasibility study," Reliability Engineering and System Safety, Elsevier, vol. 175(C), pages 38-50.
    4. Kim, Yochan & Park, Jinkyun & Jung, Wondea, 2017. "A classification scheme of erroneous behaviors for human error probability estimations based on simulator data," Reliability Engineering and System Safety, Elsevier, vol. 163(C), pages 1-13.
    5. Zarei, Esmaeil & Khan, Faisal & Abbassi, Rouzbeh, 2021. "Importance of human reliability in process operation: A critical analysis," Reliability Engineering and System Safety, Elsevier, vol. 211(C).
    6. Erjavac, Anthony J. & Iammartino, Ronald & Fossaceca, John M., 2018. "Evaluation of preconditions affecting symptomatic human error in general aviation and air carrier aviation accidents," Reliability Engineering and System Safety, Elsevier, vol. 178(C), pages 156-163.
    7. Porthin, Markus & Liinasuo, Marja & Kling, Terhi, 2020. "Effects of digitalization of nuclear power plant control rooms on human reliability analysis – A review," Reliability Engineering and System Safety, Elsevier, vol. 194(C).
    8. Park, J. & Chang, Y.J. & Kim, Y. & Choi, S. & Kim, S. & Jung, W., 2017. "The use of the SACADA taxonomy to analyze simulation records: Insights and suggestions," Reliability Engineering and System Safety, Elsevier, vol. 159(C), pages 174-183.
    9. Wang, Lijing & Wang, Yanlong & Chen, Yingchun & Pan, Xing & Zhang, Wenjin & Zhu, Yanzhi, 2020. "Methodology for assessing dependencies between factors influencing airline pilot performance reliability: A case of taxiing tasks," Journal of Air Transport Management, Elsevier, vol. 89(C).
    10. Liu, Peng & Lyu, Xi & Qiu, Yongping & He, Jiandong & Tong, Jiejuan & Zhao, Jun & Li, Zhizhong, 2017. "Identifying key performance shaping factors in digital main control rooms of nuclear power plants: A risk-based approach," Reliability Engineering and System Safety, Elsevier, vol. 167(C), pages 264-275.
    11. Awwal Mohammed Arigi & Gayoung Park & Jonghyun Kim, 2021. "An Approach to Analyze Diagnosis Errors in Advanced Main Control Room Operations Using the Cause-Based Decision Tree Method," Energies, MDPI, vol. 14(13), pages 1-21, June.
    12. Wang, Lijing & Wang, Yanlong & Chen, Yingchun & Pan, Xing & Zhang, Wenjin, 2020. "Performance shaping factors dependence assessment through moderating and mediating effect analysis," Reliability Engineering and System Safety, Elsevier, vol. 202(C).
    13. Kim, Yochan & Park, Jinkyun, 2019. "Incorporating prior knowledge with simulation data to estimate PSF multipliers using Bayesian logistic regression," Reliability Engineering and System Safety, Elsevier, vol. 189(C), pages 210-217.
    14. Kim, Yochan & Park, Jinkyun & Presley, Mary, 2021. "Selecting significant contextual factors and estimating their effects on operator reliability in computer-based control rooms," Reliability Engineering and System Safety, Elsevier, vol. 213(C).
    15. Liu, Jianqiao & Zou, Yanhua & Wang, Wei & Zio, Enrico & Yuan, Chengwei & Wang, Taorui & Jiang, Jianjun, 2022. "A Bayesian belief network framework for nuclear power plant human reliability analysis accounting for dependencies among performance shaping factors," Reliability Engineering and System Safety, Elsevier, vol. 228(C).
    16. Kim, Yochan & Park, Jinkyun & Jung, Wondea & Choi, Sun Yeong & Kim, Seunghwan, 2018. "Estimating the quantitative relation between PSFs and HEPs from full-scope simulator data," Reliability Engineering and System Safety, Elsevier, vol. 173(C), pages 12-22.
    17. Park, Jooyoung & Boring, Ronald L. & Ulrich, Thomas A. & Lew, Roger & Lee, Sungheon & Park, Bumjun & Kim, Jonghyun, 2022. "A framework to collect human reliability analysis data for nuclear power plants using a simplified simulator and student operators," Reliability Engineering and System Safety, Elsevier, vol. 221(C).
    18. Liu, Peng & Qiu, Yongping & Hu, Juntao & Tong, Jiejuan & Zhao, Jun & Li, Zhizhong, 2020. "Expert judgments for performance shaping Factors’ multiplier design in human reliability analysis," Reliability Engineering and System Safety, Elsevier, vol. 194(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Groth, Katrina M. & Smith, Reuel & Moradi, Ramin, 2019. "A hybrid algorithm for developing third generation HRA methods using simulator data, causal models, and cognitive science," Reliability Engineering and System Safety, Elsevier, vol. 191(C).
    2. Liao, Huafei & Groth, Katrina & Stevens-Adams, Susan, 2015. "Challenges in leveraging existing human performance data for quantifying the IDHEAS HRA method," Reliability Engineering and System Safety, Elsevier, vol. 144(C), pages 159-169.
    3. Liu, Peng & Lyu, Xi & Qiu, Yongping & He, Jiandong & Tong, Jiejuan & Zhao, Jun & Li, Zhizhong, 2017. "Identifying key performance shaping factors in digital main control rooms of nuclear power plants: A risk-based approach," Reliability Engineering and System Safety, Elsevier, vol. 167(C), pages 264-275.
    4. Liu, Peng & Qiu, Yongping & Hu, Juntao & Tong, Jiejuan & Zhao, Jun & Li, Zhizhong, 2020. "Expert judgments for performance shaping Factors’ multiplier design in human reliability analysis," Reliability Engineering and System Safety, Elsevier, vol. 194(C).
    5. Zarei, Esmaeil & Khan, Faisal & Abbassi, Rouzbeh, 2021. "Importance of human reliability in process operation: A critical analysis," Reliability Engineering and System Safety, Elsevier, vol. 211(C).
    6. Morais, Caroline & Estrada-Lugo, Hector Diego & Tolo, Silvia & Jacques, Tiago & Moura, Raphael & Beer, Michael & Patelli, Edoardo, 2022. "Robust data-driven human reliability analysis using credal networks," Reliability Engineering and System Safety, Elsevier, vol. 218(PA).
    7. Kim, Yochan & Park, Jinkyun & Jung, Wondea, 2017. "A quantitative measure of fitness for duty and work processes for human reliability analysis," Reliability Engineering and System Safety, Elsevier, vol. 167(C), pages 595-601.
    8. Paglioni, Vincent P. & Groth, Katrina M., 2022. "Dependency definitions for quantitative human reliability analysis," Reliability Engineering and System Safety, Elsevier, vol. 220(C).
    9. Shirley, Rachel Benish & Smidts, Carol & Zhao, Yunfei, 2020. "Development of a quantitative Bayesian network mapping objective factors to subjective performance shaping factor evaluations: An example using student operators in a digital nuclear power plant simul," Reliability Engineering and System Safety, Elsevier, vol. 194(C).
    10. Patriarca, Riccardo & Ramos, Marilia & Paltrinieri, Nicola & Massaiu, Salvatore & Costantino, Francesco & Di Gravio, Giulio & Boring, Ronald Laurids, 2020. "Human reliability analysis: Exploring the intellectual structure of a research field," Reliability Engineering and System Safety, Elsevier, vol. 203(C).
    11. Mkrtchyan, L. & Podofillini, L. & Dang, V.N., 2015. "Bayesian belief networks for human reliability analysis: A review of applications and gaps," Reliability Engineering and System Safety, Elsevier, vol. 139(C), pages 1-16.
    12. Groth, Katrina M. & Smith, Curtis L. & Swiler, Laura P., 2014. "A Bayesian method for using simulator data to enhance human error probabilities assigned by existing HRA methods," Reliability Engineering and System Safety, Elsevier, vol. 128(C), pages 32-40.
    13. Mkrtchyan, L. & Podofillini, L. & Dang, V.N., 2016. "Methods for building Conditional Probability Tables of Bayesian Belief Networks from limited judgment: An evaluation for Human Reliability Application," Reliability Engineering and System Safety, Elsevier, vol. 151(C), pages 93-112.
    14. Zwirglmaier, Kilian & Straub, Daniel & Groth, Katrina M., 2017. "Capturing cognitive causal paths in human reliability analysis with Bayesian network models," Reliability Engineering and System Safety, Elsevier, vol. 158(C), pages 117-129.
    15. Jung, Wondea & Park, Jinkyun & Kim, Yochan & Choi, Sun Yeong & Kim, Seunghwan, 2020. "HuREX – A framework of HRA data collection from simulators in nuclear power plants," Reliability Engineering and System Safety, Elsevier, vol. 194(C).
    16. Abrishami, Shokoufeh & Khakzad, Nima & Hosseini, Seyed Mahmoud, 2020. "A data-based comparison of BN-HRA models in assessing human error probability: An offshore evacuation case study," Reliability Engineering and System Safety, Elsevier, vol. 202(C).
    17. Garg, Vipul & Vinod, Gopika & Kant, Vivek, 2023. "Auto-CREAM: Software application for evaluation of HEP with basic and extended CREAM for PSA studies," Reliability Engineering and System Safety, Elsevier, vol. 236(C).
    18. Wang, Lijing & Wang, Yanlong & Chen, Yingchun & Pan, Xing & Zhang, Wenjin, 2020. "Performance shaping factors dependence assessment through moderating and mediating effect analysis," Reliability Engineering and System Safety, Elsevier, vol. 202(C).
    19. Preischl, Wolfgang & Hellmich, Mario, 2016. "Human error probabilities from operational experience of German nuclear power plants, Part II," Reliability Engineering and System Safety, Elsevier, vol. 148(C), pages 44-56.
    20. Peng Liu & Zhizhong Li, 2014. "Human Error Data Collection and Comparison with Predictions by SPAR‐H," Risk Analysis, John Wiley & Sons, vol. 34(9), pages 1706-1719, September.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:reensy:v:142:y:2015:i:c:p:378-387. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: https://www.journals.elsevier.com/reliability-engineering-and-system-safety .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.