IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v300y2024ics0360544224013483.html

Remaining useful life prediction and state of health diagnosis of lithium-ion batteries with multiscale health features based on optimized CatBoost algorithm

Author

Listed:
  • Zhou, Yifei
  • Wang, Shunli
  • Xie, Yanxing
  • Zeng, Jiawei
  • Fernandez, Carlos

Abstract

Due to the large-scale application of electric vehicles, the remaining service life prediction and health status diagnosis of lithium-ion batteries as their power core is particularly important, and the essence of RUL prediction and SOH diagnosis is the prediction of remaining capacity. Through the aging experiment of cycle charging and discharging of lithium-ion batteries, the health features of experimental data are extracted for the prediction of remaining capacity. In this paper, a deep feature extraction method based on Bilinear CNN combined with CatBoost algorithm based on fractional order method optimization particle swarm optimization, and ant colony optimization algorithm is proposed for battery remaining capacity prediction. Seven groups of health features extracted from ten groups of battery data were used to input them into the optimized CatBoost algorithm for regression prediction. The results show that the proposed model achieves accurate SOH and RUL prediction, the three evaluation indicators MAE, RMSE, and MAPE of SOH are all within 1.7 % and the error rate of RUL is not higher than 1.5 %, and the test of multiple batteries also proves its strong robustness.

Suggested Citation

  • Zhou, Yifei & Wang, Shunli & Xie, Yanxing & Zeng, Jiawei & Fernandez, Carlos, 2024. "Remaining useful life prediction and state of health diagnosis of lithium-ion batteries with multiscale health features based on optimized CatBoost algorithm," Energy, Elsevier, vol. 300(C).
    • Handle: RePEc:eee:energy:v:300:y:2024:i:c:s0360544224013483
    DOI: 10.1016/j.energy.2024.131575
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544224013483
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.energy.2024.131575?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to

    for a different version of it.

    References listed on IDEAS

    as
    1. Vichard, L. & Ravey, A. & Venet, P. & Harel, F. & Pelissier, S. & Hissel, D., 2021. "A method to estimate battery SOH indicators based on vehicle operating data only," Energy, Elsevier, vol. 225(C).
    2. Khosravi, Nima & Dowlatabadi, Masrour & Abdelghany, Muhammad Bakr & Tostado-Véliz, Marcos & Jurado, Francisco, 2024. "Enhancing battery management for HEVs and EVs: A hybrid approach for parameter identification and voltage estimation in lithium-ion battery models," Applied Energy, Elsevier, vol. 356(C).
    3. Chen, Lin & Ding, Yunhui & Liu, Bohao & Wu, Shuxiao & Wang, Yaodong & Pan, Haihong, 2022. "Remaining useful life prediction of lithium-ion battery using a novel particle filter framework with grey neural network," Energy, Elsevier, vol. 244(PA).
    4. Chen, Dan & Meng, Jinhao & Huang, Huanyang & Wu, Ji & Liu, Ping & Lu, Jiwu & Liu, Tianqi, 2022. "An Empirical-Data Hybrid Driven Approach for Remaining Useful Life prediction of lithium-ion batteries considering capacity diving," Energy, Elsevier, vol. 245(C).
    5. Ding, Pan & Liu, Xiaojuan & Li, Huiqin & Huang, Zequan & Zhang, Ke & Shao, Long & Abedinia, Oveis, 2021. "Useful life prediction based on wavelet packet decomposition and two-dimensional convolutional neural network for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 148(C).
    6. Ma, Jian & Shang, Pengchao & Zou, Xinyu & Ma, Ning & Ding, Yu & Sun, Jinwen & Cheng, Yujie & Tao, Laifa & Lu, Chen & Su, Yuzhuan & Chong, Jin & Jin, Haizu & Lin, Yongshou, 2021. "A hybrid transfer learning scheme for remaining useful life prediction and cycle life test optimization of different formulation Li-ion power batteries," Applied Energy, Elsevier, vol. 282(PA).
    7. Gallo, Marco & Costabile, Carmine & Sorrentino, Marco & Polverino, Pierpaolo & Pianese, Cesare, 2020. "Development and application of a comprehensive model-based methodology for fault mitigation of fuel cell powered systems," Applied Energy, Elsevier, vol. 279(C).
    8. Tang, Ting & Yuan, Huimei, 2022. "A hybrid approach based on decomposition algorithm and neural network for remaining useful life prediction of lithium-ion battery," Reliability Engineering and System Safety, Elsevier, vol. 217(C).
    9. Kim, Sung Wook & Oh, Ki-Yong & Lee, Seungchul, 2022. "Novel informed deep learning-based prognostics framework for on-board health monitoring of lithium-ion batteries," Applied Energy, Elsevier, vol. 315(C).
    10. Lin, Chun-Pang & Cabrera, Javier & Yang, Fangfang & Ling, Man-Ho & Tsui, Kwok-Leung & Bae, Suk-Joo, 2020. "Battery state of health modeling and remaining useful life prediction through time series model," Applied Energy, Elsevier, vol. 275(C).
    11. He, Xinbo & Wang, Yong & Zhang, Yuyang & Ma, Xin & Wu, Wenqing & Zhang, Lei, 2022. "A novel structure adaptive new information priority discrete grey prediction model and its application in renewable energy generation forecasting," Applied Energy, Elsevier, vol. 325(C).
    12. Kong, Jin-zhen & Yang, Fangfang & Zhang, Xi & Pan, Ershun & Peng, Zhike & Wang, Dong, 2021. "Voltage-temperature health feature extraction to improve prognostics and health management of lithium-ion batteries," Energy, Elsevier, vol. 223(C).
    13. Yang, Bo & Qian, Yucun & Li, Qiang & Chen, Qian & Wu, Jiyang & Luo, Enbo & Xie, Rui & Zheng, Ruyi & Yan, Yunfeng & Su, Shi & Wang, Jingbo, 2024. "Critical summary and perspectives on state-of-health of lithium-ion battery," Renewable and Sustainable Energy Reviews, Elsevier, vol. 190(PA).
    14. Das, Kaushik & Kumar, Roushan & Krishna, Anurup, 2024. "Analyzing electric vehicle battery health performance using supervised machine learning," Renewable and Sustainable Energy Reviews, Elsevier, vol. 189(PA).
    15. Güven, Aykut Fatih & Yörükeren, Nuran & Samy, Mohamed Mahmoud, 2022. "Design optimization of a stand-alone green energy system of university campus based on Jaya-Harmony Search and Ant Colony Optimization algorithms approaches," Energy, Elsevier, vol. 253(C).
    16. Li, Alan G. & West, Alan C. & Preindl, Matthias, 2022. "Towards unified machine learning characterization of lithium-ion battery degradation across multiple levels: A critical review," Applied Energy, Elsevier, vol. 316(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Cheng, Hanlin & Zhang, Lifeng, 2026. "A physics-informed deep learning framework for remaining useful life prediction of lithium-ion batteries with feature subset construction," Energy, Elsevier, vol. 346(C).
    2. Yuqi Liang & Shuai Zhao, 2024. "Early Prediction of Remaining Useful Life for Lithium-Ion Batteries with the State Space Model," Energies, MDPI, vol. 17(24), pages 1-16, December.
    3. Wang, Shunli & Wu, Yingyang & Zhou, Heng & Zhang, Qin & Fernandez, Carlos & Blaabjerg, Frede, 2025. "Improved particle swarm optimization-adaptive dual extended Kalman filtering for accurate battery state of charge and state of energy joint estimation with efficient core factor feedback correction," Energy, Elsevier, vol. 322(C).
    4. Xiao, Yutang & Zhu, Xiaoyong & Wu, Jiqi & Luo, Jun & Quan, Li & Xiong, Rui & Chen, Wenhua, 2025. "A multi-stage augmentative generalization learning prediction model for lithium-ion battery remaining useful life under uncertain working conditions," Energy, Elsevier, vol. 335(C).
    5. Li, Yanming & Qin, Xiaojuan & Chai, Min & Wu, Haoran & Zhang, Fujing & Jiang, Fenghe & Wen, Changbao, 2025. "SOH evaluation and RUL estimation of lithium-ion batteries based on MC-CNN-TimesNet model," Reliability Engineering and System Safety, Elsevier, vol. 261(C).
    6. Yang, Jing & Zhang, Minglan & Wang, Xiaomin, 2025. "Prior task aware-augmented meta learning for early state-of-health estimation of lithium-ion batteries," Energy, Elsevier, vol. 322(C).
    7. He, Rui & Peng, Tian & Zhang, Xinyu & Chen, Zhigang & Yao, Junhao & Nazir, Muhammad Shahzad & Zhang, Chu, 2026. "A novel hybrid model for state of health prediction in lithium batteries based on non-stationary transformers optimized by tree-structured Parzen estimator considering health factors," Applied Energy, Elsevier, vol. 402(PC).
    8. Li, Fang & Feng, Haonan & Min, Yongjun & Zhang, Yong & Zuo, Hongfu & Bai, Fang & Zhang, Ying, 2025. "Prediction of lithium-ion battery degradation trajectory in electric vehicles under real-world scenarios," Energy, Elsevier, vol. 317(C).
    9. Hou, Guolian & Zhang, Fan & Huang, Congzhi & Huang, Ting, 2025. "Joint prediction of SOH and RUL for Lithium-ion batteries by an enhanced Transformer model with physical information constraints," Energy, Elsevier, vol. 336(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Song, Dengwei & Cheng, Yujie & Zhou, An & Lu, Chen & Chong, Jin & Ma, Jian, 2024. "Remaining useful life prediction and cycle life test optimization for multiple-formula battery: A method based on multi-source transfer learning," Reliability Engineering and System Safety, Elsevier, vol. 249(C).
    2. Wang, Shunli & Fan, Yongcun & Jin, Siyu & Takyi-Aninakwa, Paul & Fernandez, Carlos, 2023. "Improved anti-noise adaptive long short-term memory neural network modeling for the robust remaining useful life prediction of lithium-ion batteries," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    3. Guo, Fei & Wu, Xiongwei & Liu, Lili & Ye, Jilei & Wang, Tao & Fu, Lijun & Wu, Yuping, 2023. "Prediction of remaining useful life and state of health of lithium batteries based on time series feature and Savitzky-Golay filter combined with gated recurrent unit neural network," Energy, Elsevier, vol. 270(C).
    4. Lopez-Salazar, Camilo & Ekwaro-Osire, Stephen & Dabetwar, Shweta & Alemayehu, Fisseha, 2025. "A comprehensive framework for estimating the remaining useful life of Li-ion batteries under limited data conditions with no temporal identifier," Reliability Engineering and System Safety, Elsevier, vol. 253(C).
    5. Shahjalal, Mohammad & Roy, Probir Kumar & Shams, Tamanna & Fly, Ashley & Chowdhury, Jahedul Islam & Ahmed, Md. Rishad & Liu, Kailong, 2022. "A review on second-life of Li-ion batteries: prospects, challenges, and issues," Energy, Elsevier, vol. 241(C).
    6. Chen, Xiaowu & Liu, Zhen, 2022. "A long short-term memory neural network based Wiener process model for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 226(C).
    7. Du, Jingcai & Zhang, Caiping & Li, Shuowei & Zhang, Linjing & Zhang, Weige, 2024. "Two-stage prediction method for capacity aging trajectories of lithium-ion batteries based on Siamese-convolutional neural network," Energy, Elsevier, vol. 295(C).
    8. Wang, Shunli & Wu, Fan & Takyi-Aninakwa, Paul & Fernandez, Carlos & Stroe, Daniel-Ioan & Huang, Qi, 2023. "Improved singular filtering-Gaussian process regression-long short-term memory model for whole-life-cycle remaining capacity estimation of lithium-ion batteries adaptive to fast aging and multi-current variations," Energy, Elsevier, vol. 284(C).
    9. Liu, Yunpeng & Hou, Bo & Ahmed, Moin & Mao, Zhiyu & Feng, Jiangtao & Chen, Zhongwei, 2024. "A hybrid deep learning approach for remaining useful life prediction of lithium-ion batteries based on discharging fragments," Applied Energy, Elsevier, vol. 358(C).
    10. Zhao, Bo & Zhang, Weige & Zhang, Yanru & Zhang, Caiping & Zhang, Chi & Zhang, Junwei, 2024. "Research on the remaining useful life prediction method for lithium-ion batteries by fusion of feature engineering and deep learning," Applied Energy, Elsevier, vol. 358(C).
    11. Meng, Huixing & Geng, Mengyao & Xing, Jinduo & Zio, Enrico, 2022. "A hybrid method for prognostics of lithium-ion batteries capacity considering regeneration phenomena," Energy, Elsevier, vol. 261(PB).
    12. Lyu, Guangzheng & Zhang, Heng & Miao, Qiang, 2023. "Parallel State Fusion LSTM-based Early-cycle Stage Lithium-ion Battery RUL Prediction Under Lebesgue Sampling Framework," Reliability Engineering and System Safety, Elsevier, vol. 236(C).
    13. Zhang, Ying & Li, Yan-Fu, 2022. "Prognostics and health management of Lithium-ion battery using deep learning methods: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 161(C).
    14. Zhao, Bo & Zhang, Weige & Zhang, Yanru & Zhang, Caiping & Zhang, Chi & Zhang, Junwei, 2025. "Lithium-ion battery remaining useful life prediction based on interpretable deep learning and network parameter optimization," Applied Energy, Elsevier, vol. 379(C).
    15. Wu, Ji & Fang, Leichao & Dong, Guangzhong & Lin, Mingqiang, 2023. "State of health estimation of lithium-ion battery with improved radial basis function neural network," Energy, Elsevier, vol. 262(PB).
    16. Wei, Meng & Ye, Min & Zhang, Chuanwei & Li, Yan & Zhang, Jiale & Wang, Qiao, 2023. "A multi-scale learning approach for remaining useful life prediction of lithium-ion batteries based on variational mode decomposition and Monte Carlo sampling," Energy, Elsevier, vol. 283(C).
    17. Wang, Yaxuan & Guo, Shilong & Cui, Yue & Deng, Liang & Zhao, Lei & Li, Junfu & Wang, Zhenbo, 2025. "A comprehensive review of machine learning-based state of health estimation for lithium-ion batteries: data, features, algorithms, and future challenges," Renewable and Sustainable Energy Reviews, Elsevier, vol. 224(C).
    18. Chen, Xiaowu & Liu, Zhen & Wu, Kunping & Sheng, Hanmin & Cheng, Yuhua, 2025. "Remaining useful life prediction using a hybrid transfer learning-based adaptive Wiener process model," Reliability Engineering and System Safety, Elsevier, vol. 260(C).
    19. Kurucan, Mehmet & Özbaltan, Mete & Yetgin, Zeki & Alkaya, Alkan, 2024. "Applications of artificial neural network based battery management systems: A literature review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 192(C).
    20. Chunxiang Zhu & Zhiwei He & Zhengyi Bao & Changcheng Sun & Mingyu Gao, 2023. "Prognosis of Lithium-Ion Batteries’ Remaining Useful Life Based on a Sequence-to-Sequence Model with Variational Mode Decomposition," Energies, MDPI, vol. 16(2), pages 1-16, January.

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:300:y:2024:i:c:s0360544224013483. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.