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Barriers Inhibiting Industry from Partnering with Universities: Evidence from the Advanced Technology Program

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Author Info
Bronwyn H. Hall, Albert N. Link and John T. Scott.

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Abstract

JEL#: O32, L33
Keywords: University-industry partnership, intellectual property, patents, research joint venture, Advanced Technology Program, RJV, ATP, IPR
A small sample of 38 Advanced Technology Projects funded between 1993 and 1996 are surveyed to explore the reasons for university non-participation, or, in the cases where they did participate, whether the partnerships encountered any difficulties from their participation. 32 percent report that intellectual property issues were an insurmountable barrier to university participation. Such barriers are more likely when the ATP share of funding is high and when the expected duration of the research is relatively short. They are also somewhat more likely for projects involving chemical technology, and when industrial participants have had previous experience with universities as research partners. These difficulties over IP may arise because the cultures in the two institutional forms differ, or because the original ATP guidelines do not recognize the existence of the Bayh-Dole Act (which grants universities title to inventions made by their employees using outside funding).
September 2000

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Paper provided by University of California at Berkeley in its series Economics Working Papers with number E00-290.

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Date of creation: 01 Sep 2000
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Handle: RePEc:ucb:calbwp:e00-290

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  1. Hagedoorn, John & Link, Albert N. & Vonortas, Nicholas S., 2000. "Research partnerships1," Research Policy, Elsevier, vol. 29(4-5), pages 567-586, April. [Downloadable!] (restricted)
  2. Feller, Irwin, 1990. "Universities as engines of R&D-based economic growth: They think they can," Research Policy, Elsevier, vol. 19(4), pages 335-348, August. [Downloadable!] (restricted)
  3. Link, Albert N. & Scott, John T., 2001. "Public/private partnerships: stimulating competition in a dynamic market," International Journal of Industrial Organization, Elsevier, vol. 19(5), pages 763-794, April. [Downloadable!] (restricted)
  4. Bronwyn H. Hall, Albert N. Link and John T. Scott., 2000. "Universities as Research Partners," Economics Working Papers E00-276, University of California at Berkeley. [Downloadable!]
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  5. Rosenberg, Nathan & Nelson, Richard R., 1994. "American universities and technical advance in industry," Research Policy, Elsevier, vol. 23(3), pages 323-348, May. [Downloadable!] (restricted)
  6. Rappert, Brian & Webster, Andrew & Charles, David, 1999. "Making sense of diversity and reluctance: academic-industrial relations and intellectual property," Research Policy, Elsevier, vol. 28(8), pages 873-890, November. [Downloadable!] (restricted)
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  1. Broström, Anders & Lööf, Hans, 2006. "What do we know about Firms’ Research Collaboration with Universities? New Quantitative and Qualitative Evidence," Working Paper Series in Economics and Institutions of Innovation 74, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies. [Downloadable!]
  2. Bharat Bhole, 2006. "Commercial Development of University Research: The Role of Patents," Contributions to Economic Analysis & Policy, Berkeley Electronic Press, vol. 5(1), pages 1587-1587. [Downloadable!] (restricted)
  3. Isabel Maria Medalho Pereira, 2007. "Business-Science Research Collaboration under Moral Hazard," UFAE and IAE Working Papers 721.07, Unitat de Fonaments de l'Anàlisi Econòmica (UAB) and Institut d'Anàlisi Econòmica (CSIC). [Downloadable!]
  4. John Gabriel Goddard & Marc Isabelle, 2006. "Managing intellectual assets within knowledge-based partnerships: Insights from a survey of public laboratories collaborating with industry," Working Papers IMRI 0603, IMRI (Institut pour le Management de la Recherche et de l'Innovation), Université Paris-Dauphine. [Downloadable!]
  5. Giuseppe Medda & Claudio Piga & Donald Siegel, 2006. "Assessing the returns to collaborative research: Firm-level evidence from Italy," Economics of Innovation and New Technology, Taylor and Francis Journals, vol. 15(1), pages 37-50, January. [Downloadable!] (restricted)
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  6. David Audretsch & Erik Lehmann, 2006. "Do locational spillovers pay? empirical evidence from German IPO data," Economics of Innovation and New Technology, Taylor and Francis Journals, vol. 15(1), pages 71-81, January. [Downloadable!] (restricted)
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  7. Albert N. Link & David Paton & Donald S. Siegel, 2005. "An econometric analysis of trends in research joint venture activity," Managerial and Decision Economics, John Wiley & Sons, Ltd., vol. 26(2), pages 149-158. [Downloadable!]
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  8. Joanna Poyago-Theotoky & John Beath & Donald S. Siegel, 2002. "Universities and Fundamental Research: Reflections on the Growth of University-Industry Partnership," Discussion Paper Series, Department of Economics 0201, Department of Economics, University of St. Andrews. [Downloadable!]
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  9. Lööf, Hans & Broström, Anders, 2004. "Does Knowledge Diffusion between University and Industry Increase Innovativeness?," Working Paper Series in Economics and Institutions of Innovation 21, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies, revised 26 Jan 2006. [Downloadable!]
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  10. Rachel Levy & Pascale Roux & Sandrine Wolff, 2009. "An analysis of science–industry collaborative patterns in a large European University," The Journal of Technology Transfer, Springer, vol. 34(1), pages 1-23, February. [Downloadable!] (restricted)
  11. Aurora A.C. Teixeira & Joana Costa, 2006. "What type of firm forges closer innovation linkages with Portuguese Universities?," FEP Working Papers 207, Universidade do Porto, Faculdade de Economia do Porto. [Downloadable!]
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  12. Phillip H. Phan & Donald S. Siegel, 2006. "The Effectiveness of University Technology Transfer: Lessons Learned from Qualitative and Quantitative Research in the U.S. and U.K," Rensselaer Working Papers in Economics 0609, Rensselaer Polytechnic Institute, Department of Economics. [Downloadable!]
  13. Schneider, Cédric & Hussinger, Katrin & Czarnitzki, Dirk, 2008. "Commercializing Academic Research: The Quality of Faculty Patenting," ZEW Discussion Papers 08-069, ZEW - Zentrum für Europäische Wirtschaftsforschung / Center for European Economic Research. [Downloadable!]
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  14. Broström, Anders & Lööf, Hans, 2008. "How does University Collaboration Contribute to Successful R&D Management?," Working Paper Series in Economics and Institutions of Innovation 131, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies. [Downloadable!]
  15. Henry R. Hertzfeld & Albert N. Link & Nicholas S. Vonortas, 2004. "Intellectual Property Protection Mechanisms in Research Partnerships," Papers on Entrepreneurship, Growth and Public Policy 2004-43, Max Planck Institute of Economics, Entrepreneurship, Growth and Public Policy Group. [Downloadable!]
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