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Testing the Option Value Theory of Irreversible Investment

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Author Info
Tarek M. Harchaoui
Pierre Lasserre ()

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Abstract

This paper statistically tests the theory of irreversible investment under uncertainty. Using dynamic programming and contingent claims valuation alternatively, we derive the value of options to invest in capacity, where the projects are endogenous to the economic circumstances prevailing at the investment date. We then test whether capacity investment decisions made by Canadian copper mines are compatible with the theory. The result speak strongly in favor of option theory as a theory of real investment; in particular, we provide a test which rejects the Net Present Value criterion, and our model explains both investment size and timing satisfactorily from a statistical and from an economic point of view.

En recourrant tour à tour à la programmation dynamique et à la méthode des actifs contigents, nous établissons la valeur de l'option d'effectuer des investissements irréversibles réels qui sont sensibles aux paramètres économiques prévalant au moment de la décision. Nous testons ensuite si des investissements en capacité de production effectués par des mines de cuivre canadiennes sont conformes aux implications de la théorie. Les résultats sont fortements en faveur de celle-ci; nos données rejettent le critère de la valeur actuelle nette et le modèle explique tant la taille que la date des investissements d'une manière statistiquement et économiquement satisfaisante.

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Paper provided by CIRANO in its series CIRANO Working Papers with number 95s-41.

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Date of creation: 01 Sep 1995
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Handle: RePEc:cir:cirwor:95s-41

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Related research
Keywords: Irreversible investment/Uncertainty/Dynamic programming/Contingent claims/Option value/Putty Clay/Real investment; Investissement irréversible; Incertitude; Programmation dynamique; Actifs contingents; Valeur d'option; modèle Putty Clay; Investissement réel.;

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. George Koutoulas & Lawrence Kryzanowski, 1994. "Integration or Segmentation of the Canadian Stock Market: Evidence Based on the APT," Canadian Journal of Economics, Canadian Economics Association, vol. 27(2), pages 329-51, May. [Downloadable!] (restricted)
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  1. Carlo Altomonte & Enrico Pennings, 2004. "The Hazard Rate of Foreign Direct Investment: A Structural Estimation of a Real Option Model," Working Papers 259, IGIER (Innocenzo Gasparini Institute for Economic Research), Bocconi University. [Downloadable!]
    Other versions:
  2. Sumru Altug & Fanny S. Demers & Michel Demers, 2004. " Tax Policy and Irreversible Investment," CDMA Working Paper Series 0404, Centre for Dynamic Macroeconomic Analysis. [Downloadable!]
  3. Katrin Millock & Céline Nauges & Åsa Löfgren, 2007. "Using Ex Post Data to Estimate the Hurdle Rate of Abatement Investments – An Application to the Swedish Pulp and Paper Industry and Energy Sector," Université Paris1 Panthéon-Sorbonne (Post-Print and Working Papers) halshs-00272041_v1, HAL. [Downloadable!]
  4. Guido Fioretti, 2002. "A Model of Primary and Secondary Waves in Investment Cycles," Microeconomics 0207014, EconWPA. [Downloadable!]
    Other versions:
  5. Margaret Insley & Tony Wirjanto, 2008. "Contrasting two approaches in real options valuation: contingent claims versus dynamic programming," Working Papers 08002, University of Waterloo, Department of Economics. [Downloadable!]
  6. Robert Cairns, 2004. "Green Accounting for an Externality, Pollution at a Mine," Environmental & Resource Economics, European Association of Environmental and Resource Economists, vol. 27(4), pages 409-427, April. [Downloadable!] (restricted)
  7. Turvey, Calum G. & Toole, Andrew & Kropp, Jaclyn, 2007. "An Empirical Examination of the Relationship Between Real Options Values and the Rate of Investment," 2007 1st Forum, February 15-17, 2007, Innsbruck, Austria 6606, International European Forum on Innovation and System Dynamics in Food Networks. [Downloadable!]
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