IDEAS home Printed from https://ideas.repec.org/a/spr/endesu/v24y2022i2d10.1007_s10668-021-01545-3.html
   My bibliography  Save this article

Smallholder farmer resilience to water scarcity

Author

Listed:
  • Francisco X. Aguilar

    (Swedish University of Agricultural Sciences)

  • Dienda Hendrawan

    (University of Goettingen)

  • Zhen Cai

    (University of Missouri)

  • James M. Roshetko

    (World Agroforestry Center (ICRAF))

  • Judith Stallmann

    (University of Missouri)

Abstract

Water scarcity poses one of the most prominent threats to the well-being of smallholder farmers around the world. We studied the association between rural livelihood capitals (natural, human, social, financial, and physical) and resilience to water scarcity. Resilience was denoted by farmers’ self-reported capacity to have avoided, or adapted to, water scarcity. Proxies for livelihood capitals were collected from two-hundred farmers in South Sulawesi, Indonesia, and their associations with a typology denoting water scarcity impacts analyzed with a Taylor-linearized multinomial response model. Physical and natural assets in the form of irrigation infrastructure and direct access to water sources were saliently associated with overall resilience (avoidance and adaptation) to water scarcity. Years of farming experience as a form of human capital asset was also strongly associated with resilience to water scarcity. Factors solely associated with the capacity to adapt to water scarcity were more nuanced with social capital assets showing closer associations. A household with a larger number of farm laborers had a higher likelihood of being unable to withstand water scarcity, but this relationship was reversed among those who managed larger farming areas. We discuss possible mechanisms that could have contributed to resilience, and how public policy could support smallholder farmers cope with water scarcity.

Suggested Citation

  • Francisco X. Aguilar & Dienda Hendrawan & Zhen Cai & James M. Roshetko & Judith Stallmann, 2022. "Smallholder farmer resilience to water scarcity," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 24(2), pages 2543-2576, February.
  • Handle: RePEc:spr:endesu:v:24:y:2022:i:2:d:10.1007_s10668-021-01545-3
    DOI: 10.1007/s10668-021-01545-3
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10668-021-01545-3
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s10668-021-01545-3?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Small, Kenneth A & Hsiao, Cheng, 1985. "Multinomial Logit Specification Tests," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 26(3), pages 619-627, October.
    2. Quandt, Amy, 2018. "Measuring livelihood resilience: The Household Livelihood Resilience Approach (HLRA)," World Development, Elsevier, vol. 107(C), pages 253-263.
    3. Rijsberman, Frank R., 2006. "Water scarcity: Fact or fiction?," Agricultural Water Management, Elsevier, vol. 80(1-3), pages 5-22, February.
    4. Adato, Michelle & Meinzen-Dick, Ruth Suseela, 2002. "Assessing the impact of agricultural research on poverty using the sustainable livelihoods framework," EPTD discussion papers 89, International Food Policy Research Institute (IFPRI).
    5. Edella Schlager & Elinor Ostrom, 1992. "Property-Rights Regimes and Natural Resources: A Conceptual Analysis," Land Economics, University of Wisconsin Press, vol. 68(3), pages 249-262.
    6. Frank Ellis, 2000. "The Determinants of Rural Livelihood Diversification in Developing Countries," Journal of Agricultural Economics, Wiley Blackwell, vol. 51(2), pages 289-302, May.
    7. Hausman, Jerry & McFadden, Daniel, 1984. "Specification Tests for the Multinomial Logit Model," Econometrica, Econometric Society, vol. 52(5), pages 1219-1240, September.
    8. Mutenje, Munyaradzi Junia & Farnworth, Cathy Rozel & Stirling, Clare & Thierfelder, Christian & Mupangwa, Walter & Nyagumbo, Isaiah, 2019. "A cost-benefit analysis of climate-smart agriculture options in Southern Africa: Balancing gender and technology," Ecological Economics, Elsevier, vol. 163(C), pages 126-137.
    9. Amy Quandt, 2019. "Variability in perceptions of household livelihood resilience and drought at the intersection of gender and ethnicity," Climatic Change, Springer, vol. 152(1), pages 1-15, January.
    10. Namara, Regassa E. & Hanjra, Munir A. & Castillo, Gina E. & Ravnborg, Helle Munk & Smith, Lawrence & Van Koppen, Barbara, 2010. "Agricultural water management and poverty linkages," Agricultural Water Management, Elsevier, vol. 97(4), pages 520-527, April.
    11. Nigussie, Yalemzewd & van der Werf, Edwin & Zhu, Xueqin & Simane, Belay & van Ierland, Ekko C., 2018. "Evaluation of Climate Change Adaptation Alternatives for Smallholder Farmers in the Upper Blue-Nile Basin," Ecological Economics, Elsevier, vol. 151(C), pages 142-150.
    12. Ai, Chunrong & Norton, Edward C., 2003. "Interaction terms in logit and probit models," Economics Letters, Elsevier, vol. 80(1), pages 123-129, July.
    13. Hanjra, Munir A. & Qureshi, M. Ejaz, 2010. "Global water crisis and future food security in an era of climate change," Food Policy, Elsevier, vol. 35(5), pages 365-377, October.
    14. Wei Liu & Jie Li & Linjing Ren & Jie Xu & Cong Li & Shuzhuo Li, 2020. "Exploring Livelihood Resilience and Its Impact on Livelihood Strategy in Rural China," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 150(3), pages 977-998, August.
    15. Damiete Emmanuel-Yusuf & Stephen Morse & Matthew Leach, 2017. "Resilience and Livelihoods in Supply Chains (RELISC): An Analytical Framework for the Development and Resilience of the UK Wood Fuel Sector," Sustainability, MDPI, vol. 9(4), pages 1-18, April.
    16. Louis Verchot & Meine Noordwijk & Serigne Kandji & Tom Tomich & Chin Ong & Alain Albrecht & Jens Mackensen & Cynthia Bantilan & K. Anupama & Cheryl Palm, 2007. "Climate change: linking adaptation and mitigation through agroforestry," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 12(5), pages 901-918, June.
    17. Moser, Caroline O. N., 1998. "The asset vulnerability framework: Reassessing urban poverty reduction strategies," World Development, Elsevier, vol. 26(1), pages 1-19, January.
    18. Bebbington, Anthony, 1999. "Capitals and Capabilities: A Framework for Analyzing Peasant Viability, Rural Livelihoods and Poverty," World Development, Elsevier, vol. 27(12), pages 2021-2044, December.
    19. Aguilar, Francisco X. & Cai, Zhen, 2010. "Conjoint effect of environmental labeling, disclosure of forest of origin and price on consumer preferences for wood products in the US and UK," Ecological Economics, Elsevier, vol. 70(2), pages 308-316, December.
    20. Nyong Princely Awazi & Amy Quandt, 2021. "Livelihood resilience to environmental changes in areas of Kenya and Cameroon: a comparative analysis," Climatic Change, Springer, vol. 165(1), pages 1-17, March.
    21. Ellis, Frank, 2000. "Rural Livelihoods and Diversity in Developing Countries," OUP Catalogue, Oxford University Press, number 9780198296966.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Durant, Jennie L. & Asprooth, Lauren & Galt, Ryan E. & Schmulevich, Sasha Pesci & Manser, Gwyneth M. & Pinzón, Natalia, 2023. "Farm resilience during the COVID-19 pandemic: The case of California direct market farmers," Agricultural Systems, Elsevier, vol. 204(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Hendrawan, Dienda C P & Musshoff, Oliver, 2022. "Oil Palm Smallholder Farmers' Livelihood Resilience and Decision Making in Replanting," 2022 Annual Meeting, July 31-August 2, Anaheim, California 322441, Agricultural and Applied Economics Association.
    2. Tiziana Pagnani & Elisabetta Gotor & Francesco Caracciolo, 2021. "Adaptive strategies enhance smallholders’ livelihood resilience in Bihar, India," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 13(2), pages 419-437, April.
    3. Jon D. Unruh, 2008. "Toward sustainable livelihoods after war: Reconstituting rural land tenure systems," Natural Resources Forum, Blackwell Publishing, vol. 32(2), pages 103-115, May.
    4. H.M. Tuihedur Rahman & Gordon M. Hickey, 2020. "An Analytical Framework for Assessing Context-Specific Rural Livelihood Vulnerability," Sustainability, MDPI, vol. 12(14), pages 1-26, July.
    5. Lecegui, Antonio & Olaizola, Ana María & López-i-Gelats, Feliu & Varela, Elsa, 2022. "Implementing the livelihood resilience framework: An indicator-based model for assessing mountain pastoral farming systems," Agricultural Systems, Elsevier, vol. 199(C).
    6. Savath, Vivien & Fletschner, Diana & Peterman, Amber & Santos, Florence, 2014. "Land, assets, and livelihoods: Gendered analysis of evidence from Odisha State in India:," IFPRI discussion papers 1323, International Food Policy Research Institute (IFPRI).
    7. Muhammad Zada & Syed Jamal Shah & Cao Yukun & Tariq Rauf & Naveed Khan & Syed Asad Ali Shah, 2019. "Impact of Small-to-Medium Size Forest Enterprises on Rural Livelihood: Evidence from Khyber-Pakhtunkhwa, Pakistan," Sustainability, MDPI, vol. 11(10), pages 1-17, May.
    8. Isa Baud & N. Sridharan & Karin Pfeffer, 2008. "Mapping Urban Poverty for Local Governance in an Indian Mega-City: The Case of Delhi," Urban Studies, Urban Studies Journal Limited, vol. 45(7), pages 1385-1412, June.
    9. Quandt, A. & Kimathi, Y.A., 2017. "Adapting livelihoods to floods and droughts in arid Kenya: Local perspectives and insights," African Journal of Rural Development (AFJRD), AFrican Journal of Rural Development (AFJRD), vol. 1(1), June.
    10. Hidayat, Kurniawati Nia & Glasbergen, Pieter & Offermans, Astrid, 2015. "Sustainability Certification and Palm Oil Smallholders’ Livelihood: A Comparison between Scheme Smallholders and Independent Smallholders in Indonesia," International Food and Agribusiness Management Review, International Food and Agribusiness Management Association, vol. 18(3), pages 1-24, September.
    11. Xu Zhao & Hengxing Xiang & Feifei Zhao, 2023. "Measurement and Spatial Differentiation of Farmers’ Livelihood Resilience Under the COVID-19 Epidemic Outbreak in Rural China," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 166(2), pages 239-267, April.
    12. Fadia Panosetti & Laurence Roudart, 2023. "Land struggle and Palestinian farmers’ livelihoods in the West Bank: between de-agrarianization and anti-colonial resistance," ULB Institutional Repository 2013/364796, ULB -- Universite Libre de Bruxelles.
    13. Fang SU & Udoy SAIKIA & Iain HAY, 2018. "Relationships between Livelihood Risks and Livelihood Capitals: A Case Study in Shiyang River Basin, China," Sustainability, MDPI, vol. 10(2), pages 1-20, February.
    14. Rao, Nitya, 2017. "Assets, Agency and Legitimacy: Towards a Relational Understanding of Gender Equality Policy and Practice," World Development, Elsevier, vol. 95(C), pages 43-54.
    15. Babigumira, Ronnie & Angelsen, Arild & Buis, Maarten & Bauch, Simone & Sunderland, Terry & Wunder, Sven, 2014. "Forest Clearing in Rural Livelihoods: Household-Level Global-Comparative Evidence," World Development, Elsevier, vol. 64(S1), pages 67-79.
    16. Debelo Bedada Yadeta & Fetene Bogale Hunegnaw, 2022. "Effect of International Remittance on Economic Growth: Empirical Evidence from Ethiopia," Journal of International Migration and Integration, Springer, vol. 23(2), pages 383-402, June.
    17. Sakaue, Katsuki, 2018. "Informal fee charge and school choice under a free primary education policy: Panel data evidence from rural Uganda," International Journal of Educational Development, Elsevier, vol. 62(C), pages 112-127.
    18. Soltani, Arezoo & Angelsen, Arild & Eid, Tron & Naieni, Mohammad Saeid Noori & Shamekhi, Taghi, 2012. "Poverty, sustainability, and household livelihood strategies in Zagros, Iran," Ecological Economics, Elsevier, vol. 79(C), pages 60-70.
    19. Porro, Roberto & Lopez-Feldman, Alejandro & Vela-Alvarado, Jorge W., 2015. "Forest use and agriculture in Ucayali, Peru: Livelihood strategies, poverty and wealth in an Amazon frontier," Forest Policy and Economics, Elsevier, vol. 51(C), pages 47-56.
    20. Lan, Xiao & Zhang, Qin & Xue, Haili & Liang, Haoguang & Wang, Bojie & Wang, Weijun, 2021. "Linking sustainable livelihoods with sustainable grassland use and conservation: A case study from rural households in a semi-arid grassland area, China," Land Use Policy, Elsevier, vol. 101(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:endesu:v:24:y:2022:i:2:d:10.1007_s10668-021-01545-3. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.