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Do Standards of Review Matter? The Case of Federal Criminal Sentencing

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  • Joshua B. Fischman
  • Max M. Schanzenbach

Abstract

We study whether changes to standards of review affect district court sentencing decisions under the U.S. sentencing guidelines. Departures from the guidelines by district judges have at times been reviewed strictly or deferentially. If review standards are constraining, then differences among judges should be larger when review is deferential. We find that Democratic appointees are more lenient than Republican appointees under deferential review, but this difference significantly narrows when review is strict. We conclude that district judges are meaningfully constrained by the prospect of appellate reversal. By contrast, judges appointed before the adoption of the guidelines are more likely to depart and issue shorter sentences, but their decisions are not significantly affected by the standard of review. We suggest that the constraining effect of appellate review varies with a judge's respect for the underlying legal regime.

Suggested Citation

  • Joshua B. Fischman & Max M. Schanzenbach, 2011. "Do Standards of Review Matter? The Case of Federal Criminal Sentencing," The Journal of Legal Studies, University of Chicago Press, vol. 40(2), pages 405-437.
  • Handle: RePEc:ucp:jlstud:doi:10.1086/659262
    DOI: 10.1086/659262
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    References listed on IDEAS

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    3. Lundberg, Alexander, 2016. "Sentencing discretion and burdens of proof," International Review of Law and Economics, Elsevier, vol. 46(C), pages 34-42.
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    7. Alessandra Foresta, 2022. "Lady Justice: The impact of female judges on trials' verdicts in US," Discussion Papers 22/04, Department of Economics, University of York.
    8. Crystal S. Yang, 2015. "Free at Last? Judicial Discretion and Racial Disparities in Federal Sentencing," The Journal of Legal Studies, University of Chicago Press, vol. 44(1), pages 75-111.

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