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The impact of imbalanced training data on machine learning for author name disambiguation

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  • Jinseok Kim

    (University of Michigan)

  • Jenna Kim

    (Syracuse University)

Abstract

In supervised machine learning for author name disambiguation, negative training data are often dominantly larger than positive training data. This paper examines how the ratios of negative to positive training data can affect the performance of machine learning algorithms to disambiguate author names in bibliographic records. On multiple labeled datasets, three classifiers—Logistic Regression, Naïve Bayes, and Random Forest—are trained through representative features such as coauthor names, and title words extracted from the same training data but with various positive-to-negative training data ratios. Results show that increasing negative training data can improve disambiguation performance but with a few percent of performance gains and sometimes degrade it. Logistic and Naïve Bayes learn optimal disambiguation models even with a base ratio (1:1) of positive and negative training data. Also, the performance improvement by Random Forest tends to quickly saturate roughly after 1:10~1:15. These findings imply that contrary to the common practice using all training data, name disambiguation algorithms can be trained using part of negative training data without degrading much disambiguation performance while increasing computational efficiency. This study calls for more attention from author name disambiguation scholars to methods for machine learning from imbalanced data.

Suggested Citation

  • Jinseok Kim & Jenna Kim, 2018. "The impact of imbalanced training data on machine learning for author name disambiguation," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(1), pages 511-526, October.
  • Handle: RePEc:spr:scient:v:117:y:2018:i:1:d:10.1007_s11192-018-2865-9
    DOI: 10.1007/s11192-018-2865-9
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    7. Jan Schulz, 2016. "Using Monte Carlo simulations to assess the impact of author name disambiguation quality on different bibliometric analyses," Scientometrics, Springer;Akadémiai Kiadó, vol. 107(3), pages 1283-1298, June.
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    10. Jinseok Kim, 2018. "Evaluating author name disambiguation for digital libraries: a case of DBLP," Scientometrics, Springer;Akadémiai Kiadó, vol. 116(3), pages 1867-1886, September.
    11. Jinseok Kim & Jana Diesner, 2016. "Distortive effects of initial-based name disambiguation on measurements of large-scale coauthorship networks," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 67(6), pages 1446-1461, June.
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    Cited by:

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    2. Jinseok Kim & Jinmo Kim & Jason Owen-Smith, 2019. "Generating automatically labeled data for author name disambiguation: an iterative clustering method," Scientometrics, Springer;Akadémiai Kiadó, vol. 118(1), pages 253-280, January.
    3. Rehs, Andreas, 2021. "A supervised machine learning approach to author disambiguation in the Web of Science," Journal of Informetrics, Elsevier, vol. 15(3).
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    8. Jinseok Kim & Jenna Kim & Jason Owen‐Smith, 2021. "Ethnicity‐based name partitioning for author name disambiguation using supervised machine learning," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 72(8), pages 979-994, August.
    9. Jinseok Kim & Jenna Kim, 2020. "Effect of forename string on author name disambiguation," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 71(7), pages 839-855, July.
    10. Fernandez Martinez, Roberto & Lostado Lorza, Ruben & Santos Delgado, Ana Alexandra & Piedra, Nelson, 2021. "Use of classification trees and rule-based models to optimize the funding assignment to research projects: A case study of UTPL," Journal of Informetrics, Elsevier, vol. 15(1).
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