IDEAS home Printed from https://ideas.repec.org/a/spr/nathaz/v116y2023i3d10.1007_s11069-022-05793-y.html
   My bibliography  Save this article

Predicting and analyzing flood susceptibility using boosting-based ensemble machine learning algorithms with SHapley Additive exPlanations

Author

Listed:
  • Halit Enes Aydin

    (Mersin University)

  • Muzaffer Can Iban

    (Mersin University)

Abstract

In recent years, the number of floods around the world has increased. As a result, Flood Susceptibility Maps (FSMs) became vital for flood prevention, risk mitigation, and decision-making. The purpose of this study is to develop FSMs for Adana province on the Mediterranean coast of Türkiye using tree-based machine learning (ML) classifiers. This study seeks to analyze the predictive performance of Natural Gradient Boosting Machines (NGBoost) for the first time in FSM studies, as well as the first comparative study of Light Gradient Boosting Machines (LightGBM) and CatBoost versus other techniques, including Random Forest (RF), Gradient Boosting (GB), eXtreme Gradient Boosting (XGBoost), and Adaptive Boosting (AdaBoost). These ML approaches were evaluated using fourteen flood conditioning parameters divided into five categories: topographical, meteorological, vegetation, lithological, and anthropogenic. The AdaBoost and LightGBM models scored the highest in terms of test accuracy (0.8978), followed by GB and NGBoost (0.8832), XGBoost (0.8759), RF (0.8613), and CatBoost (0.8102). A McNemar's test was used to determine the statistical significance of classifier predictions. According to the FSMs generated, Adana province has a substantial quantity of land that is moderately to extremely prone to flooding. For feature selection, the majority of previous studies used solely the Information Gain (IG) method and multicollinearity analysis. However, only a few studies used global explanatory models to calculate the relevance of their conditioning factors. A locally explained model is required to understand the associations and dependencies between each conditioning factor. Therefore, this study locally explains the generated ML-based FSMs with the help of an eXplainable Artificial Intelligence (XAI) approach, namely SHapley Additive exPlanations (SHAP). According to the findings, elevation, slope, and distance to rivers are the top three contributing factors in most models. SHAP results show that lower elevations, lower slopes, areas closer to river banks, agricultural areas, and sparsely vegetated areas are shown to be more prone to flooding.

Suggested Citation

  • Halit Enes Aydin & Muzaffer Can Iban, 2023. "Predicting and analyzing flood susceptibility using boosting-based ensemble machine learning algorithms with SHapley Additive exPlanations," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 116(3), pages 2957-2991, April.
  • Handle: RePEc:spr:nathaz:v:116:y:2023:i:3:d:10.1007_s11069-022-05793-y
    DOI: 10.1007/s11069-022-05793-y
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11069-022-05793-y
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11069-022-05793-y?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Shuxian Liu & Yang Liu & Zhigang Chu & Kun Yang & Guanlan Wang & Lisheng Zhang & Yuanda Zhang, 2023. "Evaluation of Tropical Cyclone Disaster Loss Using Machine Learning Algorithms with an eXplainable Artificial Intelligence Approach," Sustainability, MDPI, vol. 15(16), pages 1-17, August.
    2. Mariusz Starzec & Sabina Kordana-Obuch, 2024. "Evaluating the Utility of Selected Machine Learning Models for Predicting Stormwater Levels in Small Streams," Sustainability, MDPI, vol. 16(2), pages 1-29, January.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:nathaz:v:116:y:2023:i:3:d:10.1007_s11069-022-05793-y. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    We have no bibliographic references for this item. You can help adding them by using this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.