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Method of Predicting SOH and RUL of Lithium-Ion Battery Based on the Combination of LSTM and GPR

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  • Jiahui Zhao

    (China Huaneng Group Clean Energy Research Institute (CERI), Beijing 102209, China)

  • Yong Zhu

    (China Huaneng Group Clean Energy Research Institute (CERI), Beijing 102209, China)

  • Bin Zhang

    (China Huaneng Group Clean Energy Research Institute (CERI), Beijing 102209, China)

  • Mingyi Liu

    (China Huaneng Group Clean Energy Research Institute (CERI), Beijing 102209, China)

  • Jianxing Wang

    (China Huaneng Group Clean Energy Research Institute (CERI), Beijing 102209, China)

  • Chenghao Liu

    (China Huaneng Group Clean Energy Research Institute (CERI), Beijing 102209, China)

  • Yuanyuan Zhang

    (China Huaneng Group Clean Energy Research Institute (CERI), Beijing 102209, China)

Abstract

The state of health and remaining useful life of lithium-ion batteries are important indicators to ensure the reliable operation of these batteries. However, because they cannot be directly measured and are affected by many factors, they are difficult to predict. This paper presents method of jointly predicting state of health and RUL based on the long short-term memory neural network and Gaussian process regression. This method extracts the batteries’ health factors from the charging curve, selects health factors with more relevance than the setting standard as the characteristic of capacity by the maximum information coefficient method, and establishes the battery aging and remaining useful life prediction models with Gaussian process regression. On this basis, the long short-term memory neural network is used to predict the trend of the change in health factors with the increase in cycles, and the results are input into a Gaussian process regression aging model to predict the state of health. Taking the health factors and state of health as the characteristics of remaining useful battery life, a battery remaining useful life model based on Gaussian process regression is established, and the change trend in the remaining useful life can be obtained by inputting the predicted health factors and state of health. In this study, four battery data sets with different depths of charge were used to verify the accuracy and adaptability of the algorithm. The results show that the proposed algorithm has high accuracy and reliability.

Suggested Citation

  • Jiahui Zhao & Yong Zhu & Bin Zhang & Mingyi Liu & Jianxing Wang & Chenghao Liu & Yuanyuan Zhang, 2022. "Method of Predicting SOH and RUL of Lithium-Ion Battery Based on the Combination of LSTM and GPR," Sustainability, MDPI, vol. 14(19), pages 1-16, September.
    • Handle: RePEc:gam:jsusta:v:14:y:2022:i:19:p:11865-:d:920420
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    References listed on IDEAS

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    Cited by:

    1. Liu, Kailong & Fang, Jingyang & Zhao, Shiwen & Liu, Yuhang & Dai, Haifeng & Ye, Liwang & Peng, Qiao, 2025. "Battery state-of-health estimation: An ultrasonic detection method with explainable AI," Energy, Elsevier, vol. 319(C).
    2. Xin Ma & Xingke Ding & Chongyi Tian & Changbin Tian & Rui Zhu, 2025. "Estimation of Lithium-Ion Battery State of Health-Based Multi-Feature Analysis and Convolutional Neural Network–Long Short-Term Memory," Sustainability, MDPI, vol. 17(9), pages 1-20, April.
    3. Wang, Cong & Chen, Yunxia & Zhang, Qingyuan & Zhu, Jiaxiao, 2023. "Dynamic early recognition of abnormal lithium-ion batteries before capacity drops using self-adaptive quantum clustering," Applied Energy, Elsevier, vol. 336(C).
    4. Mingsan Ouyang & Peicheng Shen, 2022. "Prediction of Remaining Useful Life of Lithium Batteries Based on WOA-VMD and LSTM," Energies, MDPI, vol. 15(23), pages 1-20, November.
    5. Giovane Ronei Sylvestrin & Joylan Nunes Maciel & Marcio Luís Munhoz Amorim & João Paulo Carmo & José A. Afonso & Sérgio F. Lopes & Oswaldo Hideo Ando Junior, 2025. "State of the Art in Electric Batteries’ State-of-Health (SoH) Estimation with Machine Learning: A Review," Energies, MDPI, vol. 18(3), pages 1-77, February.
    6. Zhu, Tao & Wang, Shunli & Fan, Yongcun & Hai, Nan & Huang, Qi & Fernandez, Carlos, 2024. "An improved dung beetle optimizer- hybrid kernel least square support vector regression algorithm for state of health estimation of lithium-ion batteries based on variational model decomposition," Energy, Elsevier, vol. 306(C).

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