IDEAS home Printed from https://ideas.repec.org/a/eee/energy/v237y2021ics0360544221018041.html
   My bibliography  Save this article

A capacity prediction framework for lithium-ion batteries using fusion prediction of empirical model and data-driven method

Author

Listed:
  • Zheng, Yuejiu
  • Cui, Yifan
  • Han, Xuebing
  • Ouyang, Minggao

Abstract

The empirical model is an open-loop model for battery capacity prediction, which faces the general problem of parameter mismatch. The data-driven method can realize the closed-loop estimation of capacity, but the data quality and model adaptability may lead to large noise. This paper proposes a framework of battery capacity prediction based on the feedforward empirical model and the feedback data-driven method. With the difference of the estimated capacities from the two models, parameters of the empirical model are modified, and the fusion capacity is finally predicted. Two cases based on different empirical models and fusion methods are introduced, one is based on discrete Arrhenius aging model with sequent extended Kalman filters (Case Ⅰ),and the other is based on the linear aging model with incremental PID + Luenberger observer (Case Ⅱ). The two cases are verified by the aging experimental data. The results show that under the proposed capacity prediction framework, the model parameters can be effectively corrected and gradually converged, and the accurate capacity prediction can be achieved with battery aging. With the low calculation load, the predicted fusion capacity can still guarantee high accuracy in Case Ⅱ, which is a good choice for the online capacity prediction.

Suggested Citation

  • Zheng, Yuejiu & Cui, Yifan & Han, Xuebing & Ouyang, Minggao, 2021. "A capacity prediction framework for lithium-ion batteries using fusion prediction of empirical model and data-driven method," Energy, Elsevier, vol. 237(C).
  • Handle: RePEc:eee:energy:v:237:y:2021:i:c:s0360544221018041
    DOI: 10.1016/j.energy.2021.121556
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0360544221018041
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.energy.2021.121556?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    2. Song, Ziyou & Li, Jianqiu & Han, Xuebing & Xu, Liangfei & Lu, Languang & Ouyang, Minggao & Hofmann, Heath, 2014. "Multi-objective optimization of a semi-active battery/supercapacitor energy storage system for electric vehicles," Applied Energy, Elsevier, vol. 135(C), pages 212-224.
    3. Zheng, Yuejiu & Qin, Chao & Lai, Xin & Han, Xuebing & Xie, Yi, 2019. "A novel capacity estimation method for lithium-ion batteries using fusion estimation of charging curve sections and discrete Arrhenius aging model," Applied Energy, Elsevier, vol. 251(C), pages 1-1.
    4. Goh, Taedong & Park, Minjun & Seo, Minhwan & Kim, Jun Gu & Kim, Sang Woo, 2017. "Capacity estimation algorithm with a second-order differential voltage curve for Li-ion batteries with NMC cathodes," Energy, Elsevier, vol. 135(C), pages 257-268.
    5. Zheng, Yuejiu & Wang, Jingjing & Qin, Chao & Lu, Languang & Han, Xuebing & Ouyang, Minggao, 2019. "A novel capacity estimation method based on charging curve sections for lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 185(C), pages 361-371.
    6. Berecibar, Maitane & Garmendia, Maitane & Gandiaga, Iñigo & Crego, Jon & Villarreal, Igor, 2016. "State of health estimation algorithm of LiFePO4 battery packs based on differential voltage curves for battery management system application," Energy, Elsevier, vol. 103(C), pages 784-796.
    7. Hu, Chao & Youn, Byeng D. & Chung, Jaesik, 2012. "A multiscale framework with extended Kalman filter for lithium-ion battery SOC and capacity estimation," Applied Energy, Elsevier, vol. 92(C), pages 694-704.
    8. Berecibar, M. & Gandiaga, I. & Villarreal, I. & Omar, N. & Van Mierlo, J. & Van den Bossche, P., 2016. "Critical review of state of health estimation methods of Li-ion batteries for real applications," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 572-587.
    9. Dai, Haifeng & Xu, Tianjiao & Zhu, Letao & Wei, Xuezhe & Sun, Zechang, 2016. "Adaptive model parameter identification for large capacity Li-ion batteries on separated time scales," Applied Energy, Elsevier, vol. 184(C), pages 119-131.
    10. Xing, Yinjiao & He, Wei & Pecht, Michael & Tsui, Kwok Leung, 2014. "State of charge estimation of lithium-ion batteries using the open-circuit voltage at various ambient temperatures," Applied Energy, Elsevier, vol. 113(C), pages 106-115.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Li, Jinwen & Deng, Zhongwei & Liu, Hongao & Xie, Yi & Liu, Chuan & Lu, Chen, 2022. "Battery capacity trajectory prediction by capturing the correlation between different vehicles," Energy, Elsevier, vol. 260(C).
    2. Jiang, Yan & Meng, Xin, 2023. "A battery capacity estimation method based on the equivalent circuit model and quantile regression using vehicle real-world operation data," Energy, Elsevier, vol. 284(C).
    3. Chen, Dan & Meng, Jinhao & Huang, Huanyang & Wu, Ji & Liu, Ping & Lu, Jiwu & Liu, Tianqi, 2022. "An Empirical-Data Hybrid Driven Approach for Remaining Useful Life prediction of lithium-ion batteries considering capacity diving," Energy, Elsevier, vol. 245(C).
    4. Wang, Qiao & Ye, Min & Wei, Meng & Lian, Gaoqi & Li, Yan, 2023. "Random health indicator and shallow neural network based robust capacity estimation for lithium-ion batteries with different fast charging protocols," Energy, Elsevier, vol. 271(C).
    5. Liyuan Shao & Yong Zhang & Xiujuan Zheng & Xin He & Yufeng Zheng & Zhiwei Liu, 2023. "A Review of Remaining Useful Life Prediction for Energy Storage Components Based on Stochastic Filtering Methods," Energies, MDPI, vol. 16(3), pages 1-22, February.
    6. Aihua Tang & Yuanhang Yang & Quanqing Yu & Zhigang Zhang & Lin Yang, 2022. "A Review of Life Prediction Methods for PEMFCs in Electric Vehicles," Sustainability, MDPI, vol. 14(16), pages 1-18, August.
    7. Bao, Zhengyi & Nie, Jiahao & Lin, Huipin & Jiang, Jiahao & He, Zhiwei & Gao, Mingyu, 2023. "A global–local context embedding learning based sequence-free framework for state of health estimation of lithium-ion battery," Energy, Elsevier, vol. 282(C).
    8. Sun, Tao & Xu, Yuwen & Feng, Lihong & Xu, Bowen & Chen, Dizuo & Zhang, Fang & Han, Xuebing & Zhao, Lihui & Zheng, Yuejiu, 2022. "A vehicle-cloud collaboration strategy for remaining driving range estimation based on online traffic route information and future operation condition prediction," Energy, Elsevier, vol. 248(C).
    9. Park, Sung-Won & Son, Sung-Yong, 2023. "Techno-economic analysis for the electric vehicle battery aging management of charge point operator," Energy, Elsevier, vol. 280(C).
    10. Kang, Jihyeon & Atwair, Mohamed & Nam, Inho & Lee, Chul-Jin, 2023. "Experimental and numerical investigation on effects of thickness of NCM622 cathode in Li-ion batteries for high energy and power density," Energy, Elsevier, vol. 263(PE).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe & Xu, Tianjiao, 2019. "Joint estimation of lithium-ion battery state of charge and capacity within an adaptive variable multi-timescale framework considering current measurement offset," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    2. Zheng, Linfeng & Zhu, Jianguo & Lu, Dylan Dah-Chuan & Wang, Guoxiu & He, Tingting, 2018. "Incremental capacity analysis and differential voltage analysis based state of charge and capacity estimation for lithium-ion batteries," Energy, Elsevier, vol. 150(C), pages 759-769.
    3. Goh, Taedong & Park, Minjun & Seo, Minhwan & Kim, Jun Gu & Kim, Sang Woo, 2018. "Successive-approximation algorithm for estimating capacity of Li-ion batteries," Energy, Elsevier, vol. 159(C), pages 61-73.
    4. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    5. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    6. Ruifeng Zhang & Bizhong Xia & Baohua Li & Libo Cao & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang, 2018. "State of the Art of Lithium-Ion Battery SOC Estimation for Electrical Vehicles," Energies, MDPI, vol. 11(7), pages 1-36, July.
    7. Chen, Dan & Meng, Jinhao & Huang, Huanyang & Wu, Ji & Liu, Ping & Lu, Jiwu & Liu, Tianqi, 2022. "An Empirical-Data Hybrid Driven Approach for Remaining Useful Life prediction of lithium-ion batteries considering capacity diving," Energy, Elsevier, vol. 245(C).
    8. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    9. Qiaohua Fang & Xuezhe Wei & Tianyi Lu & Haifeng Dai & Jiangong Zhu, 2019. "A State of Health Estimation Method for Lithium-Ion Batteries Based on Voltage Relaxation Model," Energies, MDPI, vol. 12(7), pages 1-18, April.
    10. Xiangyu Cui & Zhu Jing & Maji Luo & Yazhou Guo & Huimin Qiao, 2018. "A New Method for State of Charge Estimation of Lithium-Ion Batteries Using Square Root Cubature Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-21, January.
    11. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    12. Lai, Xin & Huang, Yunfeng & Deng, Cong & Gu, Huanghui & Han, Xuebing & Zheng, Yuejiu & Ouyang, Minggao, 2021. "Sorting, regrouping, and echelon utilization of the large-scale retired lithium batteries: A critical review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 146(C).
    13. Goh, Taedong & Park, Minjun & Seo, Minhwan & Kim, Jun Gu & Kim, Sang Woo, 2017. "Capacity estimation algorithm with a second-order differential voltage curve for Li-ion batteries with NMC cathodes," Energy, Elsevier, vol. 135(C), pages 257-268.
    14. Zheng, Yuejiu & Wang, Jingjing & Qin, Chao & Lu, Languang & Han, Xuebing & Ouyang, Minggao, 2019. "A novel capacity estimation method based on charging curve sections for lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 185(C), pages 361-371.
    15. Sun, Li & Sun, Wen & You, Fengqi, 2020. "Core temperature modelling and monitoring of lithium-ion battery in the presence of sensor bias," Applied Energy, Elsevier, vol. 271(C).
    16. Wenxian Duan & Chuanxue Song & Silun Peng & Feng Xiao & Yulong Shao & Shixin Song, 2020. "An Improved Gated Recurrent Unit Network Model for State-of-Charge Estimation of Lithium-Ion Battery," Energies, MDPI, vol. 13(23), pages 1-19, December.
    17. Li, Yi & Liu, Kailong & Foley, Aoife M. & Zülke, Alana & Berecibar, Maitane & Nanini-Maury, Elise & Van Mierlo, Joeri & Hoster, Harry E., 2019. "Data-driven health estimation and lifetime prediction of lithium-ion batteries: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    18. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    19. He, Hongwen & Xiong, Rui & Peng, Jiankun, 2016. "Real-time estimation of battery state-of-charge with unscented Kalman filter and RTOS μCOS-II platform," Applied Energy, Elsevier, vol. 162(C), pages 1410-1418.
    20. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:energy:v:237:y:2021:i:c:s0360544221018041. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.journals.elsevier.com/energy .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.