IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v383y2025ics0306261925000273.html
   My bibliography  Save this article

Analytical method for optimizing capacity expansion of existing hydropower plants in hydro-wind-photovoltaic hybrid system: A case study in the Yalong River basin

Author

Listed:
  • Wu, Chen
  • Liu, Pan
  • Cheng, Qian
  • Yang, Zhikai
  • Huang, Kangdi
  • Liu, Zheyuan
  • Zheng, Yalian
  • Li, Xiao
  • Zhou, Yong
  • Jiang, Dingguo
  • Yu, Yi

Abstract

Hydropower can effectively integrate intermittent wind and photovoltaic (PV) power by forming a hydro-wind-PV hybrid energy system. With increases in wind and PV power plants, it is crucial to expand hydropower capacity. However, traditional numerical methods for capacity expansion require high temporal resolution of input data and complex simulation calculations. To address this issue, an analytical method is proposed to derive the optimal expanded size of hydropower plant, without high-resolution input data, facilitating implementation, and enabling sensitivity analysis. Firstly, hydropower generation and the wind-PV power curtailment rate were estimated using a polynomial function and a linear function, respectively, based on the expanded hydropower size and derived from historical operational data. Next, the capacity expansion function of the hydropower plant was derived based on the net present value method, accounting for total generation including hydropower and wind-PV power, minus wind-PV power curtailment. The solutions obtained from the analytical method were compared with those derived from the numerical method. Finally, the sensitivity of the capacity expansion function was assessed using the Taylor series. A case study in the Yalong River basin in China reveals that: (1) the R-squared value of the proposed functions in estimating hydropower generation and power curtailment exceeds 0.9 between analytical and numerical solutions; (2) based on analytical and numerical methods, the optimal expanded sizes of HP are 1250 MW and 1210 MW, respectively; (3) electricity price is the most sensitive parameter, contributing approximately 11 times higher than operation and maintenance costs, and 2 times higher than multi-year discount rate for the optimal expanded size of hydropower plant. The proposed analytical method can be an effective tool for the capacity expansion and sensitivity analysis of existing hydropower plants without the need for simulation calculation.

Suggested Citation

  • Wu, Chen & Liu, Pan & Cheng, Qian & Yang, Zhikai & Huang, Kangdi & Liu, Zheyuan & Zheng, Yalian & Li, Xiao & Zhou, Yong & Jiang, Dingguo & Yu, Yi, 2025. "Analytical method for optimizing capacity expansion of existing hydropower plants in hydro-wind-photovoltaic hybrid system: A case study in the Yalong River basin," Applied Energy, Elsevier, vol. 383(C).
  • Handle: RePEc:eee:appene:v:383:y:2025:i:c:s0306261925000273
    DOI: 10.1016/j.apenergy.2025.125297
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261925000273
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.apenergy.2025.125297?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Jakhrani, Abdul Qayoom & Othman, Al-Khalid & Rigit, Andrew Ragai Henry & Samo, Saleem Raza & Kamboh, Shakeel Ahmed, 2012. "A novel analytical model for optimal sizing of standalone photovoltaic systems," Energy, Elsevier, vol. 46(1), pages 675-682.
    2. Wen, Xin & Sun, Yuanliang & Tan, Qiaofeng & Tang, Zhengyang & Wang, Zhenni & Liu, Zhehua & Ding, Ziyu, 2022. "Optimizing the sizes of wind and photovoltaic plants complementarily operating with cascade hydropower stations: Balancing risk and benefit," Applied Energy, Elsevier, vol. 306(PA).
    3. Steven Chu & Arun Majumdar, 2012. "Opportunities and challenges for a sustainable energy future," Nature, Nature, vol. 488(7411), pages 294-303, August.
    4. A. F. M. Kamal Chowdhury & Thomas Wild & Ying Zhang & Matthew Binsted & Gokul Iyer & Son H. Kim & Jonathan Lamontagne, 2024. "Hydropower expansion in eco-sensitive river basins under global energy-economic change," Nature Sustainability, Nature, vol. 7(2), pages 213-222, February.
    5. Ming, Bo & Liu, Pan & Guo, Shenglian & Cheng, Lei & Zhang, Jingwen, 2019. "Hydropower reservoir reoperation to adapt to large-scale photovoltaic power generation," Energy, Elsevier, vol. 179(C), pages 268-279.
    6. Jacob, Ammu Susanna & Banerjee, Rangan & Ghosh, Prakash C., 2018. "Sizing of hybrid energy storage system for a PV based microgrid through design space approach," Applied Energy, Elsevier, vol. 212(C), pages 640-653.
    7. Li, He & Liu, Pan & Guo, Shenglian & Ming, Bo & Cheng, Lei & Yang, Zhikai, 2019. "Long-term complementary operation of a large-scale hydro-photovoltaic hybrid power plant using explicit stochastic optimization," Applied Energy, Elsevier, vol. 238(C), pages 863-875.
    8. Erdinc, Ozan & Paterakis, Nikolaos G. & Pappi, Iliana N. & Bakirtzis, Anastasios G. & Catalão, João P.S., 2015. "A new perspective for sizing of distributed generation and energy storage for smart households under demand response," Applied Energy, Elsevier, vol. 143(C), pages 26-37.
    9. Cheng, Qian & Ming, Bo & Liu, Pan & Huang, Kangdi & Gong, Yu & Li, Xiao & Zheng, Yalian, 2021. "Solving hydro unit commitment problems with multiple hydraulic heads based on a two-layer nested optimization method," Renewable Energy, Elsevier, vol. 172(C), pages 317-326.
    10. Huang, Kangdi & Luo, Peng & Liu, Pan & KIM, Jong Suk & Wang, Yintang & Xu, Weifeng & Li, He & Gong, Yu, 2022. "Improving complementarity of a hybrid renewable energy system to meet load demand by using hydropower regulation ability," Energy, Elsevier, vol. 248(C).
    11. Fang, Yiping & Wang, Mingjie & Deng, Wei & Xu, Keyan, 2010. "Exploitation scale of hydropower based on instream flow requirements: A case from southwest China," Renewable and Sustainable Energy Reviews, Elsevier, vol. 14(8), pages 2290-2297, October.
    12. Cheng, Qian & Liu, Pan & Feng, Maoyuan & Cheng, Lei & Ming, Bo & Luo, Xinran & Liu, Weibo & Xu, Weifeng & Huang, Kangdi & Xia, Jun, 2023. "Complementary operation with wind and photovoltaic power induces the decrease in hydropower efficiency," Applied Energy, Elsevier, vol. 339(C).
    13. Voros, N.G. & Kiranoudis, C.T. & Maroulis, Z.B., 2000. "Short-cut design of small hydroelectric plants," Renewable Energy, Elsevier, vol. 19(4), pages 545-563.
    14. Montanari, R., 2003. "Criteria for the economic planning of a low power hydroelectric plant," Renewable Energy, Elsevier, vol. 28(13), pages 2129-2145.
    15. González, Arnau & Riba, Jordi-Roger & Rius, Antoni & Puig, Rita, 2015. "Optimal sizing of a hybrid grid-connected photovoltaic and wind power system," Applied Energy, Elsevier, vol. 154(C), pages 752-762.
    16. Cheng, Qian & Liu, Pan & Xia, Qian & Cheng, Lei & Ming, Bo & Zhang, Wei & Xu, Weifeng & Zheng, Yalian & Han, Dongyang & Xia, Jun, 2023. "An analytical method to evaluate curtailment of hydro–photovoltaic hybrid energy systems and its implication under climate change," Energy, Elsevier, vol. 278(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Ziquan Wang & Yaping Gao & Yan Gao, 2025. "Optimization of Distributed Photovoltaic Energy Storage System Double-Layer Planning in Low-Carbon Parks Considering Variable Operating Conditions and Complementary Synergy of Energy Storage Devices," Energies, MDPI, vol. 18(8), pages 1-35, April.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Cheng, Qian & Liu, Pan & Xia, Qian & Cheng, Lei & Ming, Bo & Zhang, Wei & Xu, Weifeng & Zheng, Yalian & Han, Dongyang & Xia, Jun, 2023. "An analytical method to evaluate curtailment of hydro–photovoltaic hybrid energy systems and its implication under climate change," Energy, Elsevier, vol. 278(C).
    2. Cheng, Qian & Liu, Pan & Ming, Bo & Yang, Zhikai & Cheng, Lei & Liu, Zheyuan & Huang, Kangdi & Xu, Weifeng & Gong, Lanqiang, 2024. "Synchronizing short-, mid-, and long-term operations of hydro-wind-photovoltaic complementary systems," Energy, Elsevier, vol. 305(C).
    3. Xu, Shitian & Liu, Pan & Li, Xiao & Cheng, Qian & Liu, Zheyuan, 2023. "Deriving long-term operating rules of the hydro-wind-PV hybrid energy system considering electricity price," Renewable Energy, Elsevier, vol. 219(P1).
    4. Cheng, Qian & Liu, Pan & Feng, Maoyuan & Cheng, Lei & Ming, Bo & Luo, Xinran & Liu, Weibo & Xu, Weifeng & Huang, Kangdi & Xia, Jun, 2023. "Complementary operation with wind and photovoltaic power induces the decrease in hydropower efficiency," Applied Energy, Elsevier, vol. 339(C).
    5. Wang, Yanling & Wen, Xin & Su, Huaying & Qin, Jisen & Kong, Linghui, 2023. "Real-time dispatch of hydro-photovoltaic (PV) hybrid system based on dynamic load reserve capacity," Energy, Elsevier, vol. 285(C).
    6. Gong, Yu & Liu, Pan & Ming, Bo & Li, Dingfang, 2021. "Identifying the effect of forecast uncertainties on hybrid power system operation: A case study of Longyangxia hydro–photovoltaic plant in China," Renewable Energy, Elsevier, vol. 178(C), pages 1303-1321.
    7. Tan, Qiaofeng & Zhang, Ziyi & Wen, Xin & Fang, Guohua & Xu, Shuo & Nie, Zhuang & Wang, Yanling, 2024. "Risk control of hydropower-photovoltaic multi-energy complementary scheduling based on energy storage allocation," Applied Energy, Elsevier, vol. 358(C).
    8. Gong, Yu & Liu, Tingxi & Liu, Pan & Duan, Limin, 2024. "Deriving joint operating rule curves for hydro–hydrogen–wind–photovoltaic hybrid power systems," Applied Energy, Elsevier, vol. 375(C).
    9. Li, Xiao & Liu, Pan & Wang, Yibo & Yang, Zhikai & Gong, Yu & An, Rihui & Huang, Kangdi & Wen, Yan, 2022. "Derivation of operating rule curves for cascade hydropower reservoirs considering the spot market: A case study of the China's Qing River cascade-reservoir system," Renewable Energy, Elsevier, vol. 182(C), pages 1028-1038.
    10. Jiang, Jianhua & Ming, Bo & Liu, Pan & Huang, Qiang & Guo, Yi & Chang, Jianxia & Zhang, Wei, 2023. "Refining long-term operation of large hydro–photovoltaic–wind hybrid systems by nesting response functions," Renewable Energy, Elsevier, vol. 204(C), pages 359-371.
    11. Ming, Bo & Chen, Jing & Fang, Wei & Liu, Pan & Zhang, Wei & Jiang, Jianhua, 2023. "Evaluation of stochastic optimal operation models for hydro–photovoltaic hybrid generation systems," Energy, Elsevier, vol. 267(C).
    12. Cheng, Qian & Liu, Pan & Xia, Jun & Ming, Bo & Cheng, Lei & Chen, Jie & Xie, Kang & Liu, Zheyuan & Li, Xiao, 2022. "Contribution of complementary operation in adapting to climate change impacts on a large-scale wind–solar–hydro system: A case study in the Yalong River Basin, China," Applied Energy, Elsevier, vol. 325(C).
    13. Lu, Na & Wang, Guangyan & Su, Chengguo & Ren, Zaimin & Peng, Xiaoyue & Sui, Quan, 2024. "Medium- and long-term interval optimal scheduling of cascade hydropower-photovoltaic complementary systems considering multiple uncertainties," Applied Energy, Elsevier, vol. 353(PA).
    14. Zhao, Zhipeng & Yu, Zhihui & Kang, Yongxi & Wang, Jin & Cheng, Chuntian & Su, Huaying, 2025. "Hydro-photovoltaic complementary dispatch based on active regulation of cascade hydropower considering multi-transmission channel constraints," Applied Energy, Elsevier, vol. 377(PC).
    15. Chaoyang Chen & Hualing Liu & Yong Xiao & Fagen Zhu & Li Ding & Fuwen Yang, 2022. "Power Generation Scheduling for a Hydro-Wind-Solar Hybrid System: A Systematic Survey and Prospect," Energies, MDPI, vol. 15(22), pages 1-31, November.
    16. Sarhan, Ameen & Hizam, Hashim & Mariun, Norman & Ya'acob, M.E., 2019. "An improved numerical optimization algorithm for sizing and configuration of standalone photo-voltaic system components in Yemen," Renewable Energy, Elsevier, vol. 134(C), pages 1434-1446.
    17. Jakub Jurasz & Jerzy Mikulik & Paweł B. Dąbek & Mohammed Guezgouz & Bartosz Kaźmierczak, 2021. "Complementarity and ‘Resource Droughts’ of Solar and Wind Energy in Poland: An ERA5-Based Analysis," Energies, MDPI, vol. 14(4), pages 1-24, February.
    18. Yue, Tingyi & Li, Chengjiang & Hu, Yu-jie & Wang, Honglei, 2025. "Dispatch optimization study of hybrid pumped storage-wind-photovoltaic system considering seasonal factors," Renewable Energy, Elsevier, vol. 238(C).
    19. Huang, Kangdi & Liu, Pan & Kim, Jong-Suk & Xu, Weifeng & Gong, Yu & Cheng, Qian & Zhou, Yong, 2023. "A model coupling current non-adjustable, coming adjustable and remaining stages for daily generation scheduling of a wind-solar-hydro complementary system," Energy, Elsevier, vol. 263(PB).
    20. Mishra, Sachin & Singal, S.K. & Khatod, D.K., 2011. "Optimal installation of small hydropower plant—A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 15(8), pages 3862-3869.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:383:y:2025:i:c:s0306261925000273. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.