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Impaired Bank Health and Default Risk

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Author Info
Shin-ichi Fukuda (Faculty of Economics, University of Tokyo)
Munehisa Kasuya (Research and Statistics Department, Bank of Japan)
Kentaro Akashi (Graduate School of Economics, University of Tokyo)

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Abstract

Empirical studies in corporate finance have long been focused on the role of banks in reducing the costs of financial distress. The environment and events in Japan provide a "natural experiment" that allows such empirical studies. The number of bankruptcies steadily increased throughout the 1990s, and peaked in 2000. During this period, Japan's banking sector, in contrast, faced considerable problems regarding the disposal of their bad loans. The purpose of this paper is to investigate how various measures of bank health and how defaults of major trading partners affected the probability of bankruptcy among medium-size firms in Japan. Using probit models, we examine the causes of bankruptcy for unlisted Japanese companies in the late 1990s and early 2000s. We find that several measures of bank-specific financial health have had significant impacts on a borrower's probability of bankruptcy, even when observable characteristics relating to these borrower's financial variables are controlled. In particular, a close bank-firm relationship-which usually reduces the probability of bankruptcy-exacerbates the impacts of a financial crisis, which substantially damages other bank health measures as well.

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Paper provided by CIRJE, Faculty of Economics, University of Tokyo in its series CIRJE F-Series with number CIRJE-F-564.

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Length: 32 pages
Date of creation: May 2008
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Handle: RePEc:tky:fseres:2008cf564

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  9. Shin-ichi Fukuda & Munehisa Kasuya & Jouchi Nakajima, 2005. "Bank Health and Investment: An Analysis of Unlisted Companies in Japan," CIRJE F-Series CIRJE-F-330, CIRJE, Faculty of Economics, University of Tokyo. [Downloadable!]
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  16. Houston, Joel F & James, Christopher M, 2001. "Do Relationships Have Limits? Banking Relationships, Financial Constraints, and Investment," Journal of Business, University of Chicago Press, vol. 74(3), pages 347-74, July. [Downloadable!] (restricted)
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  1. Shin-ichi Fukuda & Munehisa Kasuya & Kentaro Akashi, 2006. "The Role of Trade Credit for Small Firms: An Implication from Japan's Banking Crisis," CIRJE F-Series CIRJE-F-440, CIRJE, Faculty of Economics, University of Tokyo. [Downloadable!]
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