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Profit Neutrality in Licensing: The Boundary between Antitrust Law and Patent Law

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Stephen M. Maurer
Suzanne Scotchmer

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Abstract

For over a century, courts and commentators have struggled to find principles that reconcile patent and antitrust law, especially as to patent licensing. We interpret case law and commentary to arrive at three unifying principles for acceptable terms of license. Profit neutrality' holds that patent rewards should not depend on the rightholder's ability to work the patent himself. Derived reward' holds that the patent holder's profits should be earned, if at all, from the social value created by the invention. Minimalism' holds that licensing contracts should not contain more restrictions than are necessary to achieve neutrality. We argue that these principles largely rationalize important decisions of the twentieth century. They also justify the Supreme Court's controversial General Electric decision, which holds that patentholders can set prices charged by their licensees.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 10546.

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Date of creation: Jun 2004
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Handle: RePEc:nbr:nberwo:10546

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Find related papers by JEL classification:
K21 - Law and Economics - - Regulation and Business Law - - - Antitrust Law
L12 - Industrial Organization - - Market Structure, Firm Strategy, and Market Performance - - - Monopoly; Monopolization Strategies

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  1. Pierre Regibeau & Katharine Rockett, 2004. "The Relationship Between Intellectual Property Law and Competition Law: An Economic Approach," Economics Discussion Papers 581, University of Essex, Department of Economics. [Downloadable!]
  2. Alberto BUCCI, 2004. "Economic growth in an enlarged Europe: the human capital and R&D dimensions," Departemental Working Papers 2004-22, Department of Economics University of Milan Italy. [Downloadable!]
  3. Llobet, Gerard & Suarez, Javier, 2005. "Financing and the Protection of Innovators," CEPR Discussion Papers 4944, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
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  4. Isabelle Brocas, 2006. "Designing Auctions in R&D: Optimal Licensing of an Innovation," Topics in Economic Analysis & Policy, Berkeley Electronic Press, vol. 6(1), pages 1533-1533. [Downloadable!] (restricted)
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