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The Relative Efficiency of Market-based Environmental Policy Instruments with Imperfect Compliance

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Author Info
Sandra Rousseau () (K.U.Leuven-Center for Economic Studies)
Stef Proost () (K.U.Leuven-Center for Economic Studies - CORE, UCL, Belgium)

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Abstract

This paper examines to what extent incomplete compliance of environmental regulation mitigates the distortions caused by pre-existing labour taxes. We study the relative cost efficiency of three market-based instruments: emission taxes, tradable permits and output taxes. In a first-best setting and given that monitoring and enforcement is costless, we find that the same utility levels can be reached with and without incomplete compliance. However, allowing for violations makes the policy instruments less effective. The nominal tax rate needs to be higher or the number of permits issued smaller, in order to obtain the required emission reduction. Including monitoring and enforcement aspects, and more specifically fines, into the model in a second-best setting, provides us with a new means of collecting tax revenues and of lessening existing tax distortions. We show that the relative position of grandfathered tradable permits vis-à-vis emission taxes improves considerably when allowing for incomplete compliance in a second-best setting

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Publisher Info
Paper provided by Katholieke Universiteit Leuven, Centrum voor Economische Studiën, Energy, Transport and Environment in its series Energy, Transport and Environment Working Papers Series with number ete0415.

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Length: 44 pages
Date of creation: 2004
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Handle: RePEc:ete:etewps:ete0415

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Web page: http://www.econ.kuleuven.be/ew/academic/energmil
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Keywords: Environmental policy; instrument choice; monitoring and enforcement;

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  1. Montero, Juan-Pablo, 2002. "Prices versus quantities with incomplete enforcement," Journal of Public Economics, Elsevier, vol. 85(3), pages 435-454, September. [Downloadable!] (restricted)
  2. Mayeres, Inge & Proost, Stef, 2001. "Marginal tax reform, externalities and income distribution," Journal of Public Economics, Elsevier, vol. 79(2), pages 343-363, February. [Downloadable!] (restricted)
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  3. Sandra Rousseau & Stef Proost, 2005. "Comparing Environmental Policy Instruments in the Presence of Imperfect Compliance – A Case Study," Environmental & Resource Economics, European Association of Environmental and Resource Economists, vol. 32(3), pages 337-365, November. [Downloadable!] (restricted)
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  1. Sandra Rousseau & Stef Proost, 2005. "Comparing Environmental Policy Instruments in the Presence of Imperfect Compliance – A Case Study," Environmental & Resource Economics, European Association of Environmental and Resource Economists, vol. 32(3), pages 337-365, November. [Downloadable!] (restricted)
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