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Proxy fights in incomplete markets: when majority voting and sidepayments are equivalent

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Author Info
CRES, Herve
TVEDE, Mich (Institute of Economics, University of Copenhagen)

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Abstract

This article provides a study of corporate control in a general equilibrium framework for production economies. When markets are incomplete, trading assets does not allow agents to fully resolve their conflict of interest: at the market equilibrium, shareholders disagree on the way to evaluate production plans which ly outside the market span, and the objective function of the firm is not well defined. Two ways of resolving these conflicts are compared here. The first one (see, e.g., Dreze 1974 and Grossman & Hart 1979) consists in allowing sidepayments between shareholders. The second one (see, e.g., Dreze 1985 and DeMarzo 1993) relies on majority voting in the assembly of shareholders; a stable production plan is one which cannot be overruled by a majority of shareholders. Since voting occurs in a multi-dimensional setup super majority rules are needed to ensure existence of such "political" equilibria. The most interesting equilibria are those which are stable with respect to the super majority rule with smallest rate. The present paper provides a framework where these two approaches yield the same equilibria.

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Publisher Info
Paper provided by HEC Paris in its series Les Cahiers de Recherche with number 726.

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Length: 16 pages
Date of creation: 01 Mar 2001
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Handle: RePEc:ebg:heccah:0726

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Related research
Keywords: incomplete markets; shareholders' voting; sidepayments;

Find related papers by JEL classification:
D21 - Microeconomics - - Production and Organizations - - - Firm Behavior
D52 - Microeconomics - - General Equilibrium and Disequilibrium - - - Incomplete Markets
D71 - Microeconomics - - Analysis of Collective Decision-Making - - - Social Choice; Clubs; Committees; Associations
G39 - Financial Economics - - Corporate Finance and Governance - - - Other

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References listed on IDEAS
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  1. DeMarzo, Peter M, 1993. "Majority Voting and Corporate Control: The Rule of the Dominant Shareholder," Review of Economic Studies, Blackwell Publishing, vol. 60(3), pages 713-34, July. [Downloadable!] (restricted)
  2. Grossman, Sanford J & Hart, Oliver D, 1979. "A Theory of Competitive Equilibrium in Stock Market Economies," Econometrica, Econometric Society, vol. 47(2), pages 293-329, March. [Downloadable!] (restricted)
    Other versions:
  3. Hayne E. Leland, 1974. "Production Theory and the Stock Market," Bell Journal of Economics, The RAND Corporation, vol. 5(1), pages 125-144, Spring. [Downloadable!] (restricted)
    Other versions:
  4. Andrew Caplin & Barry Nalebuff, 1990. "Aggregation and Social Choice: A Mean Voter Theorem," Cowles Foundation Discussion Papers 938, Cowles Foundation, Yale University. [Downloadable!]
    Other versions:
  5. Caplin, Andrew S & Nalebuff, Barry J, 1988. "On 64%-Majority Rule," Econometrica, Econometric Society, vol. 56(4), pages 787-814, July. [Downloadable!] (restricted)
  6. Kramer, Gerald H, 1973. "On a Class of Equilibrium Conditions for Majority Rule," Econometrica, Econometric Society, vol. 41(2), pages 285-97, March. [Downloadable!] (restricted)
  7. Steinar Ekern & Robert Wilson, 1974. "On the Theory of the Firm in an Economy with Incomplete Markets," Bell Journal of Economics, The RAND Corporation, vol. 5(1), pages 171-180, Spring. [Downloadable!] (restricted)
  8. CRES, Herve, 2000. "Majority stable production equilibria : a multivariate mean shareholders theorem," Les Cahiers de Recherche 706, HEC Paris. [Downloadable!]
  9. Schofield, Norman, 1978. "Instability of Simple Dynamic Games," Review of Economic Studies, Blackwell Publishing, vol. 45(3), pages 575-94, October. [Downloadable!] (restricted)
  10. Greenberg, Joseph, 1979. "Consistent Majority Rules over Compact Sets of Alternatives," Econometrica, Econometric Society, vol. 47(3), pages 627-36, May. [Downloadable!] (restricted)
  11. McKelvey, Richard D, 1979. "General Conditions for Global Intransitivities in Formal Voting Models," Econometrica, Econometric Society, vol. 47(5), pages 1085-1112, September. [Downloadable!] (restricted)
  12. John Geanakoplos & Michael Magill & Martine Quinzii & J. Dreze, 1988. "Generic Inefficiency of Stock Market Equilibrium When Markets Are Incomplete," Cowles Foundation Discussion Papers 863, Cowles Foundation, Yale University. [Downloadable!]
    Other versions:
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