IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v9y2017i7p1287-d105675.html
   My bibliography  Save this article

An Analysis of the Global Applicability of Ostrom’s Design Principles to Diagnose the Functionality of Common-Pool Resource Institutions

Author

Listed:
  • Sirak Robele Gari

    (Departamento de Quimica-Fisica, Facultad de Ciencias del Mar y Ambientales, Universidad de Cadiz, 11519 Puerto Real, Spain
    Centro de Investigação Marihna e Ambiental, Faculdade de Ciências e Tecnologia, 8005-139 Faro, Portugal
    Ethiopian Institute of Water Resources, Addis Ababa University, Addis Ababa 19197, Ethiopia)

  • Alice Newton

    (Centro de Investigação Marihna e Ambiental, Faculdade de Ciências e Tecnologia, 8005-139 Faro, Portugal
    Department of Environmental Impacts and Economics, Norwegian Institute for Air research, 2027 Kjeller, Norway)

  • John D. Icely

    (Centro de Investigação Marihna e Ambiental, Faculdade de Ciências e Tecnologia, 8005-139 Faro, Portugal
    Sagremarisco Lda, Apartado 21, 8650-999 Vila do Bispo, Portugal)

  • Maria Mar Delgado-Serrano

    (Departamento Economía, Sociología y Política Agraria, Universidad de Cordoba, E-14071 Córdoba, Spain)

Abstract

There are a number of gaps in reviews relating Ostrom’s design principles (DPs) to common-pool resource (CPR) institutions. These include the geographical distribution of CPRs, the performance of young CPRs relative to the DPs, and the relationship between robustness and success in adherence to the DPs. to This research aims to: (i) explicitly analyze the geographical distribution of the case studies that have used the DPs, (ii) explore the relationship between the DPs and young CPR institutions, (iii) examine the relationship between robustness and success of CPR institutions based on the DPs, and (iv) identify additional factors contributing to the performance of CPR institutions. In relation to Ostrom’s DPs, the CPRs under review involve management only by the community, co-management between the community and the state, and co-management between the community and non-governmental organizations. The results show that: DPs have been applied in all the inhabited continents; the expression of the DPs is affected by the geographical settings; the DPs do not conclusively diagnose the functionality of young and viable CPR institutions, whereas they may do so for either the short-lived (failed) or the long-lasting institutions; the relationship between robustness and success appears weak; and there are additional factors that contribute to the outcomes of CPR management.

Suggested Citation

  • Sirak Robele Gari & Alice Newton & John D. Icely & Maria Mar Delgado-Serrano, 2017. "An Analysis of the Global Applicability of Ostrom’s Design Principles to Diagnose the Functionality of Common-Pool Resource Institutions," Sustainability, MDPI, vol. 9(7), pages 1-17, July.
    • Handle: RePEc:gam:jsusta:v:9:y:2017:i:7:p:1287-:d:105675
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/9/7/1287/pdf
    Download Restriction: no
    File URL: https://www.mdpi.com/2071-1050/9/7/1287/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Varughese, George & Ostrom, Elinor, 2001. "The Contested Role of Heterogeneity in Collective Action: Some Evidence from Community Forestry in Nepal," World Development, Elsevier, vol. 29(5), pages 747-765, May.
    2. Yandle, Tracy, 2003. "The challenge of building successful stakeholder organizations: New Zealand's experience in developing a fisheries co-management regime," Marine Policy, Elsevier, vol. 27(2), pages 179-192, March.
    3. Xavier Basurto & Mateja Nenadovic, 2012. "A Systematic Approach to Studying Fisheries Governance," Global Policy, London School of Economics and Political Science, vol. 3(2), pages 222-230, May.
    4. Morrow, Christopher E. & Hull, Rebecca Watts, 1996. "Donor-initiated common pool resource institutions: The case of the Yanesha Forestry Cooperative," World Development, Elsevier, vol. 24(10), pages 1641-1657, October.
    5. Klooster, Daniel, 2000. "Institutional Choice, Community, and Struggle: A Case Study of Forest Co-Management in Mexico," World Development, Elsevier, vol. 28(1), pages 1-20, January.
    6. Bodin, Örjan & Crona, Beatrice I., 2008. "Management of Natural Resources at the Community Level: Exploring the Role of Social Capital and Leadership in a Rural Fishing Community," World Development, Elsevier, vol. 36(12), pages 2763-2779, December.
    7. Cinner, Joshua E. & Wamukota, Andrew & Randriamahazo, Herilala & Rabearisoa, Ando, 2009. "Toward institutions for community-based management of inshore marine resources in the Western Indian Ocean," Marine Policy, Elsevier, vol. 33(3), pages 489-496, May.
    8. H. Scott Gordon, 1954. "The Economic Theory of a Common-Property Resource: The Fishery," Journal of Political Economy, University of Chicago Press, vol. 62(2), pages 124-124.
    9. Baland, Jean-Marie & Platteau, Jean-Philippe, 1999. "The Ambiguous Impact of Inequality on Local Resource Management," World Development, Elsevier, vol. 27(5), pages 773-788, May.
    10. Fleischman, Forrest D. & Boenning, Kinga & Garcia-Lopez, Gustavo A. & Mincey, Sarah & Schmitt-Harsh, Mikaela & Daedlow, Katrin & Lopez, Maria Claudia & Basurto, Xavier & Fischer, Burney & Ostrom, Elin, 2010. "Disturbance, response, and persistence in self-organized forested communities: Analysis of robustness and resilience in five communities in Southern Indiana," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 15(4).
    11. Theesfeld, Insa, 2004. "Constraints on Collective Action in a Transitional Economy: The Case of Bulgaria's Irrigation Sector," World Development, Elsevier, vol. 32(2), pages 251-271, February.
    12. H. Scott Gordon, 1954. "The Economic Theory of a Common-Property Resource: The Fishery," Palgrave Macmillan Books, in: Chennat Gopalakrishnan (ed.), Classic Papers in Natural Resource Economics, chapter 9, pages 178-203, Palgrave Macmillan.
    13. Campbell, Bruce & Mandondo, Alois & Nemarundwe, Nontokozo & Sithole, Bevlyne & De JonG, Wil & Luckert, Marty & Matose, Frank, 2001. "Challenges to Proponents of Common Property Recource Systems: Despairing Voices from the Social Forests of Zimbabwe," World Development, Elsevier, vol. 29(4), pages 589-600, April.
    14. Blaikie, Piers, 2006. "Is Small Really Beautiful? Community-based Natural Resource Management in Malawi and Botswana," World Development, Elsevier, vol. 34(11), pages 1942-1957, November.
    15. Vollan, Bjørn, 2008. "Socio-ecological explanations for crowding-out effects from economic field experiments in southern Africa," Ecological Economics, Elsevier, vol. 67(4), pages 560-573, November.
    16. Nicolás L. Gutiérrez & Ray Hilborn & Omar Defeo, 2011. "Leadership, social capital and incentives promote successful fisheries," Nature, Nature, vol. 470(7334), pages 386-389, February.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Ana Alicia Dipierri & Dimitrios Zikos, 2020. "The Role of Common-Pool Resources’ Institutional Robustness in a Collective Action Dilemma under Environmental Variations," Sustainability, MDPI, vol. 12(24), pages 1-21, December.
    2. Gabriel Hoh Teck Ling & Nur Amiera binti Md Suhud & Pau Chung Leng & Lee Bak Yeo & Chin Tiong Cheng & Mohd Hamdan Haji Ahmad & Ak Mohd Rafiq Ak Matusin, 2021. "Factors Influencing Asia-Pacific Countries’ Success Level in Curbing COVID-19: A Review Using a Social–Ecological System (SES) Framework," IJERPH, MDPI, vol. 18(4), pages 1-27, February.
    3. Ling, Gabriel Hoh Teck & Suhud, Nur Amiera binti Md & Leng, Pau Chung & Yeo, Lee Bak & Cheng, Chin Tiong & Ahmad, Mohd Hamdan Haji & Matusin, AK Mohd Rafiq AK, 2021. "Factors Influencing Asia-Pacific Countries’ Success Level in Curbing COVID-19: A Review Using a Social–Ecological System (SES) Framework," SocArXiv b9f2w, Center for Open Science.
    4. Ntuli, Herbert & Mukong, Alfred Kechia & Kimengsi, Jude Ndzifon, 2022. "Institutions and environmental resource extraction within local communities in Mozambique," Forest Policy and Economics, Elsevier, vol. 139(C).
    5. Geiguen Shin, 2022. "How Ostrom's design principles apply to large‐scale commons: Cooperation over international river basins," Review of Policy Research, Policy Studies Organization, vol. 39(5), pages 674-697, September.
    6. Bonye, Samuel Ziem & Yiridomoh, Gordon Yenglier & Nsiah, Vivian, 2023. "Multi-stakeholder actors in resource management in Ghana: Dynamics of community-state collaboration in resource use management of the Mole National Park, Larabanga," Forest Policy and Economics, Elsevier, vol. 154(C).
    7. Michael Schoon & Michael E. Cox, 2018. "Collaboration, Adaptation, and Scaling: Perspectives on Environmental Governance for Sustainability," Sustainability, MDPI, vol. 10(3), pages 1-9, March.
    8. Meed Mbidzo & Helen Newing & Jessica P. R. Thorn, 2021. "Can Nationally Prescribed Institutional Arrangements Enable Community-Based Conservation? An Analysis of Conservancies and Community Forests in the Zambezi Region of Namibia," Sustainability, MDPI, vol. 13(19), pages 1-18, September.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Robinson, Brian E. & Provencher, Bill & Lewis, David J., 2013. "Managing Wild Resources: Institutional Choice and the Recovery of Resource Rent in Southwest China," World Development, Elsevier, vol. 48(C), pages 120-132.
    2. Perez-Cirera, Vanessa & Lovett, Jon C., 2006. "Power distribution, the external environment and common property forest governance: A local user groups model," Ecological Economics, Elsevier, vol. 59(3), pages 341-352, September.
    3. Villamayor-Tomas, Sergio, 2014. "Cooperation in common property regimes under extreme drought conditions: Empirical evidence from the use of pooled transferable quotas in Spanish irrigation systems," Ecological Economics, Elsevier, vol. 107(C), pages 482-493.
    4. Ansink, Erik & Bouma, Jetske, 2013. "Effective support for community resource management," Forest Policy and Economics, Elsevier, vol. 37(C), pages 94-103.
    5. Poteete, Amy R. & Ostrom, Elinor, 2004. "In pursuit of comparable concepts and data about collective action," Agricultural Systems, Elsevier, vol. 82(3), pages 215-232, December.
    6. Murunga, Michael & Partelow, Stefan & Breckwoldt, Annette, 2021. "Drivers of collective action and role of conflict in Kenyan fisheries co-management," World Development, Elsevier, vol. 141(C).
    7. Vallino, Elena & Aldahsev,Gani, 2013. "NGOs and participatory conservation in developing countries: why are there inefficiencies?," Department of Economics and Statistics Cognetti de Martiis. Working Papers 201318, University of Turin.
    8. Ostrom, Elinor, 2006. "The value-added of laboratory experiments for the study of institutions and common-pool resources," Journal of Economic Behavior & Organization, Elsevier, vol. 61(2), pages 149-163, October.
    9. Geiguen Shin, 2022. "How Ostrom's design principles apply to large‐scale commons: Cooperation over international river basins," Review of Policy Research, Policy Studies Organization, vol. 39(5), pages 674-697, September.
    10. Manzoor, Talha & Rovenskaya, Elena & Muhammad, Abubakr, 2016. "Game-theoretic insights into the role of environmentalism and social-ecological relevance: A cognitive model of resource consumption," Ecological Modelling, Elsevier, vol. 340(C), pages 74-85.
    11. Cox, Michael & Ross, Justin M., 2011. "Robustness and vulnerability of community irrigation systems: The case of the Taos valley acequias," Journal of Environmental Economics and Management, Elsevier, vol. 61(3), pages 254-266, May.
    12. McCay, Bonnie J. & Micheli, Fiorenza & Ponce-Díaz, Germán & Murray, Grant & Shester, Geoff & Ramirez-Sanchez, Saudiel & Weisman, Wendy, 2014. "Cooperatives, concessions, and co-management on the Pacific coast of Mexico," Marine Policy, Elsevier, vol. 44(C), pages 49-59.
    13. Freed, Sarah & Dujon, Veronica & Granek, Elise F. & Mouhhidine, Jaffar, 2016. "Enhancing small-scale fisheries management through community engagement and multi-community partnerships: Comoros case study," Marine Policy, Elsevier, vol. 63(C), pages 81-91.
    14. Shamshak, Gina Louise & King, Jonathan R., 2015. "From cannery to culinary luxury: The evolution of the global geoduck market," Marine Policy, Elsevier, vol. 55(C), pages 81-89.
    15. Ojha, Hemant R. & Ford, Rebecca & Keenan, Rodney J. & Race, Digby & Carias Vega, Dora & Baral, Himlal & Sapkota, Prativa, 2016. "Delocalizing Communities: Changing Forms of Community Engagement in Natural Resources Governance," World Development, Elsevier, vol. 87(C), pages 274-290.
    16. Barnes, Michele L. & Arita, Shawn & Kalberg, Kolter & Leung, PingSun, 2017. "When does it pay to cooperate? Strategic information exchange in the harvest of common-pool fishery resources," Ecological Economics, Elsevier, vol. 131(C), pages 1-11.
    17. Fischer, Maria-Elisabeth & Irlenbusch, Bernd & Sadrieh, Abdolkarim, 2004. "An intergenerational common pool resource experiment," Journal of Environmental Economics and Management, Elsevier, vol. 48(2), pages 811-836, September.
    18. Luo, Yaping & Wu, Jianxian & Xu, Ying, 2022. "Can self-governance tackle the water commons? — Causal evidence of the effect of rural water pollution treatment on farmers' health in China," Ecological Economics, Elsevier, vol. 198(C).
    19. Felipe Hernández Crespo, 2014. "Modelos mentales y sistemas multiagentes: Gobernanza de la pesca en el corregimiento de Barú," Revista Economía y Región, Universidad Tecnológica de Bolívar, vol. 8(2), pages 139-156, December.
    20. Leo Zulu, 2013. "Bringing People Back into Protected Forests in Developing Countries: Insights from Co-Management in Malawi," Sustainability, MDPI, vol. 5(5), pages 1-27, May.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:9:y:2017:i:7:p:1287-:d:105675. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.