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When Are Commercial Loans Secured?

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Author Info
John S. Gonas
Michael J. Highfield
Donald J. Mullineaux
Abstract

We analyze the factors that influence the decision to secure a commercial loan. We find evidence that variables reflecting adverse selection, moral hazard, and the prospects for default all affect the likelihood a loan will be collateralized. We find no evidence in favor of the predictions of certain theoretical models that high-quality firms signal by providing collateral. Our results also show that lenders with less risk protection in the form of equity capital are more likely to require collateral, but that banks themselves are less likely to secure loans than nonbanks. Certain loan characteristics also influence the collateralization decision. Copyright 2004 by the Eastern Finance Association.

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Article provided by Eastern Finance Association in its journal The Financial Review.

Volume (Year): 39 (2004)
Issue (Month): 1 (02)
Pages: 79-99
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Handle: RePEc:bla:finrev:v:39:y:2004:i:1:p:79-99

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Web page: http://www.easternfinance.org/
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  1. Vink, Dennis, 2007. "An Empirical Analysis of Asset-Backed Securitization," MPRA Paper 4988, University Library of Munich, Germany, revised 25 Aug 2008. [Downloadable!]
  2. Vink, Dennis, 2007. "ABS, MBS and CDO compared: an empirical analysis," MPRA Paper 5028, University Library of Munich, Germany, revised 09 Sep 2008. [Downloadable!]
  3. Régis Blazy & Laurent Weill, 2006. "Why Do Banks Ask for Collateral and Which Ones ?," Working Papers of LaRGE (Laboratoire de Recherche en Gestion et Economie) 2006-03, Laboratoire de Recherche en Gestion et Economie, Université Louis Pasteur, Strasbourg (France). [Downloadable!]
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