IDEAS home Printed from https://ideas.repec.org/p/osf/osfxxx/pnx2u.html
   My bibliography  Save this paper

Strange Bedfellows: How the Need for Good Governance Shapes Budgetary Control of Bureaucracy

Author

Listed:
  • Patty, John
  • Turner, Ian R

    (Yale University)

Abstract

Legislators can benefit from delegation to executive agencies, but they have limited tools to hold these agencies accountable. One key tool is 'power of the purse': control of the agency's appropriations. We present a theory that incorporates heterogeneous legislator preferences over bureaucratic activity, legislative budgetary control, and endogenous bureaucratic policy discretion to understand legislative incentives when appropriating funds to bureaucratic agencies. Our theory provides several insights: first, legislators' induced preferences over budgets are only partially determined by their policy preferences. Second, in some cases a legislator opposed to the direction that the agency will take policy nevertheless supports increased funding for that agency, which we refer to as the legislator facing cross-pressure. Finally, "strange bedfellows" coalitions emerge in which legislators with competing policy preferences may nonetheless agree on their most-desired budget level for the agency.

Suggested Citation

  • Patty, John & Turner, Ian R, 2024. "Strange Bedfellows: How the Need for Good Governance Shapes Budgetary Control of Bureaucracy," OSF Preprints pnx2u, Center for Open Science.
  • Handle: RePEc:osf:osfxxx:pnx2u
    DOI: 10.31219/osf.io/pnx2u
    as

    Download full text from publisher

    File URL: https://osf.io/download/65a049b8f2240f086032e763/
    Download Restriction: no

    File URL: https://libkey.io/10.31219/osf.io/pnx2u?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Bawn, Kathleen, 1995. "Political Control Versus Expertise: Congressional Choices about Administrative Procedures," American Political Science Review, Cambridge University Press, vol. 89(1), pages 62-73, March.
    2. Callander, Steven, 2011. "Searching for Good Policies," American Political Science Review, Cambridge University Press, vol. 105(4), pages 643-662, November.
    3. McCubbins, Mathew D & Noll, Roger G & Weingast, Barry R, 1987. "Administrative Procedures as Instruments of Political Control," The Journal of Law, Economics, and Organization, Oxford University Press, vol. 3(2), pages 243-277, Fall.
    4. Ian R Turner, 2019. "Political Agency, Oversight, and Bias: The Instrumental Value of Politicized Policymaking," The Journal of Law, Economics, and Organization, Oxford University Press, vol. 35(3), pages 544-578.
    5. Callander, Steven & Clark, Tom S., 2017. "Precedent and Doctrine in a Complicated World," American Political Science Review, Cambridge University Press, vol. 111(1), pages 184-203, February.
    6. McKelvey, Richard D & Schofield, Norman, 1987. "Generalized Symmetry Conditions at a Core Point," Econometrica, Econometric Society, vol. 55(4), pages 923-933, July.
    7. Anthony Downs, 1957. "An Economic Theory of Political Action in a Democracy," Journal of Political Economy, University of Chicago Press, vol. 65(2), pages 135-135.
    8. Robert Barro, 1973. "The control of politicians: An economic model," Public Choice, Springer, vol. 14(1), pages 19-42, March.
    9. Turner, Ian R, 2021. "Reviewing Procedure vs. Judging Substance: How Increasing Bureaucratic Oversight Can Reduce Bureaucratic Accountability," SocArXiv v6kzw, Center for Open Science.
    10. Michael M. Ting, 2003. "A Strategic Theory of Bureaucratic Redundancy," American Journal of Political Science, John Wiley & Sons, vol. 47(2), pages 274-292, April.
    11. Gilligan, Thomas W & Krehbiel, Keith, 1987. "Collective Decisionmaking and Standing Committees: An Informational Rationale for Restrictive Amendment Procedures," The Journal of Law, Economics, and Organization, Oxford University Press, vol. 3(2), pages 287-335, Fall.
    12. Sean Gailmard & John W. Patty, 2007. "Slackers and Zealots: Civil Service, Policy Discretion, and Bureaucratic Expertise," American Journal of Political Science, John Wiley & Sons, vol. 51(4), pages 873-889, October.
    13. Elizabeth Maggie Penn & John W. Patty & Sean Gailmard, 2011. "Manipulation and Single‐Peakedness: A General Result," American Journal of Political Science, John Wiley & Sons, vol. 55(2), pages 436-449, April.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Turner, Ian R, 2021. "Policy Durability, Agency Capacity, and Executive Unilateralism," SocArXiv stnzf, Center for Open Science.
    2. Ian R Turner, 2017. "Working smart and hard? Agency effort, judicial review, and policy precision," Journal of Theoretical Politics, , vol. 29(1), pages 69-96, January.
    3. Abbott, Kenneth W. & Genschel, Philipp & Snidal, Duncan & Zangl, Bernhard, 2018. "The governor's dilemma: Competence versus control in indirect governance," Discussion Papers, Research Unit: Global Governance SP IV 2018-101, WZB Berlin Social Science Center.
    4. Bueno de Mesquita, Ethan & Landa, Dimitri, 2015. "Political accountability and sequential policymaking," Journal of Public Economics, Elsevier, vol. 132(C), pages 95-108.
    5. Kwan Nok Chan & Shiwei Fan, 2021. "Friction and bureaucratic control in authoritarian regimes," Regulation & Governance, John Wiley & Sons, vol. 15(4), pages 1406-1418, October.
    6. Persson, Torsten & Tabellini, Guido, 2002. "Political economics and public finance," Handbook of Public Economics, in: A. J. Auerbach & M. Feldstein (ed.), Handbook of Public Economics, edition 1, volume 3, chapter 24, pages 1549-1659, Elsevier.
    7. Kenneth W. Abbott & Philipp Genschel & Duncan Snidal & Bernhard Zangl, 2020. "Competence versus control: The governor's dilemma," Regulation & Governance, John Wiley & Sons, vol. 14(4), pages 619-636, October.
    8. Sean Gailmard, 2020. "Game theory and the study of American political development," Public Choice, Springer, vol. 185(3), pages 335-357, December.
    9. Alan E Wiseman, 2013. "Information and political institutions," Journal of Theoretical Politics, , vol. 25(3), pages 301-308, July.
    10. Daniel Diermeier & Keith Krehbiel, 2003. "Institutionalism as a Methodology," Journal of Theoretical Politics, , vol. 15(2), pages 123-144, April.
    11. John M. de Figueiredo & Edward H. Stiglitz, 2015. "Democratic Rulemaking," NBER Working Papers 21765, National Bureau of Economic Research, Inc.
    12. Sean Gailmard, 2009. "Multiple Principals and Oversight of Bureaucratic Policy-Making," Journal of Theoretical Politics, , vol. 21(2), pages 161-186, April.
    13. Brian D. Feinstein & Jennifer Nou, 2023. "Strategic subdelegation," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 20(4), pages 746-817, December.
    14. Joshua A Strayhorn & Clifford J Carrubba & Micheal W Giles, 2016. "Time constraints and the opportunity costs of oversight," Journal of Theoretical Politics, , vol. 28(3), pages 431-460, July.
    15. Ignacio Esponda & Demian Pouzo, 2017. "Conditional Retrospective Voting in Large Elections," American Economic Journal: Microeconomics, American Economic Association, vol. 9(2), pages 54-75, May.
    16. Turner, Ian R, 2021. "Political Agency, Oversight, and Bias: The Instrumental Value of Politicized Policymaking," SocArXiv ebp5m, Center for Open Science.
    17. Peter Grajzl, 2011. "A property rights approach to legislative delegation," Economics of Governance, Springer, vol. 12(2), pages 177-200, June.
    18. Ryan Bubb & Patrick L. Warren, 2014. "Optimal Agency Bias and Regulatory Review," The Journal of Legal Studies, University of Chicago Press, vol. 43(1), pages 95-135.
    19. Austin Bussing & Michael Pomirchy, 2022. "Congressional oversight and electoral accountability," Journal of Theoretical Politics, , vol. 34(1), pages 35-58, January.
    20. Ganghof, Steffen & Manow, Philip, 2005. "Mechanismen der Politik: Strategische Interaktion im deutschen Regierungssystem," Schriften aus dem Max-Planck-Institut für Gesellschaftsforschung Köln, Max Planck Institute for the Study of Societies, volume 54, number 54.

    More about this item

    NEP fields

    This paper has been announced in the following NEP Reports:

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:osf:osfxxx:pnx2u. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: OSF (email available below). General contact details of provider: https://osf.io/preprints/ .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.