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Surrogate-powered Causal Inference with Censored Outcomes

Author

Listed:
  • Yaroslav Mukhin
  • Tereza Oprea
  • Arielle Anderer
  • Christina Lee Yu
  • Jelena Bradic

Abstract

Clinical trials with survival endpoints lose information when participants are censored before death is observed. We develop target-preserving estimators that use posttreatment disease history, such as recurrence or progression, to recover information lost to censoring for marginal survival and restricted mean survival effects. The difficulty is that the intermediate event is downstream of treatment: naive adjustment can change the causal estimand, and the useful information enters only through the observed coarsening. We derive observed-data influence functions with and without recurrence history and obtain an exact gain identity. The identity shows that efficiency improvement is driven by the censoring hazard, the split of the alive risk set into recurrence states, and the residual-survival separation between those states. In the no-covariate illness-death model, the Aalen-Johansen estimator realizes the recurrence-augmented efficient score after standardization to the marginal target. With covariates, correctly specified Cox-Breslow transition hazards provide a root-N plug-in benchmark, while a hazard-induced one-step estimator gives rate robustness and, under primitive transition and censoring learner rates, canonical inference with a second-order product remainder. A semi-synthetic metastatic breast cancer study calibrated from digitized progression-free survival and overall survival curves illustrates the gain identity. The framework applies broadly to censored time-to-event studies with informative intermediate histories.

Suggested Citation

  • Yaroslav Mukhin & Tereza Oprea & Arielle Anderer & Christina Lee Yu & Jelena Bradic, 2026. "Surrogate-powered Causal Inference with Censored Outcomes," Papers 2610.05486, arXiv.org.
  • Handle: RePEc:arx:papers:2610.05486
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    References listed on IDEAS

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    2. Arielle Anderer & Hamsa Bastani & John Silberholz, 2022. "Adaptive Clinical Trial Designs with Surrogates: When Should We Bother?," Management Science, INFORMS, vol. 68(3), pages 1982-2002, March.
    3. Bo E. Honoré & Áureo de Paula, 2018. "A new model for interdependent durations," Quantitative Economics, Econometric Society, vol. 9(3), pages 1299-1333, November.
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