IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v16y2023i20p7066-d1258600.html
   My bibliography  Save this article

Lithium-Ion Battery State of Health Estimation Using Simple Regression Model Based on Incremental Capacity Analysis Features

Author

Listed:
  • Kai-Rong Lin

    (Department of Electrical Engineering, National Sun Yat-sen University, Kaohsiung 80424, Taiwan)

  • Chien-Chung Huang

    (Green Energy and Environment Research Laboratory, Industrial Technology Research Institute, Tainan 71150, Taiwan)

  • Kin-Cheong Sou

    (Department of Electrical Engineering, National Sun Yat-sen University, Kaohsiung 80424, Taiwan)

Abstract

Batteries are the core component of electric vehicles (EVs) and energy storage systems (ESSs), being crucial technologies contributing to carbon neutrality, energy security, power system reliability, economic efficiency, etc. The effective operation of batteries requires precise knowledge of the state of health (SOH) of the battery. A lack of proper knowledge of SOH may lead to the improper use of severely aged batteries, which may result in degraded system performance or even a risk of failure. This makes it important to accurately estimate battery SOH using only operational data, and this is the main topic of this study. In this study, we propose a novel method for online SOH estimation for batteries featuring simple online computation and robustness against measurement anomalies while avoiding the need for full cycle discharging and charging operation data. Our proposed method is based on incremental capacity analysis (ICA) to extract battery aging feature parameters and regression using simple piecewise linear interpolation. Our proposed method is compared with back-propagation neural network (BPNN) regression, a popular method for SOH estimation, in case studies involving actual data from battery aging experiments under realistic discharging and temperature conditions. In terms of accuracy, our method is on par with BPNN results (about 5% maximum relative error), while the simplicity of our method leads to better computation efficiency and robustness against data anomalies.

Suggested Citation

  • Kai-Rong Lin & Chien-Chung Huang & Kin-Cheong Sou, 2023. "Lithium-Ion Battery State of Health Estimation Using Simple Regression Model Based on Incremental Capacity Analysis Features," Energies, MDPI, vol. 16(20), pages 1-20, October.
    • Handle: RePEc:gam:jeners:v:16:y:2023:i:20:p:7066-:d:1258600
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/16/20/7066/pdf
    Download Restriction: no
    File URL: https://www.mdpi.com/1996-1073/16/20/7066/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Tang, Xiaopeng & Liu, Kailong & Lu, Jingyi & Liu, Boyang & Wang, Xin & Gao, Furong, 2020. "Battery incremental capacity curve extraction by a two-dimensional Luenberger–Gaussian-moving-average filter," Applied Energy, Elsevier, vol. 280(C).
    2. Li, Xiaoyu & Yuan, Changgui & Li, Xiaohui & Wang, Zhenpo, 2020. "State of health estimation for Li-Ion battery using incremental capacity analysis and Gaussian process regression," Energy, Elsevier, vol. 190(C).
    3. Jen-Hao Teng & Rong-Jhang Chen & Ping-Tse Lee & Che-Wei Hsu, 2023. "Accurate and Efficient SOH Estimation for Retired Batteries," Energies, MDPI, vol. 16(3), pages 1-17, January.
    4. Berecibar, M. & Gandiaga, I. & Villarreal, I. & Omar, N. & Van Mierlo, J. & Van den Bossche, P., 2016. "Critical review of state of health estimation methods of Li-ion batteries for real applications," Renewable and Sustainable Energy Reviews, Elsevier, vol. 56(C), pages 572-587.
    5. Zheng, Yuejiu & Ouyang, Minggao & Li, Xiangjun & Lu, Languang & Li, Jianqiu & Zhou, Long & Zhang, Zhendong, 2016. "Recording frequency optimization for massive battery data storage in battery management systems," Applied Energy, Elsevier, vol. 183(C), pages 380-389.
    6. Li, Xue & Jiang, Jiuchun & Wang, Le Yi & Chen, Dafen & Zhang, Yanru & Zhang, Caiping, 2016. "A capacity model based on charging process for state of health estimation of lithium ion batteries," Applied Energy, Elsevier, vol. 177(C), pages 537-543.
    7. Li, Xiaoyu & Yuan, Changgui & Wang, Zhenpo, 2020. "State of health estimation for Li-ion battery via partial incremental capacity analysis based on support vector regression," Energy, Elsevier, vol. 203(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Mónica Camas-Náfate & Alberto Coronado-Mendoza & Carlos Vargas-Salgado & Jesús Águila-León & David Alfonso-Solar, 2024. "Optimizing Lithium-Ion Battery Modeling: A Comparative Analysis of PSO and GWO Algorithms," Energies, MDPI, vol. 17(4), pages 1-22, February.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    2. Yang, Jufeng & Xia, Bing & Huang, Wenxin & Fu, Yuhong & Mi, Chris, 2018. "Online state-of-health estimation for lithium-ion batteries using constant-voltage charging current analysis," Applied Energy, Elsevier, vol. 212(C), pages 1589-1600.
    3. Sun, Tao & Wang, Shaoqing & Jiang, Sheng & Xu, Bowen & Han, Xuebing & Lai, Xin & Zheng, Yuejiu, 2022. "A cloud-edge collaborative strategy for capacity prognostic of lithium-ion batteries based on dynamic weight allocation and machine learning," Energy, Elsevier, vol. 239(PC).
    4. Ruan, Haokai & Wei, Zhongbao & Shang, Wentao & Wang, Xuechao & He, Hongwen, 2023. "Artificial Intelligence-based health diagnostic of Lithium-ion battery leveraging transient stage of constant current and constant voltage charging," Applied Energy, Elsevier, vol. 336(C).
    5. Liu, Gengfeng & Zhang, Xiangwen & Liu, Zhiming, 2022. "State of health estimation of power batteries based on multi-feature fusion models using stacking algorithm," Energy, Elsevier, vol. 259(C).
    6. Lai, Xin & Yi, Wei & Cui, Yifan & Qin, Chao & Han, Xuebing & Sun, Tao & Zhou, Long & Zheng, Yuejiu, 2021. "Capacity estimation of lithium-ion cells by combining model-based and data-driven methods based on a sequential extended Kalman filter," Energy, Elsevier, vol. 216(C).
    7. Li, Guanzheng & Li, Bin & Li, Chao & Wang, Shuai, 2023. "State-of-health rapid estimation for lithium-ion battery based on an interpretable stacking ensemble model with short-term voltage profiles," Energy, Elsevier, vol. 263(PE).
    8. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    9. Shi, Mingjie & Xu, Jun & Lin, Chuanping & Mei, Xuesong, 2022. "A fast state-of-health estimation method using single linear feature for lithium-ion batteries," Energy, Elsevier, vol. 256(C).
    10. Bizhong Xia & Zhen Sun & Ruifeng Zhang & Zizhou Lao, 2017. "A Cubature Particle Filter Algorithm to Estimate the State of the Charge of Lithium-Ion Batteries Based on a Second-Order Equivalent Circuit Model," Energies, MDPI, vol. 10(4), pages 1-15, April.
    11. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    12. Zhu, Yunlong & Dong, Zhe & Cheng, Zhonghua & Huang, Xiaojin & Dong, Yujie & Zhang, Zuoyi, 2023. "Neural network extended state-observer for energy system monitoring," Energy, Elsevier, vol. 263(PA).
    13. Wu, Muyao & Wang, Li & Wu, Ji, 2023. "State of health estimation of the LiFePO4 power battery based on the forgetting factor recursive Total Least Squares and the temperature correction," Energy, Elsevier, vol. 282(C).
    14. Xu, Zhicheng & Wang, Jun & Lund, Peter D. & Zhang, Yaoming, 2021. "Estimation and prediction of state of health of electric vehicle batteries using discrete incremental capacity analysis based on real driving data," Energy, Elsevier, vol. 225(C).
    15. Zhang, Qisong & Yang, Lin & Guo, Wenchao & Qiang, Jiaxi & Peng, Cheng & Li, Qinyi & Deng, Zhongwei, 2022. "A deep learning method for lithium-ion battery remaining useful life prediction based on sparse segment data via cloud computing system," Energy, Elsevier, vol. 241(C).
    16. Xu, Tingting & Peng, Zhen & Wu, Lifeng, 2021. "A novel data-driven method for predicting the circulating capacity of lithium-ion battery under random variable current," Energy, Elsevier, vol. 218(C).
    17. Jiang, Bo & Zhu, Yuli & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "An adaptive capacity estimation approach for lithium-ion battery using 10-min relaxation voltage within high state of charge range," Energy, Elsevier, vol. 263(PC).
    18. Solai, Elie & Guadagnini, Maxime & Beaugendre, Héloïse & Daccord, Rémi & Congedo, Pietro, 2022. "Validation of a data-driven fast numerical model to simulate the immersion cooling of a lithium-ion battery pack," Energy, Elsevier, vol. 249(C).
    19. Jiang, Bo & Dai, Haifeng & Wei, Xuezhe & Xu, Tianjiao, 2019. "Joint estimation of lithium-ion battery state of charge and capacity within an adaptive variable multi-timescale framework considering current measurement offset," Applied Energy, Elsevier, vol. 253(C), pages 1-1.
    20. Bian, Xiaolei & Liu, Longcheng & Yan, Jinying, 2019. "A model for state-of-health estimation of lithium ion batteries based on charging profiles," Energy, Elsevier, vol. 177(C), pages 57-65.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:16:y:2023:i:20:p:7066-:d:1258600. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.