IDEAS home Printed from https://ideas.repec.org/a/eee/jrpoli/v103y2025ics0301420725000881.html
   My bibliography  Save this article

Open-pit phase design considering operational constraints: Towards the generation of high adherence production planning policies

Author

Listed:
  • Nancel-Penard, Pierre
  • Jelvez, Enrique
  • Mancilla, Diego
  • Morales, Gerson

Abstract

The conventional method for formulating open-pit mine production strategies suffers several drawbacks. One of them is that the generation of the extraction sequence is done in separate stages and does not consider the temporality of the extraction and processing decisions, so it does not maximize the net present value. In addition, the solutions obtained are difficult to implement because they do not ensure minimum operating spaces for the use of large mining equipment. Consequently, the process is performed sub-optimally. This work proposes a novel methodology to address the open-pit phase design under a mathematical programming approach. For this, an integer program generates phases that maximize an approximation of net present value and satisfy (i) minimum geometric spaces between phases and (ii) minimum and maximum capacities of the mining operation per phase, aiming for practical open-pit mine production planning policies. This methodology was applied in a case study, and the results show its ability to generate practical phases, obtaining differences in net present value lower than 2.02% compared to an optimization approach that does not consider these operational constraints. Therefore, the proposed open-pit mine extraction policy significantly improves its operational design without considerably affecting the expected value promise.

Suggested Citation

  • Nancel-Penard, Pierre & Jelvez, Enrique & Mancilla, Diego & Morales, Gerson, 2025. "Open-pit phase design considering operational constraints: Towards the generation of high adherence production planning policies," Resources Policy, Elsevier, vol. 103(C).
  • Handle: RePEc:eee:jrpoli:v:103:y:2025:i:c:s0301420725000881
    DOI: 10.1016/j.resourpol.2025.105546
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0301420725000881
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.resourpol.2025.105546?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to

    for a different version of it.

    References listed on IDEAS

    as
    1. Jélvez, Enrique & Morales, Nelson & Nancel-Penard, Pierre & Peypouquet, Juan & Reyes, Patricio, 2016. "Aggregation heuristic for the open-pit block scheduling problem," European Journal of Operational Research, Elsevier, vol. 249(3), pages 1169-1177.
    2. Jélvez, Enrique & Morales, Nelson & Nancel-Penard, Pierre & Cornillier, Fabien, 2020. "A new hybrid heuristic algorithm for the Precedence Constrained Production Scheduling Problem: A mining application," Omega, Elsevier, vol. 94(C).
    3. Ramazan, Salih, 2007. "The new Fundamental Tree Algorithm for production scheduling of open pit mines," European Journal of Operational Research, Elsevier, vol. 177(2), pages 1153-1166, March.
    4. Nancel-Penard, Pierre & Morales, Nelson & Cornillier, Fabien, 2022. "A recursive time aggregation-disaggregation heuristic for the multidimensional and multiperiod precedence-constrained knapsack problem: An application to the open-pit mine block sequencing problem," European Journal of Operational Research, Elsevier, vol. 303(3), pages 1088-1099.
    5. Xiaowei Gu & Qing Wang & Xiaochuan Xu & Xiaoqian Ma, 2021. "Phase Planning for Open Pit Coal Mines through Nested Pit Generation and Dynamic Programming," Mathematical Problems in Engineering, Hindawi, vol. 2021, pages 1-8, February.
    6. LaRoche-Boisvert, Mélanie & Dimitrakopoulos, Roussos & Ferland, Jacques A., 2021. "Simultaneous production scheduling and transportation optimization from mines to port under uncertain material supply," Resources Policy, Elsevier, vol. 73(C).
    7. Daniel Espinoza & Marcos Goycoolea & Eduardo Moreno & Alexandra Newman, 2013. "MineLib: a library of open pit mining problems," Annals of Operations Research, Springer, vol. 206(1), pages 93-114, July.
    8. Gonzalo Muñoz & Daniel Espinoza & Marcos Goycoolea & Eduardo Moreno & Maurice Queyranne & Orlando Rivera Letelier, 2018. "A study of the Bienstock–Zuckerberg algorithm: applications in mining and resource constrained project scheduling," Computational Optimization and Applications, Springer, vol. 69(2), pages 501-534, March.
    9. Dorit S. Hochbaum, 2008. "The Pseudoflow Algorithm: A New Algorithm for the Maximum-Flow Problem," Operations Research, INFORMS, vol. 56(4), pages 992-1009, August.
    10. W. Brian Lambert & Andrea Brickey & Alexandra M. Newman & Kelly Eurek, 2014. "Open-Pit Block-Sequencing Formulations: A Tutorial," Interfaces, INFORMS, vol. 44(2), pages 127-142, April.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Zeng, Lanyan & Liu, Shi Qiang & Kozan, Erhan & Corry, Paul & Masoud, Mahmoud, 2021. "A comprehensive interdisciplinary review of mine supply chain management," Resources Policy, Elsevier, vol. 74(C).
    2. Nancel-Penard, Pierre & Morales, Nelson & Cornillier, Fabien, 2022. "A recursive time aggregation-disaggregation heuristic for the multidimensional and multiperiod precedence-constrained knapsack problem: An application to the open-pit mine block sequencing problem," European Journal of Operational Research, Elsevier, vol. 303(3), pages 1088-1099.
    3. Jélvez, Enrique & Morales, Nelson & Nancel-Penard, Pierre & Cornillier, Fabien, 2020. "A new hybrid heuristic algorithm for the Precedence Constrained Production Scheduling Problem: A mining application," Omega, Elsevier, vol. 94(C).
    4. Shi Qiang Liu & Erhan Kozan & Mahmoud Masoud & Debiao Li & Kai Luo, 2025. "Multi-stage mine production timetabling with optimising the sizes of mining operations: an application of parallel-machine flow shop scheduling with lot streaming," Annals of Operations Research, Springer, vol. 348(2), pages 1-27, May.
    5. Amina Lamghari & Roussos Dimitrakopoulos & Jacques Ferland, 2015. "A hybrid method based on linear programming and variable neighborhood descent for scheduling production in open-pit mines," Journal of Global Optimization, Springer, vol. 63(3), pages 555-582, November.
    6. Samavati, Mehran & Essam, Daryl & Nehring, Micah & Sarker, Ruhul, 2017. "A methodology for the large-scale multi-period precedence-constrained knapsack problem: an application in the mining industry," International Journal of Production Economics, Elsevier, vol. 193(C), pages 12-20.
    7. Moreno, Eduardo & Rezakhah, Mojtaba & Newman, Alexandra & Ferreira, Felipe, 2017. "Linear models for stockpiling in open-pit mine production scheduling problems," European Journal of Operational Research, Elsevier, vol. 260(1), pages 212-221.
    8. Amin Mousavi & Erhan Kozan & Shi Qiang Liu, 2016. "Comparative analysis of three metaheuristics for short-term open pit block sequencing," Journal of Heuristics, Springer, vol. 22(3), pages 301-329, June.
    9. Armstrong, Margaret & Lagos, Tomas & Emery, Xavier & Homem-de-Mello, Tito & Lagos, Guido & Sauré, Denis, 2021. "Adaptive open-pit mining planning under geological uncertainty," Resources Policy, Elsevier, vol. 72(C).
    10. Samavati, Mehran & Essam, Daryl & Nehring, Micah & Sarker, Ruhul, 2017. "A local branching heuristic for the open pit mine production scheduling problem," European Journal of Operational Research, Elsevier, vol. 257(1), pages 261-271.
    11. Alessandro Hill & Andrea J. Brickey & Italo Cipriano & Marcos Goycoolea & Alexandra Newman, 2022. "Optimization Strategies for Resource-Constrained Project Scheduling Problems in Underground Mining," INFORMS Journal on Computing, INFORMS, vol. 34(6), pages 3042-3058, November.
    12. Lamas, Patricio & Goycoolea, Marcos & Pagnoncelli, Bernardo & Newman, Alexandra, 2024. "A target-time-windows technique for project scheduling under uncertainty," European Journal of Operational Research, Elsevier, vol. 314(2), pages 792-806.
    13. Changyou Xu & Gang Chen & Huabo Lu & Qiuxia Zhang & Zhengke Liu & Jing Bian, 2024. "Integrated Optimization of Production Scheduling and Haulage Route Planning in Open-Pit Mines," Mathematics, MDPI, vol. 12(13), pages 1-24, July.
    14. Gonzalo Muñoz & Daniel Espinoza & Marcos Goycoolea & Eduardo Moreno & Maurice Queyranne & Orlando Rivera Letelier, 2018. "A study of the Bienstock–Zuckerberg algorithm: applications in mining and resource constrained project scheduling," Computational Optimization and Applications, Springer, vol. 69(2), pages 501-534, March.
    15. Samavati, Mehran & Essam, Daryl & Nehring, Micah & Sarker, Ruhul, 2018. "A new methodology for the open-pit mine production scheduling problem," Omega, Elsevier, vol. 81(C), pages 169-182.
    16. Cinna Seifi & Marco Schulze & Jürgen Zimmermann, 2021. "Solution procedures for block selection and sequencing in flat-bedded potash underground mines," OR Spectrum: Quantitative Approaches in Management, Springer;Gesellschaft für Operations Research e.V., vol. 43(2), pages 409-440, June.
    17. Lin, Jingsi & Asad, Mohammad Waqar Ali & Topal, Erkan & Chang, Ping & Huang, Jinxin & Lin, Wei, 2024. "A novel model for sustainable production scheduling of an open-pit mining complex considering waste encapsulation," Resources Policy, Elsevier, vol. 91(C).
    18. O’Sullivan, Dónal & Newman, Alexandra, 2015. "Optimization-based heuristics for underground mine scheduling," European Journal of Operational Research, Elsevier, vol. 241(1), pages 248-259.
    19. Thomas W. M. Vossen & R. Kevin Wood & Alexandra M. Newman, 2016. "Hierarchical Benders Decomposition for Open-Pit Mine Block Sequencing," Operations Research, INFORMS, vol. 64(4), pages 771-793, August.
    20. Enrique Jelvez & Julian Ortiz & Nelson Morales Varela & Hooman Askari-Nasab & Gonzalo Nelis, 2023. "A Multi-Stage Methodology for Long-Term Open-Pit Mine Production Planning under Ore Grade Uncertainty," Mathematics, MDPI, vol. 11(18), pages 1-19, September.

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:jrpoli:v:103:y:2025:i:c:s0301420725000881. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/inca/30467 .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.