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The use of percentiles and percentile rank classes in the analysis of bibliometric data: Opportunities and limits

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  • Bornmann, Lutz
  • Leydesdorff, Loet
  • Mutz, Rüdiger

Abstract

Percentiles have been established in bibliometrics as an important alternative to mean-based indicators for obtaining a normalized citation impact of publications. Percentiles have a number of advantages over standard bibliometric indicators used frequently: for example, their calculation is not based on the arithmetic mean which should not be used for skewed bibliometric data. This study describes the opportunities and limits and the advantages and disadvantages of using percentiles in bibliometrics. We also address problems in the calculation of percentiles and percentile rank classes for which there is not (yet) a satisfactory solution. It will be hard to compare the results of different percentile-based studies with each other unless it is clear that the studies were done with the same choices for percentile calculation and rank assignment.

Suggested Citation

  • Bornmann, Lutz & Leydesdorff, Loet & Mutz, Rüdiger, 2013. "The use of percentiles and percentile rank classes in the analysis of bibliometric data: Opportunities and limits," Journal of Informetrics, Elsevier, vol. 7(1), pages 158-165.
  • Handle: RePEc:eee:infome:v:7:y:2013:i:1:p:158-165
    DOI: 10.1016/j.joi.2012.10.001
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    References listed on IDEAS

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    1. Loet Leydesdorff & Lutz Bornmann & Rüdiger Mutz & Tobias Opthof, 2011. "Turning the tables on citation analysis one more time: Principles for comparing sets of documents," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 62(7), pages 1370-1381, July.
    2. Lutz Bornmann & Loet Leydesdorff, 2011. "Which cities produce more excellent papers than can be expected? A new mapping approach, using Google Maps, based on statistical significance testing," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 62(10), pages 1954-1962, October.
    3. Wolfgang Glänzel & Bart Thijs & András Schubert & Koenraad Debackere, 2009. "Subfield-specific normalized relative indicators and a new generation of relational charts: Methodological foundations illustrated on the assessment of institutional research performance," Scientometrics, Springer;Akadémiai Kiadó, vol. 78(1), pages 165-188, January.
    4. Vinkler, Péter, 2012. "The case of scientometricians with the “absolute relative” impact indicator," Journal of Informetrics, Elsevier, vol. 6(2), pages 254-264.
    5. Lutz Bornmann & Rüdiger Mutz & Werner Marx & Hermann Schier & Hans‐Dieter Daniel, 2011. "A multilevel modelling approach to investigating the predictive validity of editorial decisions: do the editors of a high profile journal select manuscripts that are highly cited after publication?," Journal of the Royal Statistical Society Series A, Royal Statistical Society, vol. 174(4), pages 857-879, October.
    6. Michael Schreiber, 2012. "Inconsistencies of recently proposed citation impact indicators and how to avoid them," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 63(10), pages 2062-2073, October.
    7. Ulrich Kohler & Frauke Kreuter, 2009. "Data Analysis using Stata, 2nd Edition," Stata Press books, StataCorp LP, number daus2, March.
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    12. Waltman, Ludo & van Eck, Nees Jan & van Leeuwen, Thed N. & Visser, Martijn S. & van Raan, Anthony F.J., 2011. "Towards a new crown indicator: Some theoretical considerations," Journal of Informetrics, Elsevier, vol. 5(1), pages 37-47.
    13. Opthof, Tobias & Leydesdorff, Loet, 2010. "Caveats for the journal and field normalizations in the CWTS (“Leiden”) evaluations of research performance," Journal of Informetrics, Elsevier, vol. 4(3), pages 423-430.
    14. Ronald Rousseau, 2012. "Basic properties of both percentile rank scores and the I3 indicator," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 63(2), pages 416-420, February.
    15. Robert J. W. Tijssen & Martijn S. Visser & Thed N. van Leeuwen, 2002. "Benchmarking international scientific excellence: Are highly cited research papers an appropriate frame of reference?," Scientometrics, Springer;Akadémiai Kiadó, vol. 54(3), pages 381-397, July.
    16. Loet Leydesdorff & Lutz Bornmann, 2012. "Testing differences statistically with the Leiden ranking," Scientometrics, Springer;Akadémiai Kiadó, vol. 92(3), pages 781-783, September.
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