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Leveraging a surrogate outcome to improve inference on a partially missing target outcome

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  • Zachary R. McCaw
  • Sheila M. Gaynor
  • Ryan Sun
  • Xihong Lin

Abstract

Sample sizes vary substantially across tissues in the Genotype‐Tissue Expression (GTEx) project, where considerably fewer samples are available from certain inaccessible tissues, such as the substantia nigra (SSN), than from accessible tissues, such as blood. This severely limits power for identifying tissue‐specific expression quantitative trait loci (eQTL) in undersampled tissues. Here we propose Surrogate Phenotype Regression Analysis (Spray) for leveraging information from a correlated surrogate outcome (eg, expression in blood) to improve inference on a partially missing target outcome (eg, expression in SSN). Rather than regarding the surrogate outcome as a proxy for the target outcome, Spray jointly models the target and surrogate outcomes within a bivariate regression framework. Unobserved values of either outcome are treated as missing data. We describe and implement an expectation conditional maximization algorithm for performing estimation in the presence of bilateral outcome missingness. Spray estimates the same association parameter estimated by standard eQTL mapping and controls the type I error even when the target and surrogate outcomes are truly uncorrelated. We demonstrate analytically and empirically, using simulations and GTEx data, that in comparison with marginally modeling the target outcome, jointly modeling the target and surrogate outcomes increases estimation precision and improves power.

Suggested Citation

  • Zachary R. McCaw & Sheila M. Gaynor & Ryan Sun & Xihong Lin, 2023. "Leveraging a surrogate outcome to improve inference on a partially missing target outcome," Biometrics, The International Biometric Society, vol. 79(2), pages 1472-1484, June.
  • Handle: RePEc:bla:biomet:v:79:y:2023:i:2:p:1472-1484
    DOI: 10.1111/biom.13629
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    References listed on IDEAS

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    1. Seunggeun Lee & Wei Sun & Fred A. Wright & Fei Zou, 2017. "An improved and explicit surrogate variable analysis procedure by coefficient adjustment," Biometrika, Biometrika Trust, vol. 104(2), pages 303-316.
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    3. Jae Hoon Sul & Buhm Han & Chun Ye & Ted Choi & Eleazar Eskin, 2013. "Effectively Identifying eQTLs from Multiple Tissues by Combining Mixed Model and Meta-analytic Approaches," PLOS Genetics, Public Library of Science, vol. 9(6), pages 1-13, June.
    4. Jeffrey T Leek & John D Storey, 2007. "Capturing Heterogeneity in Gene Expression Studies by Surrogate Variable Analysis," PLOS Genetics, Public Library of Science, vol. 3(9), pages 1-12, September.
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