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Penalized survival models for the analysis of alternating recurrent event data

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  • Lili Wang
  • Kevin He
  • Douglas E. Schaubel

Abstract

Recurrent event data are widely encountered in clinical and observational studies. Most methods for recurrent events treat the outcome as a point process and, as such, neglect any associated event duration. This generally leads to a less informative and potentially biased analysis. We propose a joint model for the recurrent event rate (of incidence) and duration. The two processes are linked through a bivariate normal frailty. For example, when the event is hospitalization, we can treat the time to admission and length‐of‐stay as two alternating recurrent events. In our method, the regression parameters are estimated through a penalized partial likelihood, and the variance‐covariance matrix of the frailty is estimated through a recursive estimating formula. Moreover, we develop a likelihood ratio test to assess the dependence between the incidence and duration processes. Simulation results demonstrate that our method provides accurate parameter estimation, with a relatively fast computation time. We illustrate the methods through an analysis of hospitalizations among end‐stage renal disease patients.

Suggested Citation

  • Lili Wang & Kevin He & Douglas E. Schaubel, 2020. "Penalized survival models for the analysis of alternating recurrent event data," Biometrics, The International Biometric Society, vol. 76(2), pages 448-459, June.
  • Handle: RePEc:bla:biomet:v:76:y:2020:i:2:p:448-459
    DOI: 10.1111/biom.13153
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    References listed on IDEAS

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    1. Sai H. Dharmarajan & Douglas E. Schaubel & Rajiv Saran, 2018. "Evaluating center performance in the competing risks setting: Application to outcomes of wait†listed end†stage renal disease patients," Biometrics, The International Biometric Society, vol. 74(1), pages 289-299, March.
    2. Chiung-Yu Huang & Mei-Cheng Wang, 2005. "Nonparametric Estimation of the Bivariate Recurrence Time Distribution," Biometrics, The International Biometric Society, vol. 61(2), pages 392-402, June.
    3. D. Y. Lin & L. J. Wei & I. Yang & Z. Ying, 2000. "Semiparametric regression for the mean and rate functions of recurrent events," Journal of the Royal Statistical Society Series B, Royal Statistical Society, vol. 62(4), pages 711-730.
    4. Xuelin Huang & Lei Liu, 2007. "A Joint Frailty Model for Survival and Gap Times Between Recurrent Events," Biometrics, The International Biometric Society, vol. 63(2), pages 389-397, June.
    5. Samuli Ripatti & Juni Palmgren, 2000. "Estimation of Multivariate Frailty Models Using Penalized Partial Likelihood," Biometrics, The International Biometric Society, vol. 56(4), pages 1016-1022, December.
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    Cited by:

    1. Benny Ren & Ian Barnett, 2023. "Combining mixed effects hidden Markov models with latent alternating recurrent event processes to model diurnal active–rest cycles," Biometrics, The International Biometric Society, vol. 79(4), pages 3402-3417, December.

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