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A Survival Analysis of the Approval of U.S. Patent Applications

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Author Info
Ying Xie (Department of Economics, University of Victoria)
David E. Giles () (Department of Economics, University of Victoria)

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Abstract

We model the length of time that it takes for a patent application to be granted by the U.S. Patent and Trademark Office, conditional on the patent actually being awarded eventually. Survival analysis is applied and both the nonparametric Kaplan-Meier and parametric accelerated failure time models are used to analyze the data. We find that the number of claims a patent makes, the number of citations a patent makes, the patent’s technological category, and the type of applicant all have significant effects on the duration that a patent is under consideration. A log-normal survival model is the preferred parametric specification, and the results suggest that the hazard function is non-monotonic over time.

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File URL: http://web.uvic.ca/econ/research/papers/ewp0707.pdf
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Publisher Info
Paper provided by Department of Economics, University of Victoria in its series Econometrics Working Papers with number 0707.

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Length: 23 pages
Date of creation: 24 Aug 2007
Date of revision:
Handle: RePEc:vic:vicewp:0707

Note: ISSN 1485-6441
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Postal: PO Box 1700, STN CSC, Victoria, BC, Canada, V8W 2Y2
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Web page: http://web.uvic.ca/econ
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Related research
Keywords: Patents; research and development; survival analysis; hazard function;

Find related papers by JEL classification:
C16 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Econometric and Statistical Methods; Specific Distributions
C29 - Mathematical and Quantitative Methods - - Single Equation Models; Single Variables - - - Other
C46 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: Special Topics - - - Specific Distributions
L10 - Industrial Organization - - Market Structure, Firm Strategy, and Market Performance - - - General

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  1. Kennan, John, 1985. "The duration of contract strikes in U.S. manufacturing," Journal of Econometrics, Elsevier, vol. 28(1), pages 5-28, April. [Downloadable!] (restricted)
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This page was last updated on 2009-11-25.


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