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Swap Rate Variance Swaps

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Author Info
Nicolas Merener
Abstract

We study the hedging and valuation of generalized variance swaps de¯ned on a forward swap interest rate. Our motivation is the fundamental role of variance swaps in the transfer of variance risk, and the extensive empirical evidence documenting that the variance realized by interest rates is stochastic. We identify a hedging rule involving a static European contract and the gains of a dynamic position on forward interest rate swaps. Two distinguishing features arise in the context of interest rates: the nonlinear and multidimensional relationship between the values of the dynamically traded contracts and the underlying swap rate, and the possible stochasticity of the interest rate at which gains are reinvested. The combination of these two features leads to additional terms in the cumulative dynamic trading gains, which depend on realized variance and are taken into consideration in the determination of the appropriate static hedge. We characterize the static payo® function as the solution of an ordinary di®erential equation, and derive explicitly the associated dynamic strategy. We use daily interest rate data between 1997 and 2007 to test the e®ectiveness of our hedging methodology in arithmetic and geometric variance swaps and verify that the hedging error is small compared to the bid-ask spread in swaption prices.

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Paper provided by Universidad Torcuato Di Tella in its series Business School Working Papers with number 2009-02.

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Length: 43 pages
Date of creation: Feb 2009
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Handle: RePEc:udt:wpbsdt:2009-02

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  1. Heath, David & Jarrow, Robert & Morton, Andrew, 1992. "Bond Pricing and the Term Structure of Interest Rates: A New Methodology for Contingent Claims Valuation," Econometrica, Econometric Society, vol. 60(1), pages 77-105, January. [Downloadable!] (restricted)
  2. Andersen, Torben G. & Lund, Jesper, 1997. "Estimating continuous-time stochastic volatility models of the short-term interest rate," Journal of Econometrics, Elsevier, vol. 77(2), pages 343-377, April. [Downloadable!] (restricted)
  3. Sam Howison & Avraam Rafailidis & Henrik Rasmussen, 2004. "On the pricing and hedging of volatility derivatives," Applied Mathematical Finance, Taylor and Francis Journals, vol. 11(4), pages 317-346, December. [Downloadable!] (restricted)
  4. Breeden, Douglas T & Litzenberger, Robert H, 1978. "Prices of State-contingent Claims Implicit in Option Prices," Journal of Business, University of Chicago Press, vol. 51(4), pages 621-51, October. [Downloadable!] (restricted)
  5. Albanese, Claudio & Mijatovic, Aleksandar, 2006. "Spectral Methods For Volatility Derivatives," MPRA Paper 5244, University Library of Munich, Germany. [Downloadable!]
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  6. Peter Carr & Hélyette Geman & Dilip Madan & Marc Yor, 2005. "Pricing options on realized variance," Finance and Stochastics, Springer, vol. 9(4), pages 453-475, October. [Downloadable!] (restricted)
  7. Windcliff, H. & Forsyth, P.A. & Vetzal, K.R., 2006. "Pricing methods and hedging strategies for volatility derivatives," Journal of Banking & Finance, Elsevier, vol. 30(2), pages 409-431, February. [Downloadable!] (restricted)
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