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Axiomatic Foundations of Inefficiency Measurement on < input, output > Space

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Author Info
R. Robert Russell () (University of California, Riverside)
William Schworm () (School of Economics, The University of New South Wales)

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Abstract

We provide an axiomatic foundation for efficiency measurement in the full space, referred to as “graph efficiency” measurement by Färe, Grosskopf, and Lovell [1985]. We posit four types of axioms: indication, monotonicity, independence of units of measurement, and continuity. We analyze six well-known inefficiency indexes from the operations-research and economics literature and discuss several other related indexes. We present two impossibility results demonstrating that no index can satisfy all of the axioms on a general class of (well-behaved) technologies. Specifically, no inefficiency index can satisfy both indication and continuity (in either quantities or technologies), and no inefficiency index can satisfy both monotonicity and unit independence. We present a full evaluation of the trade-offs involved in selecting among the indexes.

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File URL: http://research.economics.unsw.edu.au/RePEc/papers/2009-07.pdf
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Publisher Info
Paper provided by School of Economics, The University of New South Wales in its series Discussion Papers with number 2009-07.

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Length: 27 pages
Date of creation: Apr 2009
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Handle: RePEc:swe:wpaper:2009-07

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Related research
Keywords: Technical efficiency indexes; technical efficiency axioms;

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Find related papers by JEL classification:
C43 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: Special Topics - - - Index Numbers and Aggregation
C61 - Mathematical and Quantitative Methods - - Mathematical Methods and Programming - - - Optimization Techniques; Programming Models; Dynamic Analysis
D24 - Microeconomics - - Production and Organizations - - - Production; Capital and Total Factor Productivity; Capacity

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  1. Charnes, A. & Cooper, W. W. & Golany, B. & Seiford, L. & Stutz, J., 1985. "Foundations of data envelopment analysis for Pareto-Koopmans efficient empirical production functions," Journal of Econometrics, Elsevier, vol. 30(1-2), pages 91-107. [Downloadable!] (restricted)
  2. Robert Russell, R., 1990. "Continuity of measures of technical efficiency," Journal of Economic Theory, Elsevier, vol. 51(2), pages 255-267, August. [Downloadable!] (restricted)
  3. Salnykov, Mykhaylo & Zelenyuk, Valentin, 2005. "On the Commensurability of Directional Distance Functions," MPRA Paper 7068, University Library of Munich, Germany. [Downloadable!]
  4. Robert Russell, R., 1985. "Measures of technical efficiency," Journal of Economic Theory, Elsevier, vol. 35(1), pages 109-126, February. [Downloadable!] (restricted)
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