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American Options: Symmetry Properties

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Author Info
Jérôme B. Detemple ()
Abstract

A useful feature of European and American options in the standard financial market model with constant coefficients is the property of put-call symmetry. This property states that the value of a put option with strike price K and maturity date T is the same as the value of a call option with strike price S, maturity date T in an auxiliary financial market with interest rate d and in which the underlying asset price pays dividends at the rate r and has initial value K. In this paper we review recent generalizations of this property and provide complementary results. We show taht put-call symmetry is a general property which holds in a large class of financial market models including nonmarkovian models with stochastic coefficients. The property extends naturally to nonstandard American claims such as (i) options with random maturity which include barrier options and capped options, (ii) multiasset derivatives, (iii) occupation time derivatives and (iv) claims whose payoffs are homogeneous of degree v is different from 1. Changes of numeraire which are instrumental in establishing symmetry properties are also reviewed and discussed.

Une propriété utile des options européennes et américaines, dans le cadre du modèle standard de Black-Scholes, est la symétrie. Celle-ci énonce que la valeur d'une option d'achat au prix d'exercice K et à date d'échéance T est identique à la valeur d'une option de vente au prix d'exercice S, date d'échéance T dans un marché financier auxiliaire où le taux d'intérêt est d et où le titre support paye des dividendes au taux r et est valorisé à K. Cet article fait une synthèse des généralisations récentes de cette propriété et établit certains résultats complémentaires. La validité de la propriété de symétrie est établie pour une classe générale de modèles des marchés financiers qui comprend des spécifications nonmarkoviennes à coefficients stochastiques du sous-jacent. En effet, la symétrie se généralise de manière naturelle aux actifs contingents nonstandards de style américain, tels que (i) les options à échéance aléatoires (options à barrières et options plafonnées), (ii) les produits dérivés sur titres supports multiples, (iii) les produits dérivés sur temps d'occupation et (iv) les titres dont les valeurs d'échéance sont homogènes de degré v est différent de 1. La méthode de changement de numéraire, qui est essentielle pour la démonstration de ces résultats, est également passée en revue.

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Paper provided by CIRANO in its series CIRANO Working Papers with number 99s-45.

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Date of creation: 01 Nov 1999
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Handle: RePEc:cir:cirwor:99s-45

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Related research
Keywords: Option pricing; American options; early exercise policy; symmetry properties; change of measure; random maturity; barrier options; capped options; multiasset options; occupation time derivatives; homogeneity; changes of numeraire; replicating portfolio; reprensentation of prices; Évaluation; options américaines; politique optimale d'exercice; propriété de symétrie; changement de mesure; échéance aléatoire; options plafonnées; options à barrières; titres supports multiples; temps d'occupation; homogénéité; changement de numéraire; formules de représentation des prix;

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  1. Orlin J. Grabbe, . "The Pricing of Call and Put Options on Foreign Exchange," Rodney L. White Center for Financial Research Working Papers 06-83, Wharton School Rodney L. White Center for Financial Research.
  2. Marcel Dagenais & Claude Montmarquette & Daniel Parent & Nathalie Viennot-Briot, 1999. "Travail pendant les études, performance scolaire et abandon," CIRANO Working Papers 99s-41, CIRANO. [Downloadable!]
  3. Orlin Grabbe, J., 1983. "The pricing of call and put options on foreign exchange," Journal of International Money and Finance, Elsevier, vol. 2(3), pages 239-253, December. [Downloadable!] (restricted)
  4. Robert C. Merton, 1973. "Theory of Rational Option Pricing," Bell Journal of Economics, The RAND Corporation, vol. 4(1), pages 141-183, Spring. [Downloadable!] (restricted)
  5. Marcel Boyer, 1999. "Les Expos, l'OSM, les universités, les hôpitaux : Le coût d'un déficit de 400 000 emplois au Québec = Expos, Montreal Symphony Orchestra, Universities, Hospitals: The Cost of a 400,000-Job Shortf," CIRANO Papers 99c-01, CIRANO. [Downloadable!]
  6. Orlin J. Grabbe, . "The Pricing of Call and Put Options on Foreign Exchange," Rodney L. White Center for Financial Research Working Papers 6-83, Wharton School Rodney L. White Center for Financial Research.
  7. Broadie, Mark & Detemple, Jerome, 1995. "American Capped Call Options on Dividend-Paying Assets," Review of Financial Studies, Oxford University Press for Society for Financial Studies, vol. 8(1), pages 161-91. [Downloadable!] (restricted)
  8. Black, Fischer & Scholes, Myron S, 1973. "The Pricing of Options and Corporate Liabilities," Journal of Political Economy, University of Chicago Press, vol. 81(3), pages 637-54, May-June. [Downloadable!] (restricted)
  9. Margrabe, William, 1978. "The Value of an Option to Exchange One Asset for Another," Journal of Finance, American Finance Association, vol. 33(1), pages 177-86, March. [Downloadable!] (restricted)
  10. Gao, Bin & Huang, Jing-zhi & Subrahmanyam, Marti, 2000. "The valuation of American barrier options using the decomposition technique," Journal of Economic Dynamics and Control, Elsevier, vol. 24(11-12), pages 1783-1827, October. [Downloadable!] (restricted)
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