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The Valuation of American Barrier Options Using the Decomposition Technique

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Author Info
Marti G. Subrahmanyam
Bin Gao
Jing-zhi Huang

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Abstract

In this paper, we propose an alternative approach for pricing and hedging non-standard American options. In principle, the proposed approach applies to any kind of American-style contract for which the payoff function has a Markovian representation in the state space. Specifically, we obtain an analytic solution for the value and hedge parameters of barrier options, an important example of path-dependent options. The solution includes standard American options as a special case. The analytic formula also allows us to identify and exploit two key properties of the optimal exercise boundary - homogeneity in price parameters and time-invariance - for American options. In addition, some new put-call ``symmetry" relations are also derived. These properties suggest a new, efficient and integrated approach to pricing and hedging a variety of standard and non-standard American options. From an implementation perspective, this approach avoids the current practice of repetitive computation of option prices and hedge ratios. Our implementation of the analytic formula for barrier options indicates that the proposed approach is both efficient and accurate in computing option values and option hedge parameters. In some cases, our method is substantially faster than existing numerical methods with equal accuracy. In particular, the method overcomes the difficulty that existing numerical methods have in dealing with prices close to the barrier, the case where the barrier matters most.

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Publisher Info
Paper provided by New York University, Leonard N. Stern School of Business- in its series New York University, Leonard N. Stern School Finance Department Working Paper Seires with number 98-067.

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Date of creation: 21 Sep 1998
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Handle: RePEc:fth:nystfi:98-067

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Postal: U.S.A.; New York University, Leonard N. Stern School of Business, Department of Economics . 44 West 4th Street. New York, New York 10012-1126
Web page: http://w4.stern.nyu.edu/finance/
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  1. Wei Xiong & Ronnie Sircar, 2004. "Evaluating Incentive Options," Econometric Society 2004 North American Winter Meetings 253, Econometric Society. [Downloadable!]
  2. Jérôme B. Detemple, 1999. "American Options: Symmetry Properties," CIRANO Working Papers 99s-45, CIRANO. [Downloadable!]
  3. Antonella Basso & Martina Nardon & Paolo Pianca, 2004. "A two-step simulation procedure to analyze the exercise features of American options," Decisions in Economics and Finance, Springer, vol. 27(1), pages 35-56, 08. [Downloadable!] (restricted)
  4. Marc Chesney & Laurent Gauthier, 2006. "American Parisian options," Finance and Stochastics, Springer, vol. 10(4), pages 475-506, December. [Downloadable!] (restricted)
  5. Roland Mallier & Ghada Alobaidi, 2000. "Laplace transforms and American options," Applied Mathematical Finance, Taylor and Francis Journals, vol. 7(4), pages 241-256, December. [Downloadable!] (restricted)
  6. Minh Ha-Duong & Benoit Morel, 2003. "The real option with an absorbing barrier," Post-Print halshs-00003976_v1, HAL. [Downloadable!]
  7. J. C. Ndogmo & D. B. Ntwiga, 2007. "High-order accurate implicit methods for the pricing of barrier options," Quantitative Finance Papers 0710.0069, arXiv.org. [Downloadable!]
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