IDEAS home Printed from https://ideas.repec.org/a/kap/enreec/v70y2018i1d10.1007_s10640-016-0108-1.html
   My bibliography  Save this article

Coherence, Causality, and Effectiveness of the EU Environmental Policy System: Results of Complementary Statistical and Econometric Analyses

Author

Listed:
  • Fabio Zagonari

    (Università di Bologna)

Abstract

This paper presents the first empirical test of coherence (i.e., consistency of policies within a framework), causality (i.e., logical priority of objectives over policies), and effectiveness (i.e., ability of policies to tackle challenges as defined by objectives) of the overall EU environmental policy system. To do so, I applied complementary statistical (cross-sectional and time series) and econometric (dynamic tri-probit) analyses to an original panel dataset, based on addressed issues (i.e., pollution vs. resource, trans-boundary vs. domestic; flow vs. stock) rather than on implemented policies (i.e., EU legislation aiming at optimal pollution production, optimal resource use, and market competition). It would be impossible to perform similar analyses by referring to realized policies rather than tackled issues due to the unbalanced sample characterizing the former with respect to the latter, as well as due to overlapping objectives, interrelated policies, and non-univocal relationships between objectives and policies. In contrast with previous studies of single EU environmental policies, characteristics of the EU environmental policy, or EU environmental objectives, I found that the overall EU environmental policy system is internally coherent, dynamically causal, and ex ante effective. Moreover, the evidence suggests that many issues are correlated: trans-boundary issues became more relevant in 2012, pollution production was more significant than resource use, and flow issues were more important than stock issues from 1995 to 2010. Finally, I show that few objectives overlapped: a “safe environment” objective (1987–1997) was preferred to a “greenhouse gas (GHG) reduction” objective (2003–2012, but pursued with a 2-year lag), although the latter has recently become preferred to the former. In addition, a “GHG reduction” objective was preferred to “a sustainable development” objective (1998–2002).

Suggested Citation

  • Fabio Zagonari, 2018. "Coherence, Causality, and Effectiveness of the EU Environmental Policy System: Results of Complementary Statistical and Econometric Analyses," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 70(1), pages 1-29, May.
  • Handle: RePEc:kap:enreec:v:70:y:2018:i:1:d:10.1007_s10640-016-0108-1
    DOI: 10.1007/s10640-016-0108-1
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10640-016-0108-1
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s10640-016-0108-1?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Bartocci, Anna & Pisani, Massimiliano, 2013. "“Green” fuel tax on private transportation services and subsidies to electric energy. A model-based assessment for the main European countries," Energy Economics, Elsevier, vol. 40(S1), pages 32-57.
    2. Richard Clarida & Jordi Galí & Mark Gertler, 2000. "Monetary Policy Rules and Macroeconomic Stability: Evidence and Some Theory," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 115(1), pages 147-180.
    3. Ho-Chuan Huang & Shu-Chin Lin, 2006. "Time-varying discrete monetary policy reaction functions," Applied Economics, Taylor & Francis Journals, vol. 38(4), pages 449-464.
    4. Ding, Helen & Nunes, Paulo A.L.D., 2014. "Modeling the links between biodiversity, ecosystem services and human wellbeing in the context of climate change: Results from an econometric analysis of the European forest ecosystems," Ecological Economics, Elsevier, vol. 97(C), pages 60-73.
    5. Ghersi, Frédéric & McDonnell, Simon & Sassi, Olivier, 2013. "Do overarching mitigation objectives dominate transport-specific targets in the EU?," Energy Policy, Elsevier, vol. 55(C), pages 3-15.
    6. Andrew Jordan & Harro van Asselt & Frans Berkhout & Dave Huitema & Tim Rayner, 2012. "Understanding the Paradoxes of Multilevel Governing: Climate Change Policy in the European Union," Global Environmental Politics, MIT Press, vol. 12(2), pages 43-66, May.
    7. Magalie Bourblanc & Ann Crabb� & Duncan Liefferink & Mark Wiering, 2013. "The marathon of the hare and the tortoise: implementing the EU Water Framework Directive," Journal of Environmental Planning and Management, Taylor & Francis Journals, vol. 56(10), pages 1449-1467, December.
    8. Barry Anderson & Corrado Di Maria, 2011. "Abatement and Allocation in the Pilot Phase of the EU ETS," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 48(1), pages 83-103, January.
    9. Freitas, Carlos J. Pereira & Silva, Patrícia Pereira da, 2015. "European Union emissions trading scheme impact on the Spanish electricity price during phase II and phase III implementation," Utilities Policy, Elsevier, vol. 33(C), pages 54-62.
    10. Münnich Vass, Miriam & Elofsson, Katarina & Gren, Ing-Marie, 2013. "An equity assessment of introducing uncertain forest carbon sequestration in EU climate policy," Energy Policy, Elsevier, vol. 61(C), pages 1432-1442.
    11. Böhringer, Christoph & Rutherford, Thomas F., 2013. "Transition towards a low carbon economy: A computable general equilibrium analysis for Poland," Energy Policy, Elsevier, vol. 55(C), pages 16-26.
    12. Barbara Schlomann & Wolfgang Eichhammer, 2014. "Interaction between Climate, Emissions Trading and Energy Efficiency Targets," Energy & Environment, , vol. 25(3-4), pages 709-731, April.
    13. Lehmann, Paul & Gawel, Erik, 2013. "Why should support schemes for renewable electricity complement the EU emissions trading scheme?," Energy Policy, Elsevier, vol. 52(C), pages 597-607.
    14. Bollen, Johannes, 2015. "The value of air pollution co-benefits of climate policies: Analysis with a global sector-trade CGE model called WorldScan," Technological Forecasting and Social Change, Elsevier, vol. 90(PA), pages 178-191.
    15. Martina Artmann, 2013. "Response-Efficiency-Assessment: A Conceptual Framework For Rating Policy'S Efficiency To Meet Sustainable Development On The Example Of Soil Sealing Management," Journal of Environmental Assessment Policy and Management (JEAPM), World Scientific Publishing Co. Pte. Ltd., vol. 15(04), pages 1-33.
    16. Gawel, Erik & Strunz, Sebastian & Lehmann, Paul, 2014. "A public choice view on the climate and energy policy mix in the EU — How do the emissions trading scheme and support for renewable energies interact?," Energy Policy, Elsevier, vol. 64(C), pages 175-182.
    17. Nicolli, Francesco & Mazzanti, Massimiliano, 2013. "Landfill diversion in a decentralized setting: A dynamic assessment of landfill taxes," Resources, Conservation & Recycling, Elsevier, vol. 81(C), pages 17-23.
    18. Balana, Bedru Babulo & Vinten, Andy & Slee, Bill, 2011. "A review on cost-effectiveness analysis of agri-environmental measures related to the EU WFD: Key issues, methods, and applications," Ecological Economics, Elsevier, vol. 70(6), pages 1021-1031, April.
    19. Melecky, Martin, 2012. "Macroeconomic dynamics in Macedonia and Slovakia: Structural estimation and comparison," Economic Modelling, Elsevier, vol. 29(4), pages 1377-1387.
    20. Thomas Spencer & Dora Fazekas, 2013. "Distributional choices in EU climate policy: 20 years of policy practice," Climate Policy, Taylor & Francis Journals, vol. 13(2), pages 240-258, March.
    21. Katherine Calvin & Jae Edmonds & Bjorn Bakken & Marshall Wise & Sonny Kim & Patrick Luckow & Pralit Patel & Ingeborg Graabak, 2014. "EU 20-20-20 energy policy as a model for global climate mitigation," Climate Policy, Taylor & Francis Journals, vol. 14(5), pages 581-598, September.
    22. Richard P. Eales & William R. Sheate, 2011. "Effectiveness Of Policy Level Environmental And Sustainability Assessment: Challenges And Lessons From Recent Practice," Journal of Environmental Assessment Policy and Management (JEAPM), World Scientific Publishing Co. Pte. Ltd., vol. 13(01), pages 39-65.
    23. Shengzu Wang & Jagdish Handa, 2007. "Monetary policy rules under a fixed exchange rate regime: empirical evidence from China," Applied Financial Economics, Taylor & Francis Journals, vol. 17(12), pages 941-950.
    24. Manuel Alejandro Cardenete & Ana-Isabel Guerra & Ferran Sancho, 2017. "Applied General Equilibrium," Springer Texts in Business and Economics, Springer, edition 2, number 978-3-662-54893-6, August.
    25. Frédéric Ghersi & Simon Mcdonnell & Olivier Sassi, 2013. "Do overarching mitigation objectives dominate transport-specific targets in the EU?," Post-Print hal-01682313, HAL.
    26. Clarida, Richard & Gali, Jordi & Gertler, Mark, 1998. "Monetary policy rules in practice Some international evidence," European Economic Review, Elsevier, vol. 42(6), pages 1033-1067, June.
    27. Selianko, Iulii and Andrea Lenschow, 2015. "Energy policy coherence from an intra-institutional perspective: Energy security and environmental policy coordination within the European Commission," European Integration online Papers (EIoP), European Community Studies Association Austria (ECSA-A), vol. 19, January.
    28. Ho-Chuan (River) Huang & Chung-Hua Shen, 2002. "Estimation of Taiwan’s binary monetary policy reaction function," Journal of Economic Studies, Emerald Group Publishing, vol. 29(3), pages 222-239, September.
    29. Lorenzo Cappellari & Stephen P. Jenkins, 2003. "Multivariate probit regression using simulated maximum likelihood," Stata Journal, StataCorp LP, vol. 3(3), pages 278-294, September.
    30. Galarraga, Ibon & Abadie, Luis M. & Ansuategi, Alberto, 2013. "Efficiency, effectiveness and implementation feasibility of energy efficiency rebates: The “Renove” plan in Spain," Energy Economics, Elsevier, vol. 40(S1), pages 98-107.
    31. Carlman, Inga & Grönlund, Erik & Longueville, Anna, 2015. "Models and methods as support for sustainable decision-making with focus on legal operationalisation," Ecological Modelling, Elsevier, vol. 306(C), pages 95-100.
    32. Miriam Weber & Peter P.J. Driessen & Hens A.C. Runhaar, 2014. "Evaluating environmental policy instruments mixes; a methodology illustrated by noise policy in the Netherlands," Journal of Environmental Planning and Management, Taylor & Francis Journals, vol. 57(9), pages 1381-1397, September.
    33. Davide Antonioli & Simone Borghesi & Alessio D'Amato & Marianna Gilli & Massimiliano Mazzanti & Francesco Nicolli, 2014. "Analysing the Interactions of Energy and climate policies in a broad Policy ‘optimality’ framework. The Italian case study," SEEDS Working Papers 2514, SEEDS, Sustainability Environmental Economics and Dynamics Studies, revised Aug 2014.
    34. Bollen, Johannes & Brink, Corjan, 2014. "Air pollution policy in Europe: Quantifying the interaction with greenhouse gases and climate change policies," Energy Economics, Elsevier, vol. 46(C), pages 202-215.
    35. Helm, Dieter, 2014. "The European framework for energy and climate policies," Energy Policy, Elsevier, vol. 64(C), pages 29-35.
    36. Massimiliano Mazzanti & Francesco Nicolli, 2011. "Waste dynamics, decoupling and ex post policy effectiveness: evidence from the EU 15," International Journal of Global Environmental Issues, Inderscience Enterprises Ltd, vol. 11(1), pages 61-78.
    37. Capros, Pantelis & Mantzos, Leonidas & Parousos, Leonidas & Tasios, Nikolaos & Klaassen, Ger & Van Ierland, Tom, 2011. "Analysis of the EU policy package on climate change and renewables," Energy Policy, Elsevier, vol. 39(3), pages 1476-1485, March.
    38. Dave Huitema & Andrew Jordan & Eric Massey & Tim Rayner & Harro Asselt & Constanze Haug & Roger Hildingsson & Suvi Monni & Johannes Stripple, 2011. "The evaluation of climate policy: theory and emerging practice in Europe," Policy Sciences, Springer;Society of Policy Sciences, vol. 44(2), pages 179-198, June.
    39. Bel, Germà & Joseph, Stephan, 2015. "Emission abatement: Untangling the impacts of the EU ETS and the economic crisis," Energy Economics, Elsevier, vol. 49(C), pages 531-539.
    40. Jägemann, Cosima & Fürsch, Michaela & Hagspiel, Simeon & Nagl, Stephan, 2013. "Decarbonizing Europe's power sector by 2050 — Analyzing the economic implications of alternative decarbonization pathways," Energy Economics, Elsevier, vol. 40(C), pages 622-636.
    41. Clò, Stefano & Battles, Susan & Zoppoli, Pietro, 2013. "Policy options to improve the effectiveness of the EU emissions trading system: A multi-criteria analysis," Energy Policy, Elsevier, vol. 57(C), pages 477-490.
    42. Stijn Brouwer & Tim Rayner & Dave Huitema, 2013. "Mainstreaming Climate Policy: The Case of Climate Adaptation and the Implementation of EU Water Policy," Environment and Planning C, , vol. 31(1), pages 134-153, February.
    43. Shibamoto, Masahiko, 2008. "The estimation of monetary policy reaction function in a data-rich environment: The case of Japan," Japan and the World Economy, Elsevier, vol. 20(4), pages 497-520, December.
    44. Reinhard Steurer & Gerald Berger & Markus Hametner, 2010. "The vertical integration of Lisbon and sustainable development strategies across the EU: How different governance architectures shape the European coherence of policy documents," Natural Resources Forum, Blackwell Publishing, vol. 34(1), pages 71-84, February.
    45. Flues, Florens & Löschel, Andreas & Lutz, Benjamin Johannes & Schenker, Oliver, 2014. "Designing an EU energy and climate policy portfolio for 2030: Implications of overlapping regulation under different levels of electricity demand," Energy Policy, Elsevier, vol. 75(C), pages 91-99.
    46. Brigitte Wolkinger & Karl W. Steininger & Andrea Damm & Stefan Schleicher & Andreas Tuerk & Wolf Grossman & Florian Tatzber & Daniel Steiner, 2012. "Implementing Europe's climate targets at the regional level," Climate Policy, Taylor & Francis Journals, vol. 12(6), pages 667-689, November.
    47. Rogge, Karoline S. & Schneider, Malte & Hoffmann, Volker H., 2011. "The innovation impact of the EU Emission Trading System -- Findings of company case studies in the German power sector," Ecological Economics, Elsevier, vol. 70(3), pages 513-523, January.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Romero-Ávila, Diego & Omay, Tolga, 2022. "Convergence of per capita energy consumption around the world: New evidence from nonlinear panel unit root tests," Energy Economics, Elsevier, vol. 111(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. F. Zagonari, 2015. "Coherence, efficiency, and independence of the EU environmental policy system: results of complementary statistical and econometric analyses," Working Papers wp992, Dipartimento Scienze Economiche, Universita' di Bologna.
    2. Paul Lehmann & Jos Sijm & Erik Gawel & Sebastian Strunz & Unnada Chewpreecha & Jean-Francois Mercure & Hector Pollitt, 2019. "Addressing multiple externalities from electricity generation: a case for EU renewable energy policy beyond 2020?," Environmental Economics and Policy Studies, Springer;Society for Environmental Economics and Policy Studies - SEEPS, vol. 21(2), pages 255-283, April.
    3. Sijm, Jos & Lehmann, Paul & Chewpreecha, Unnada & Gawel, Erik & Mercure, Jean-Francois & Pollitt, Hector & Strunz, Sebastian, 2014. "EU climate and energy policy beyond 2020: Are additional targets and instruments for renewables economically reasonable?," UFZ Discussion Papers 3/2014, Helmholtz Centre for Environmental Research (UFZ), Division of Social Sciences (ÖKUS).
    4. Ren, Shenggang & Hu, Yucai & Zheng, Jingjing & Wang, Yangjie, 2020. "Emissions trading and firm innovation: Evidence from a natural experiment in China," Technological Forecasting and Social Change, Elsevier, vol. 155(C).
    5. Frédéric Branger & Oskar Lecuyer & Philippe Quirion, 2013. "The European Union Emissions Trading System : should we throw the flagship out with the bathwater ?," Working Papers hal-00866408, HAL.
    6. Böhringer, Christoph & Keller, Andreas & Bortolamedi, Markus & Rahmeier Seyffarth, Anelise, 2016. "Good things do not always come in threes: On the excess cost of overlapping regulation in EU climate policy," Energy Policy, Elsevier, vol. 94(C), pages 502-508.
    7. del Río, Pablo, 2017. "Why does the combination of the European Union Emissions Trading Scheme and a renewable energy target makes economic sense?," Renewable and Sustainable Energy Reviews, Elsevier, vol. 74(C), pages 824-834.
    8. Xavier Timbeau & Pawel Wiejski, 2017. "EU ETS-broken beyond repair ? An analysis based on FASTER principles," Working Papers hal-03389323, HAL.
    9. Borghesi, Simone & Flori, Andrea, 2018. "EU ETS facets in the net: Structure and evolution of the EU ETS network," Energy Economics, Elsevier, vol. 75(C), pages 602-635.
    10. Paul Lehmann & Patrik Söderholm, 2018. "Can Technology-Specific Deployment Policies Be Cost-Effective? The Case of Renewable Energy Support Schemes," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 71(2), pages 475-505, October.
    11. Ren, Shenggang & Yang, Xuanyu & Hu, Yucai & Chevallier, Julien, 2022. "Emission trading, induced innovation and firm performance," Energy Economics, Elsevier, vol. 112(C).
    12. Ansgar Belke & Thorsten Polleit, 2007. "How the ECB and the US Fed set interest rates," Applied Economics, Taylor & Francis Journals, vol. 39(17), pages 2197-2209.
    13. Shen, Chung-Hua & Lin, Kun-Li & Guo, Na, 2016. "Hawk or dove: Switching regression model for the monetary policy reaction function in China," Pacific-Basin Finance Journal, Elsevier, vol. 36(C), pages 94-111.
    14. Christina Christou & Ruthira Naraidoo & Rangan Gupta & Won Joong Kim, 2018. "Monetary Policy Reaction Functions of the TICKs: A Quantile Regression Approach," Emerging Markets Finance and Trade, Taylor & Francis Journals, vol. 54(15), pages 3552-3565, December.
    15. repec:hal:spmain:info:hdl:2441/3rqefhgkm689ibvcj2hnil8dho is not listed on IDEAS
    16. Corradini, Massimiliano & Costantini, Valeria & Markandya, Anil & Paglialunga, Elena & Sforna, Giorgia, 2018. "A dynamic assessment of instrument interaction and timing alternatives in the EU low-carbon policy mix design," Energy Policy, Elsevier, vol. 120(C), pages 73-84.
    17. Fredj Jawadi & Sushanta K. Mallick & Ricardo M. Sousa, 2011. "Monetary Policy Rules in the BRICS: How Important is Nonlinearity?," NIPE Working Papers 18/2011, NIPE - Universidade do Minho.
    18. Masahiko Shibamoto, 2023. "Inflation, Business Cycle, and Monetary Policy: The Role of Inflationary Pressure," Discussion Paper Series DP2023-04, Research Institute for Economics & Business Administration, Kobe University.
    19. Schäfer, Sebastian, 2019. "Decoupling the EU ETS from subsidized renewables and other demand side effects: lessons from the impact of the EU ETS on CO2 emissions in the German electricity sector," Energy Policy, Elsevier, vol. 133(C).
    20. Davide Antonioli & Simone Borghesi & Alessio D'Amato & Marianna Gilli & Massimiliano Mazzanti & Francesco Nicolli, 2014. "Analysing the Interactions of Energy and climate policies in a broad Policy ‘optimality’ framework. The Italian case study," SEEDS Working Papers 2514, SEEDS, Sustainability Environmental Economics and Dynamics Studies, revised Aug 2014.
    21. Akosah, Nana Kwame & Alagidede, Imhotep Paul & Schaling, Eric, 2020. "Testing for asymmetry in monetary policy rule for small-open developing economies: Multiscale Bayesian quantile evidence from Ghana," The Journal of Economic Asymmetries, Elsevier, vol. 22(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:kap:enreec:v:70:y:2018:i:1:d:10.1007_s10640-016-0108-1. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.