IDEAS home Printed from https://ideas.repec.org/a/eee/jfpoli/v51y2015icp9-23.html
   My bibliography  Save this article

Innovation grants to smallholder farmers: Revisiting the key assumptions in the impact pathways

Author

Listed:
  • Ton, Giel
  • Klerkx, Laurens
  • de Grip, Karin
  • Rau, Marie-Luise

Abstract

Grant funds specifically targeted to smallholder farmers to facilitate innovation are a promising agricultural policy instrument. They stimulate smallholders to experiment with improved practices, and to engage with research, extension and business development services providers. However, evidence on impact and effectiveness of these grants is scarce. Partly, because attribution of changes in practices and performance to the grant alone is challenging, and the grant is often invested in innovation processes that benefitted from other support in the past. We discuss three modalities: vouchers, business development matching grants and farmer-driven innovation support funds. Our review points to an important and transversal outcome area of innovation grant systems: the creation of human and social capital to sustain creative thinking and innovative practices. Harmonising measurement on these outcomes could enhance the usefulness and comparability of impact studies and facilitate benchmarking of different policy options for smallholder innovation.

Suggested Citation

  • Ton, Giel & Klerkx, Laurens & de Grip, Karin & Rau, Marie-Luise, 2015. "Innovation grants to smallholder farmers: Revisiting the key assumptions in the impact pathways," Food Policy, Elsevier, vol. 51(C), pages 9-23.
  • Handle: RePEc:eee:jfpoli:v:51:y:2015:i:c:p:9-23
    DOI: 10.1016/j.foodpol.2014.11.002
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306919214001894
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.foodpol.2014.11.002?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. A. Gandarillas & J. Blajos & G. Aguirre & A. Devaux & G. Thiele, 2007. "Changing paradigms for organising R&D: agricultural research and the creation of the PROINPA Foundation in Bolivia," International Journal of Agricultural Resources, Governance and Ecology, Inderscience Enterprises Ltd, vol. 6(2), pages 256-276.
    2. Birte Snilstveit & Sandy Oliver & Martina Vojtkova, 2012. "Narrative approaches to systematic review and synthesis of evidence for international development policy and practice," Journal of Development Effectiveness, Taylor & Francis Journals, vol. 4(3), pages 409-429, September.
    3. Michael Woolcock, 2013. "Using Case Studies to Explore the External Validity of ‘Complex’ Development Interventions," CID Working Papers 270, Center for International Development at Harvard University.
    4. Lyon, Fergus, 2000. "Trust, Networks and Norms: The Creation of Social Capital in Agricultural Economies in Ghana," World Development, Elsevier, vol. 28(4), pages 663-681, April.
    5. Pan, Lei & Christiaensen, Luc, 2012. "Who is Vouching for the Input Voucher? Decentralized Targeting and Elite Capture in Tanzania," World Development, Elsevier, vol. 40(8), pages 1619-1633.
    6. Andreas Neef & Dieter Neubert, 2011. "Stakeholder participation in agricultural research projects: a conceptual framework for reflection and decision-making," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 28(2), pages 179-194, June.
    7. Hall, Andy & Clark, Norman & Naik, Guru, 2007. "Technology Supply Chain or Innovation Capacity?: Contrasting Experiences of Promoting Small Scale Irrigation Technology in South Asia," MERIT Working Papers 2007-014, United Nations University - Maastricht Economic and Social Research Institute on Innovation and Technology (MERIT).
    8. Giel Ton & Lithzy Flores & Rubén Monasterios & Evaristo Yana, 2014. "Capabilities And Performance In Collective Marketing: The Importance Of Learning To Cope With Agency Dilemmas," World Scientific Book Chapters, in: Ralph D Christy & Carlos A da Silva & Nomathemba Mhlanga & Edward Mabaya & Krisztina Tihanyi (ed.), INNOVATIVE INSTITUTIONS, PUBLIC POLICIES AND PRIVATE STRATEGIES FOR AGRO-ENTERPRISE DEVELOPMENT, chapter 5, pages 113-149, World Scientific Publishing Co. Pte. Ltd..
    9. Woolcock, Michael, 2013. "Using Case Studies to Explore the External Validity of 'Complex' Development Interventions," Working Paper Series rwp13-048, Harvard University, John F. Kennedy School of Government.
    10. Ricker-Gilbert, Jacob & Jayne, Thomas S., 2009. "Do Fertilizer Subsidies Affect the Demand for Commercial Fertilizer? An Example from Malawi," 2009 Conference, August 16-22, 2009, Beijing, China 51606, International Association of Agricultural Economists.
    11. Hartwich, Frank & Alexaki, Anastasia & Baptista, Rene, 2007. "Innovation systems governance in Bolivia: Lessons for agricultural innovation policies," IFPRI discussion papers 732, International Food Policy Research Institute (IFPRI).
    12. Mason, Nicole M. & Ricker-Gilbert, Jacob, 2013. "Disrupting Demand for Commercial Seed: Input Subsidies in Malawi and Zambia," World Development, Elsevier, vol. 45(C), pages 75-91.
    13. Stein Holden & Rodney Lunduka, 2012. "Do fertilizer subsidies crowd out organic manures? The case of Malawi," Agricultural Economics, International Association of Agricultural Economists, vol. 43(3), pages 303-314, May.
    14. Kilelu, Catherine W. & Klerkx, Laurens & Leeuwis, Cees, 2013. "Unravelling the role of innovation platforms in supporting co-evolution of innovation: Contributions and tensions in a smallholder dairy development programme," Agricultural Systems, Elsevier, vol. 118(C), pages 65-77.
    15. Klerkx, Laurens & Leeuwis, Cees, 2008. "Institutionalizing end-user demand steering in agricultural R&D: Farmer levy funding of R&D in The Netherlands," Research Policy, Elsevier, vol. 37(3), pages 460-472, April.
    16. Klerkx, Laurens & Nettle, Ruth, 2013. "Achievements and challenges of innovation co-production support initiatives in the Australian and Dutch dairy sectors: A comparative study," Food Policy, Elsevier, vol. 40(C), pages 74-89.
    17. Zhiying Xu & William J. Burke & Thomas S. Jayne & Jones Govereh, 2009. "Do input subsidy programs “crowd in” or “crowd out” commercial market development? Modeling fertilizer demand in a two‐channel marketing system," Agricultural Economics, International Association of Agricultural Economists, vol. 40(1), pages 79-94, January.
    18. Yang, Huan & Klerkx, Laurens & Leeuwis, Cees, 2014. "Functions and limitations of farmer cooperatives as innovation intermediaries: Findings from China," Agricultural Systems, Elsevier, vol. 127(C), pages 115-125.
    19. Diana Córdoba & Kees Jansen & Carolina González, 2014. "The Malleability of Participation: The Politics of Agricultural Research under Neoliberalism in Bolivia," Development and Change, International Institute of Social Studies, vol. 45(6), pages 1284-1309, November.
    20. Hounkonnou, Dominique & Kossou, Dansou & Kuyper, Thomas W. & Leeuwis, Cees & Nederlof, E. Suzanne & Röling, Niels & Sakyi-Dawson, Owuraku & Traoré, Mamoudou & van Huis, Arnold, 2012. "An innovation systems approach to institutional change: Smallholder development in West Africa," Agricultural Systems, Elsevier, vol. 108(C), pages 74-83.
    21. Banful, Afua Branoah, 2011. "Old Problems in the New Solutions? Politically Motivated Allocation of Program Benefits and the "New" Fertilizer Subsidies," World Development, Elsevier, vol. 39(7), pages 1166-1176, July.
    22. Jacob Ricker-Gilbert & Thomas Jayne & Gerald Shively, 2013. "Addressing the 'Wicked Problem' of Input Subsidy Programs in Africa," Applied Economic Perspectives and Policy, Agricultural and Applied Economics Association, vol. 35(2), pages 322-340.
    23. Laurens Klerkx & Karin Grip & Cees Leeuwis, 2006. "Hands off but Strings Attached: The Contradictions of Policy-induced Demand-driven Agricultural Extension," Agriculture and Human Values, Springer;The Agriculture, Food, & Human Values Society (AFHVS), vol. 23(2), pages 189-204, June.
    24. Kilelu, Catherine W. & Klerkx, Laurens & Leeuwis, Cees & Hall, Andy, 2011. "Beyond knowledge brokerage: An exploratory study of innovation intermediaries in an evolving smallholder agricultural system in Kenya," MERIT Working Papers 2011-022, United Nations University - Maastricht Economic and Social Research Institute on Innovation and Technology (MERIT).
    25. Poulton, Colin & Dorward, Andrew & Kydd, Jonathan, 2010. "The Future of Small Farms: New Directions for Services, Institutions, and Intermediation," World Development, Elsevier, vol. 38(10), pages 1413-1428, October.
    26. Samuel Benin & Ephraim Nkonya & Geresom Okecho & Joseé Randriamamonjy & Edward Kato & Geofrey Lubade & Miriam Kyotalimye, 2011. "Returns to spending on agricultural extension: the case of the National Agricultural Advisory Services (NAADS) program of Uganda," Agricultural Economics, International Association of Agricultural Economists, vol. 42(2), pages 249-267, March.
    27. Anthony Bebbington & Octavio Sotomayor, 1998. "Demand-led and poverty-oriented … Or just subcontracted and efficient? Learning from (semi-) privatized technology transfer programmes in Chile," Journal of International Development, John Wiley & Sons, Ltd., vol. 10(1), pages 17-34.
    28. Ton, Giel, 2008. "Challenges for smallholder market access: a review of literature on institutional arrangements in collective marketing," MPRA Paper 33329, University Library of Munich, Germany.
    29. World Bank, 2012. "Agricultural Innovation Systems : An Investment Sourcebook [Systèmes d’innovation agricole - Guide d'investissement]," World Bank Publications - Books, The World Bank Group, number 2247, December.
    30. Howard White, 2011. "Achieving high-quality impact evaluation design through mixed methods: the case of infrastructure," Journal of Development Effectiveness, Taylor & Francis Journals, vol. 3(1), pages 131-144.
    31. Pamuk, Haki & Bulte, Erwin & Adekunle, Adewale A., 2014. "Do decentralized innovation systems promote agricultural technology adoption? Experimental evidence from Africa," Food Policy, Elsevier, vol. 44(C), pages 227-236.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Mullally, Conner & Chakravarty, Shourish, 2018. "Are matching funds for smallholder irrigation money well spent?," Food Policy, Elsevier, vol. 76(C), pages 70-80.
    2. Pamela Richardson-Ngwenya & Maria Höhne & Brigitte Kaufmann, 2018. "Participatory problem analysis of crop activities in rural Tanzania with attention to gender and wealth: ‘setting the scene’ to enhance relevance and avoid exclusion in pro-poor innovation projects," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 10(4), pages 859-880, August.
    3. Woltering, L. & Fehlenberg, K. & Gerard, B. & Ubels, J. & Cooley, L., 2019. "Scaling – from “reaching many” to sustainable systems change at scale: A critical shift in mindset," Agricultural Systems, Elsevier, vol. 176(C).
    4. Hossain, Marup & Mabiso, Athur & Garbero, Alessandra, 2022. "Matching grants and economic activities among horticultural entrepreneurs: Long-term evidence from Rwanda," World Development, Elsevier, vol. 150(C).
    5. Kyungeun Sung & Tim Cooper & Sarah Kettley, 2019. "Developing Interventions for Scaling Up UK Upcycling," Energies, MDPI, vol. 12(14), pages 1-31, July.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Nicole M. Mason & Thomas S. Jayne & Nicolas van de Walle, 2017. "The Political Economy of Fertilizer Subsidy Programs in Africa: Evidence from Zambia," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 99(3), pages 705-731.
    2. Fujimoto, Takefumi & Suzuki, Aya, 2021. "Do Fertilizer and Seed Subsidies Strengthen Farmers' Market Participation? the Impact of Tanzania NAIVS on Farmers' Purchase of Agricultural Inputs and Their Maize-Selling Activities," 2021 Conference, August 17-31, 2021, Virtual 315044, International Association of Agricultural Economists.
    3. Yang, Huan & Klerkx, Laurens & Leeuwis, Cees, 2014. "Functions and limitations of farmer cooperatives as innovation intermediaries: Findings from China," Agricultural Systems, Elsevier, vol. 127(C), pages 115-125.
    4. Jongwoo Kim & Nicole M. Mason & David Mather & Felicia Wu, 2021. "The effects of the national agricultural input voucher scheme (NAIVS) on sustainable intensification of maize production in Tanzania," Journal of Agricultural Economics, Wiley Blackwell, vol. 72(3), pages 857-877, September.
    5. Mason, Nicole M. & Jayne, Thomas S. & Walle, Nicolas van de, 2013. "Fertilizer Subsidies and Voting Patterns: Political Economy Dimensions of Input Subsidy Programs," 2013 Annual Meeting, August 4-6, 2013, Washington, D.C. 149580, Agricultural and Applied Economics Association.
    6. Jayne, Thomas S. & Mason, Nicole M. & Burke, William J. & Ariga, Joshua, 2018. "Review: Taking stock of Africa’s second-generation agricultural input subsidy programs," Food Policy, Elsevier, vol. 75(C), pages 1-14.
    7. Matias Ramirez & Ian Clarke & Laurens Klerkx, 2018. "Analysing intermediary organisations and their influence on upgrading in emerging agricultural clusters," Environment and Planning A, , vol. 50(6), pages 1314-1335, September.
    8. Hazem S. Kassem & Hamed Ismail & Yomna A. Ghoneim, 2022. "Assessment of Institutional Linkages and Information Flow within the Agricultural Knowledge and Innovation: Case of Dakahlia Governorate, Egypt," Sustainability, MDPI, vol. 14(11), pages 1-26, May.
    9. Clarke, Ian & Klerkx, Laurens & Ramirez, Matias, 2016. "Learning and innovation in developing economy clusters: Comparing private and non-profit intermediaries in cluster governance," Greenwich Papers in Political Economy 16712, University of Greenwich, Greenwich Political Economy Research Centre.
    10. Nicole M. Mason & Thomas S. Jayne, 2014. "Fertiliser subsidies and smallholder commercial fertiliser purchases: crowding out, leakage, and policy implications for Zambia," Journal of Agricultural Economics, Wiley Blackwell, vol. 65(2), pages 527-528, June.
    11. Schut, Marc & Klerkx, Laurens & Rodenburg, Jonne & Kayeke, Juma & Hinnou, Léonard C. & Raboanarielina, Cara M. & Adegbola, Patrice Y. & van Ast, Aad & Bastiaans, Lammert, 2015. "RAAIS: Rapid Appraisal of Agricultural Innovation Systems (Part I). A diagnostic tool for integrated analysis of complex problems and innovation capacity," Agricultural Systems, Elsevier, vol. 132(C), pages 1-11.
    12. Smale, Melinda & Birol, Ekin, 2013. "Smallholder demand for maize hybrids and selective seed subsidies in Zambia," HarvestPlus working papers 9, International Food Policy Research Institute (IFPRI).
    13. Takeshima, Hiroyuki & Liverpool-Tasie, Lenis Saweda O., 2015. "Fertilizer subsidies, political influence and local food prices in sub-Saharan Africa: Evidence from Nigeria," Food Policy, Elsevier, vol. 54(C), pages 11-24.
    14. Saenz, Mariana & Thompson, Eric, 2017. "Gender and Policy Roles in Farm Household Diversification in Zambia," World Development, Elsevier, vol. 89(C), pages 152-169.
    15. Holden, Stein T., 2018. "The Economics of Fertilizer Subsidies," CLTS Working Papers 9/18, Norwegian University of Life Sciences, Centre for Land Tenure Studies, revised 16 Oct 2019.
    16. Mason, Nicole M. & Jayne, T.S. & Mofya-Mukuka, Rhoda, 2013. "A Review of Zambia’s Agricultural Input Subsidy Programs: Targeting, Impacts, and the Way Forward," Food Security Collaborative Working Papers 162438, Michigan State University, Department of Agricultural, Food, and Resource Economics.
    17. Colleen M. Eidt & Laxmi P. Pant & Gordon M. Hickey, 2020. "Platform, Participation, and Power: How Dominant and Minority Stakeholders Shape Agricultural Innovation," Sustainability, MDPI, vol. 12(2), pages 1-21, January.
    18. Morgan, Stephen N. & Mason, Nicole M. & Levine, N. Kendra & Zulu-Mbata, Olipa, 2019. "Dis-incentivizing sustainable intensification? The case of Zambia’s maize-fertilizer subsidy program," World Development, Elsevier, vol. 122(C), pages 54-69.
    19. Yoko Kijima, 2022. "Effect of Nigeria’s e-voucher input subsidy program on fertilizer use, rice production, and household income," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 14(4), pages 919-935, August.
    20. Sylvester Amoako Agyemang & Tomáš Ratinger & Miroslava Bavorová, 2022. "The Impact of Agricultural Input Subsidy on Productivity: The Case of Ghana," The European Journal of Development Research, Palgrave Macmillan;European Association of Development Research and Training Institutes (EADI), vol. 34(3), pages 1460-1485, June.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:jfpoli:v:51:y:2015:i:c:p:9-23. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/foodpol .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.