IDEAS home Printed from https://ideas.repec.org/a/eee/enepol/v113y2018icp546-558.html
   My bibliography  Save this article

Technology transfer in the hydropower industry: An analysis of Chinese dam developers’ undertakings in Europe and Latin America

Author

Listed:
  • Kirchherr, Julian
  • Matthews, Nathanial

Abstract

Technology transfer is essential for transitioning to a low carbon economy which can include hydropower. Chinese dam developers allegedly dominate the global hydropower industry. Studies have been carried out on technology transfer in their undertakings in Africa and Asia. However, such work is lacking for Europe and Latin America. The aim of this paper is to identify the extent, drivers and inhibitors of technology transfer of Chinese dam developers’ undertakings in Europe and Latin America. We find relatively few Chinese undertakings and thus limited evidence for technology transfer both in Europe and Latin America. Transfers identified are frequently mutual with the Chinese player transferring technology to the host country and vice versa. This transfer is driven by business considerations in Europe (costs, capacities) and Latin America (costs, lacking access to finance), but also geopolitical ones (Europe: creation of a trading area; Latin America: access to (natural) resources). It is impeded by Chinese dam developers’ poor reputation regarding safeguards as well as (only in Latin America) protectionist policies and significant capacities of host country players. Our research provides transparency regarding the European and Latin American hydropower industry, while also highlighting that attempts to influence what kind of technology is transferred by Chinese dam developers may be worthwhile.

Suggested Citation

  • Kirchherr, Julian & Matthews, Nathanial, 2018. "Technology transfer in the hydropower industry: An analysis of Chinese dam developers’ undertakings in Europe and Latin America," Energy Policy, Elsevier, vol. 113(C), pages 546-558.
  • Handle: RePEc:eee:enepol:v:113:y:2018:i:c:p:546-558
    DOI: 10.1016/j.enpol.2017.11.043
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0301421517307899
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.enpol.2017.11.043?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Rasmus Lema & Michiko Iizuka & Rainer Walz, 2015. "Introduction to low-carbon innovation and development: insights and future challenges for research," Innovation and Development, Taylor & Francis Journals, vol. 5(2), pages 173-187, October.
    2. Frauke Urban & Johan Nordensvärd & Deepika Khatri & Yu Wang, 2013. "An analysis of China’s investment in the hydropower sector in the Greater Mekong Sub-Region," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 15(2), pages 301-324, April.
    3. Norasingh, Xaysomphet & Machikita, Tomohiro & Ueki, Yasushi, 2015. "South-South technology transfer to Laos through face-to-face contacts," Journal of Business Research, Elsevier, vol. 68(7), pages 1420-1425.
    4. Frauke Urban & Johan Nordensvard & Giuseppina Siciliano & Bingqin Li, 2015. "Chinese Overseas Hydropower Dams and Social Sustainability: The Bui Dam in Ghana and the Kamchay Dam in Cambodia," Asia and the Pacific Policy Studies, Wiley Blackwell, vol. 2(3), pages 573-589, September.
    5. Schneider, Malte & Holzer, Andreas & Hoffmann, Volker H., 2008. "Understanding the CDM's contribution to technology transfer," Energy Policy, Elsevier, vol. 36(8), pages 2920-2928, August.
    6. van der Gaast, Wytze & Begg, Katherine & Flamos, Alexandros, 2009. "Promoting sustainable energy technology transfers to developing countries through the CDM," Applied Energy, Elsevier, vol. 86(2), pages 230-236, February.
    7. Ansar, Atif & Flyvbjerg, Bent & Budzier, Alexander & Lunn, Daniel, 2014. "Should we build more large dams? The actual costs of hydropower megaproject development," Energy Policy, Elsevier, vol. 69(C), pages 43-56.
    8. Sebastian Edwards, 2009. "Latin America's Decline: A Long Historical View," NBER Working Papers 15171, National Bureau of Economic Research, Inc.
    9. Carsten Gandenberger & Miriam Bodenheimer & Joachim Schleich & Robert Orzanna & Lioba Macht, 2016. "Factors driving international technology transfer: empirical insights from a CDM project survey," Climate Policy, Taylor & Francis Journals, vol. 16(8), pages 1065-1084, November.
    10. Pueyo, Ana & García, Rodrigo & Mendiluce, María & Morales, Darío, 2011. "The role of technology transfer for the development of a local wind component industry in Chile," Energy Policy, Elsevier, vol. 39(7), pages 4274-4283, July.
    11. Vivien Foster & William Butterfield & Chuan Chen & Nataliya Pushak, 2008. "China's Emerging Role in Africa : Part of the Changing Landscape of Infrastructure Finance," World Bank Publications - Reports 10587, The World Bank Group.
    12. Rubio, M. del Mar & Tafunell, Xavier, 2014. "Latin American hydropower: A century of uneven evolution," Renewable and Sustainable Energy Reviews, Elsevier, vol. 38(C), pages 323-334.
    13. Geels, Frank W., 2012. "A socio-technical analysis of low-carbon transitions: introducing the multi-level perspective into transport studies," Journal of Transport Geography, Elsevier, vol. 24(C), pages 471-482.
    14. Briones Hidrovo, Andrei & Uche, Javier & Martínez-Gracia, Amaya, 2017. "Accounting for GHG net reservoir emissions of hydropower in Ecuador," Renewable Energy, Elsevier, vol. 112(C), pages 209-221.
    15. Banal-Estañol, Albert & Calzada, Joan & Jordana, Jacint, 2017. "How to achieve full electrification: Lessons from Latin America," Energy Policy, Elsevier, vol. 108(C), pages 55-69.
    16. Giuditta De Prato & Daniel Nepelski, 2012. "International technology transfer between China and the rest of the world," JRC Research Reports JRC79397, Joint Research Centre, revised Nov 2012.
    17. Matthias Weitzel & Wan-Hsin Liu & Andrea Vaona, 2015. "Determinants of technology transfer through the CDM: a within-country analysis for China," Climate Policy, Taylor & Francis Journals, vol. 15(5), pages 626-646, September.
    18. Frauke Urban & Johan Nordensvard & Giuseppina Siciliano & Bingqin Li, 2015. "Chinese Overseas Hydropower Dams and Social Sustainability: The Bui Dam in Ghana and the Kamchay Dam in Cambodia," Asia and the Pacific Policy Studies 201543, Crawford School of Public Policy, The Australian National University.
    19. Kirchherr, Julian & Matthews, Nathanial & Charles, Katrina J. & Walton, Matthew J., 2017. "“Learning it the Hard Way”: Social safeguards norms in Chinese-led dam projects in Myanmar, Laos and Cambodia," Energy Policy, Elsevier, vol. 102(C), pages 529-539.
    20. Oliver Hensengerth, 2015. "Where is the power? Transnational networks, authority and the dispute over the Xayaburi Dam on the Lower Mekong Mainstream," Water International, Taylor & Francis Journals, vol. 40(5-6), pages 911-928, September.
    21. Giles Mohan & Marcus Power, 2008. "New African Choices? The Politics of Chinese Engagement," Review of African Political Economy, Taylor & Francis Journals, vol. 35(115), pages 23-42, March.
    22. Bridge, Gavin & Bouzarovski, Stefan & Bradshaw, Michael & Eyre, Nick, 2013. "Geographies of energy transition: Space, place and the low-carbon economy," Energy Policy, Elsevier, vol. 53(C), pages 331-340.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Calabrese, Linda & Wang, Yuan, 2023. "Chinese capital, regulatory strength and the BRI: A tale of ‘fractured development’ in Cambodia," World Development, Elsevier, vol. 169(C).
    2. Joao J. M. Ferreira & Cristina Fernandes & Vanessa Ratten, 2019. "The effects of technology transfers and institutional factors on economic growth: evidence from Europe and Oceania," The Journal of Technology Transfer, Springer, vol. 44(5), pages 1505-1528, October.
    3. Shien Xiao & Langang Feng & Shu Shang, 2022. "The Environmental Effect of Industrial Transfer in the Beijing–Tianjin–Hebei Region," Sustainability, MDPI, vol. 14(20), pages 1-20, October.
    4. Lian, Xiangpeng & Guo, Ying & Su, Jun, 2021. "Technology stocks: A study on the characteristics that help transfer public research to industry," Research Policy, Elsevier, vol. 50(10).
    5. J. Charles Rajesh Kumar & MA Majid, 2023. "Floating solar photovoltaic plants in India – A rapid transition to a green energy market and sustainable future," Energy & Environment, , vol. 34(2), pages 304-358, March.
    6. Ricardo Reboredo, 2021. "Disaggregating Development: A Critical Analysis of Sino-African Megaprojects," Progress in Development Studies, , vol. 21(1), pages 86-104, April.
    7. Wang, Kai-Hua & Su, Chi-Wei & Lobonţ, Oana-Ramona & Moldovan, Nicoleta-Claudia, 2020. "Chinese renewable energy industries’ boom and recession: Evidence from bubble detection procedure," Energy Policy, Elsevier, vol. 138(C).
    8. Kelly Sims Gallagher & Qi Qi, 2021. "Chinese Overseas Investment Policy: Implications for Climate Change," Global Policy, London School of Economics and Political Science, vol. 12(3), pages 260-272, May.
    9. Llamosas, Cecilia & Sovacool, Benjamin K., 2021. "The future of hydropower? A systematic review of the drivers, benefits and governance dynamics of transboundary dams," Renewable and Sustainable Energy Reviews, Elsevier, vol. 137(C).
    10. Lema, Rasmus & Bhamidipati, Padmasai Lakshmi & Gregersen, Cecilia & Hansen, Ulrich Elmer & Kirchherr, Julian, 2021. "China’s investments in renewable energy in Africa: Creating co-benefits or just cashing-in?," World Development, Elsevier, vol. 141(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Joao J. M. Ferreira & Cristina Fernandes & Vanessa Ratten, 2019. "The effects of technology transfers and institutional factors on economic growth: evidence from Europe and Oceania," The Journal of Technology Transfer, Springer, vol. 44(5), pages 1505-1528, October.
    2. Kirchherr, Julian & Matthews, Nathanial & Charles, Katrina J. & Walton, Matthew J., 2017. "“Learning it the Hard Way”: Social safeguards norms in Chinese-led dam projects in Myanmar, Laos and Cambodia," Energy Policy, Elsevier, vol. 102(C), pages 529-539.
    3. Fadzilah Majid Cooke & Johan Nordensvard & Gusni Bin Saat & Frauke Urban & Giuseppina Siciliano, 2017. "The Limits of Social Protection: The Case of Hydropower Dams and Indigenous Peoples' Land," Asia and the Pacific Policy Studies, Wiley Blackwell, vol. 4(3), pages 437-450, September.
    4. Siciliano, Giuseppina & Urban, Frauke, 2017. "Equity-based Natural Resource Allocation for Infrastructure Development: Evidence From Large Hydropower Dams in Africa and Asia," Ecological Economics, Elsevier, vol. 134(C), pages 130-139.
    5. Andrea Schapper & Christine Unrau & Sarah Killoh, 2020. "Social mobilization against large hydroelectric dams: A comparison of Ethiopia, Brazil, and Panama," Sustainable Development, John Wiley & Sons, Ltd., vol. 28(2), pages 413-423, March.
    6. Hensengerth, Oliver, 2018. "South-South technology transfer: Who benefits? A case study of the Chinese-built Bui dam in Ghana," Energy Policy, Elsevier, vol. 114(C), pages 499-507.
    7. Kirchherr, Julian & Ahrenshop, Mats-Philip & Charles, Katrina, 2019. "Resettlement lies: Suggestive evidence from 29 large dam projects," World Development, Elsevier, vol. 114(C), pages 208-219.
    8. Schulhof, Vera & van Vuuren, Detlef & Kirchherr, Julian, 2022. "The Belt and Road Initiative (BRI): What Will it Look Like in the Future?," Technological Forecasting and Social Change, Elsevier, vol. 175(C).
    9. Tom Ogwang & Frank Vanclay, 2021. "Resource-Financed Infrastructure: Thoughts on Four Chinese-Financed Projects in Uganda," Sustainability, MDPI, vol. 13(6), pages 1-22, March.
    10. Seres, Stephen & Haites, Erik & Murphy, Kevin, 2009. "Analysis of technology transfer in CDM projects: An update," Energy Policy, Elsevier, vol. 37(11), pages 4919-4926, November.
    11. Zhang, Yue-Jun & Sun, Ya-Fang & Huang, Junling, 2018. "Energy efficiency, carbon emission performance, and technology gaps: Evidence from CDM project investment," Energy Policy, Elsevier, vol. 115(C), pages 119-130.
    12. Roesler, Tim & Hassler, Markus, 2019. "Creating niches – The role of policy for the implementation of bioenergy village cooperatives in Germany," Energy Policy, Elsevier, vol. 124(C), pages 95-101.
    13. Karakosta, Charikleia & Psarras, John, 2013. "Understanding CDM potential in the Mediterranean basin: A country assessment of Egypt and Morocco," Energy Policy, Elsevier, vol. 60(C), pages 827-839.
    14. Zhang, Chi & Yan, Jinyue, 2015. "CDM’s influence on technology transfers: A study of the implemented clean development mechanism projects in China," Applied Energy, Elsevier, vol. 158(C), pages 355-365.
    15. Andrea Schapper & Frauke Urban, 2021. "Large dams, norms and Indigenous Peoples," Development Policy Review, Overseas Development Institute, vol. 39(S1), pages 61-80, August.
    16. Tang, Keyi & Shen, Yingjiao, 2020. "Do China-financed dams in Sub-Saharan Africa improve the region's social welfare? A case study of the impacts of Ghana's Bui Dam," Energy Policy, Elsevier, vol. 136(C).
    17. Foran, Tira & Kiik, Laur & Hatt, Sullivan & Fullbrook, David & Dawkins, Alice & Walker, Simon & Chen, Yun, 2017. "Large hydropower and legitimacy: A policy regime analysis, applied to Myanmar," Energy Policy, Elsevier, vol. 110(C), pages 619-630.
    18. Zhen Yu & David Gibbs, 2020. "Unravelling the role of green entrepreneurs in urban sustainability transitions: A case study of China’s Solar City," Urban Studies, Urban Studies Journal Limited, vol. 57(14), pages 2901-2917, November.
    19. Albino, Vito & Ardito, Lorenzo & Dangelico, Rosa Maria & Messeni Petruzzelli, Antonio, 2014. "Understanding the development trends of low-carbon energy technologies: A patent analysis," Applied Energy, Elsevier, vol. 135(C), pages 836-854.
    20. Yixi Xue & Jianxin You & Xingkun Liang & Hu-Chen Liu, 2016. "Adopting Strategic Niche Management to Evaluate EV Demonstration Projects in China," Sustainability, MDPI, vol. 8(2), pages 1-20, February.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:enepol:v:113:y:2018:i:c:p:546-558. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/enpol .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.