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On backstops and boomerangs: Environmental R&D under technological uncertainty

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Author Info
Goeschl, Timo
Perino, Grischa

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Abstract

In areas such as climate change, the recent economic literature has been emphasizing and addressing the pervasive presence of uncertainty. This paper considers a new and salient form of uncertainty, namely uncertainty regarding the environmental characteristics of [`]green' innovations. Here, R&D may generate both backstop technologies and technologies that turn out to involve a new pollution problem ([`]boomerangs'). In the optimum, R&D will therefore typically be undertaken more than once. Extending results from multi-stage optimal control theory, we present a tractable model with a full characterization of the optimal pollution and R&D policies and the role of uncertainty. In this setting, (i) the optimal R&D program is defined by a research trigger condition in which the decision-maker's belief about the probability of finding a backstop enters in an intuitive way; (ii) a decreasing probability of finding a backstop leads to the toleration of higher pollution levels, slower R&D, a slower turnover of technologies, and an ambiguous effect on the expected number of innovations; (iii) learning about the probability of a backstop is driven by failures only and leads to decreasing research incentives; and (iv) small to moderate delays in the resolution of technological uncertainty do not affect the optimal policy.

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File URL: http://www.sciencedirect.com/science/article/B6V7G-4VT1G05-1/2/28b3623ed0d61c3bde7a799991e7bc7e
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Publisher Info
Article provided by Elsevier in its journal Energy Economics.

Volume (Year): 31 (2009)
Issue (Month): 5 (September)
Pages: 800-809
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Handle: RePEc:eee:eneeco:v:31:y:2009:i:5:p:800-809

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Web page: http://www.elsevier.com/locate/eneco

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Related research
Keywords: Climate change Technological change Uncertainty Backstop technology Multi-stage optimal control;

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Fischer, Carolyn & Toman, Michael & Withagen, Cees, 2002. "Optimal Investment in Clean Production Capacity," Discussion Papers dp-02-38, Resources For the Future. [Downloadable!]
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  2. Marc Baudry, 2000. "Joint Management of Emission Abatement and Technological Innovation for Stock Externalities," Environmental & Resource Economics, European Association of Environmental and Resource Economists, vol. 16(2), pages 161-183, June. [Downloadable!] (restricted)
  3. Just, Richard E. & Netanyahu, Sinaia & Olson, Lars J., 2005. "Depletion of natural resources, technological uncertainty, and the adoption of technological substitutes," Resource and Energy Economics, Elsevier, vol. 27(2), pages 91-108, June. [Downloadable!] (restricted)
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