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Splines for financial volatility

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Author Info
Francesco Audrino
Peter Bühlmann

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Abstract

We propose a flexible generalized auto-regressive conditional heteroscedasticity type of model for the prediction of volatility in financial time series. The approach relies on the idea of using multivariate "B"-splines of lagged observations and volatilities. Estimation of such a "B"-spline basis expansion is constructed within the likelihood framework for non-Gaussian observations. As the dimension of the "B"-spline basis is large, i.e. many parameters, we use regularized and sparse model fitting with a boosting algorithm. Our method is computationally attractive and feasible for large dimensions. We demonstrate its strong predictive potential for financial volatility on simulated and real data, and also in comparison with other approaches, and we present some supporting asymptotic arguments. Copyright (c) 2009 Royal Statistical Society.

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File URL: http://www.blackwell-synergy.com/doi/abs/10.1111/j.1467-9868.2009.00696.x
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Publisher Info
Article provided by Royal Statistical Society in its journal Journal of the Royal Statistical Society: Series B (Statistical Methodology).

Volume (Year): 71 (2009)
Issue (Month): 3 ()
Pages: 655-670
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Handle: RePEc:bla:jorssb:v:71:y:2009:i:3:p:655-670

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  1. Francesco Audrino, 2005. "Local Likelihood for non-parametric ARCH(1) models," Journal of Time Series Analysis, Blackwell Publishing, vol. 26(2), pages 251-278, 03. [Downloadable!] (restricted)
  2. Hardle, W. & Tsybakov, A., 1997. "Local polynomial estimators of the volatility function in nonparametric autoregression," Journal of Econometrics, Elsevier, vol. 81(1), pages 223-242, November. [Downloadable!] (restricted)
  3. Asger Lunde & Peter R. Hansen, 2005. "A forecast comparison of volatility models: does anything beat a GARCH(1,1)?," Journal of Applied Econometrics, John Wiley & Sons, Ltd., vol. 20(7), pages 873-889. [Downloadable!]
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  4. Gourieroux, Christian & Monfort, Alain, 1992. "Qualitative threshold ARCH models," Journal of Econometrics, Elsevier, vol. 52(1-2), pages 159-199. [Downloadable!] (restricted)
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  5. Robert F. Engle & Jose Gonzalo Rangel, 2005. "The Spline GARCH Model for Unconditional Volatility and its Global Macroeconomic Causes," Working Papers 2005/13, Czech National Bank, Research Department. [Downloadable!]
  6. L. Yang & W. H"Ardle, . "Nonparametric Autoregression with Multiplicative Volatility and Additive Mean," Sonderforschungsbereich 373 1996-62, Humboldt Universitaet Berlin.
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  7. C. Hafner, . "Estimating High Frequency Foreign Exchange Rate Volatility with Nonparametric ARCH Models," Sonderforschungsbereich 373 1997-18, Humboldt Universitaet Berlin.
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This page was last updated on 2009-12-19.


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