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Estimation and Inference in Boundary Discontinuity Designs: Distance-Based Methods

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  • Matias D. Cattaneo
  • Rocio Titiunik
  • Ruiqi Rae Yu

Abstract

We study nonparametric distance-based (isotropic) local polynomial methods for estimating the boundary average treatment effect curve, a causal functional that captures treatment effect heterogeneity in boundary discontinuity designs. We establish identification, estimation, and inference results both pointwise and uniformly along the treatment assignment boundary. We show that the geometric regularity of the boundary, a one-dimensional manifold, plays a central role in determining feasible convergence rates and valid inference procedures. Our theoretical contributions are threefold. First, we derive uniform lower and upper bounds on the convergence rate of the misspecification bias of isotropic local polynomial estimators. Second, we obtain uniform distributional approximations that justify boundary-robust inference. Third, we establish minimax lower bounds for a broad class of nonparametric isotropic regression estimators. These results yield practical guidance for empirical implementation, including new bandwidth selection rules that adapt to local irregularities of the treatment-assignment boundary. We illustrate the proposed methods using simulation evidence and an empirical application, and provide companion general-purpose software.

Suggested Citation

  • Matias D. Cattaneo & Rocio Titiunik & Ruiqi Rae Yu, 2025. "Estimation and Inference in Boundary Discontinuity Designs: Distance-Based Methods," Papers 2510.26051, arXiv.org, revised May 2026.
  • Handle: RePEc:arx:papers:2510.26051
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    References listed on IDEAS

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    1. Sebastian Calonico & Matias D. Cattaneo & Max H. Farrell, 2018. "On the Effect of Bias Estimation on Coverage Accuracy in Nonparametric Inference," Journal of the American Statistical Association, Taylor & Francis Journals, vol. 113(522), pages 767-779, April.
    2. Keele, Luke J. & Titiunik, Rocío, 2015. "Geographic Boundaries as Regression Discontinuities," Political Analysis, Cambridge University Press, vol. 23(1), pages 127-155, January.
    3. Keele, Luke & Titiunik, Rocío, 2016. "Natural Experiments Based on Geography," Political Science Research and Methods, Cambridge University Press, vol. 4(1), pages 65-95, January.
    4. Sebastian Calonico & Matias D. Cattaneo & Max H. Farrell & Rocío Titiunik, 2019. "Regression Discontinuity Designs Using Covariates," The Review of Economics and Statistics, MIT Press, vol. 101(3), pages 442-451, July.
    5. Luke Keele & Rocío Titiunik & José R. Zubizarreta, 2015. "Enhancing a geographic regression discontinuity design through matching to estimate the effect of ballot initiatives on voter turnout," Journal of the Royal Statistical Society Series A, Royal Statistical Society, vol. 178(1), pages 223-239, January.
    6. Xiaohong Chen & Wayne Yuan Gao, 2026. "Thin Sets Are Not Equally Thin: Minimax Learning of Submanifold Integrals," Cowles Foundation Discussion Papers 2450R1, Cowles Foundation for Research in Economics, Yale University.
    7. Cattaneo Matias D. & Frandsen Brigham R. & Titiunik Rocío, 2015. "Randomization Inference in the Regression Discontinuity Design: An Application to Party Advantages in the U.S. Senate," Journal of Causal Inference, De Gruyter, vol. 3(1), pages 1-24.
    8. Sebastian Calonico & Matias D. Cattaneo & Rocio Titiunik, 2014. "Robust Nonparametric Confidence Intervals for Regression‐Discontinuity Designs," Econometrica, Econometric Society, vol. 82, pages 2295-2326, November.
    9. Victor Chernozhukov & Denis Chetverikov & Kengo Kato & Yuta Koike, 2019. "Improved Central Limit Theorem and bootstrap approximations in high dimensions," Papers 1912.10529, arXiv.org, revised May 2022.
    10. Sebastian Calonico & Matias D Cattaneo & Max H Farrell, 2020. "Optimal bandwidth choice for robust bias-corrected inference in regression discontinuity designs," The Econometrics Journal, Royal Economic Society, vol. 23(2), pages 192-210.
    11. Juliana Londoño-Vélez & Catherine Rodríguez & Fabio Sánchez, 2020. "Upstream and Downstream Impacts of College Merit-Based Financial Aid for Low-Income Students: Ser Pilo Paga in Colombia," American Economic Journal: Economic Policy, American Economic Association, vol. 12(2), pages 193-227, May.
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    13. Maxime Rischard & Zach Branson & Luke Miratrix & Luke Bornn, 2021. "Do School Districts Affect NYC House Prices? Identifying Border Differences Using a Bayesian Nonparametric Approach to Geographic Regression Discontinuity Designs," Journal of the American Statistical Association, Taylor & Francis Journals, vol. 116(534), pages 619-631, April.
    14. Matias D. Cattaneo & Luke Keele & Rocio Titiunik, 2021. "Covariate Adjustment in Regression Discontinuity Designs," Papers 2110.08410, arXiv.org, revised Aug 2022.
    15. Xiaohong Chen & Wayne Yuan Gao, 2025. "Thin Sets Are Not Equally Thin: Minimax Learning of Submanifold Integrals," Papers 2507.12673, arXiv.org, revised Mar 2026.
    16. Sebastian Galiani & Patrick J. McEwan & Brian Quistorff, 2017. "External and Internal Validity of a Geographic Quasi-Experiment Embedded in a Cluster-Randomized Experiment," Advances in Econometrics, in: Regression Discontinuity Designs, volume 38, pages 195-236, Emerald Group Publishing Limited.
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    18. Cattaneo, Matias D. & Titiunik, Rocío & Yu, Ruiqi (Rae), 2026. "Estimation and inference in boundary discontinuity designs: Distance-based methods," Journal of Econometrics, Elsevier, vol. 256(PA).
    19. Yoichi Arai & Yu‐Chin Hsu & Toru Kitagawa & Ismael Mourifié & Yuanyuan Wan, 2022. "Testing identifying assumptions in fuzzy regression discontinuity designs," Quantitative Economics, Econometric Society, vol. 13(1), pages 1-28, January.
    20. Matias D. Cattaneo & Ricardo P. Masini & William G. Underwood, 2022. "Yurinskii's Coupling for Martingales," Papers 2210.00362, arXiv.org, revised Aug 2025.
    21. Luke Keele & Scott Lorch & Molly Passarella & Dylan Small & Rocío Titiunik, 2017. "An Overview of Geographically Discontinuous Treatment Assignments with an Application to Children’s Health Insurance☆," Advances in Econometrics, in: Regression Discontinuity Designs, volume 38, pages 147-194, Emerald Group Publishing Limited.
    22. Yamil Ricardo Velez & Benjamin J. Newman, 2019. "Tuning In, Not Turning Out: Evaluating the Impact of Ethnic Television on Political Participation," American Journal of Political Science, John Wiley & Sons, vol. 63(4), pages 808-823, October.
    23. Matias D. Cattaneo & Nicolas Idrobo & Rocio Titiunik, 2023. "A Practical Introduction to Regression Discontinuity Designs: Extensions," Papers 2301.08958, arXiv.org, revised Mar 2024.
    24. Sudipto Banerjee, 2005. "On Geodetic Distance Computations in Spatial Modeling," Biometrics, The International Biometric Society, vol. 61(2), pages 617-625, June.
    25. Matias D. Cattaneo & Rocio Titiunik & Ruiqi Rae Yu, 2025. "Estimation and Inference in Boundary Discontinuity Designs: Location-Based Methods," Papers 2505.05670, arXiv.org, revised May 2026.
    26. Matias D. Cattaneo & Yingjie Feng & William G. Underwood, 2024. "Uniform Inference for Kernel Density Estimators with Dyadic Data," Journal of the American Statistical Association, Taylor & Francis Journals, vol. 119(548), pages 2695-2708, October.
    27. Matias D. Cattaneo & Rocío Titiunik, 2022. "Regression Discontinuity Designs," Annual Review of Economics, Annual Reviews, vol. 14(1), pages 821-851, August.
    28. Matias D. Cattaneo & Rocio Titiunik & Ruiqi Rae Yu, 2025. "Boundary Discontinuity Designs: Theory and Practice," Papers 2511.06474, arXiv.org, revised Feb 2026.
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    Cited by:

    1. Xiaohong Chen & Zhenxiao Chen & Wayne Yuan Gao, 2025. "Inference on Welfare and Value Functionals under Optimal Treatment Assignment," Papers 2510.25607, arXiv.org.
    2. Xiaohong Chen & Wayne Yuan Gao, 2026. "Thin Sets Are Not Equally Thin: Minimax Learning of Submanifold Integrals," Cowles Foundation Discussion Papers 2450R1, Cowles Foundation for Research in Economics, Yale University.
    3. Cattaneo, Matias D. & Titiunik, Rocío & Yu, Ruiqi (Rae), 2026. "Estimation and inference in boundary discontinuity designs: Distance-based methods," Journal of Econometrics, Elsevier, vol. 256(PA).
    4. Erik Ortiz-Covarrubias, 2026. "Legacies of the Reformation: How Religious Identity Shapes Political Preferences in Germany," Working Papers wp2026_2604, CEMFI.
    5. Artem Samiahulin, 2026. "Global Testing in Multivariate Regression Discontinuity Designs," Papers 2602.03819, arXiv.org.
    6. Jiang, Weiwei & Zhu, Rong J.B., 2025. "Identification in two-score regression discontinuity designs with partial compliance," Economics Letters, Elsevier, vol. 257(C).

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