IDEAS home Printed from https://ideas.repec.org/a/spr/waterr/v32y2018i11d10.1007_s11269-018-2014-5.html
   My bibliography  Save this article

A Derivative-Free Hybrid Optimization Model for Short-Term Operation of a Multi-Objective Reservoir System Under Uncertainty

Author

Listed:
  • Duan Chen

    (Changjiang River Scientific Research Institute
    Hunan Provincial Key Laboratory of Key Technology on Hydropower Development)

  • Arturo S. Leon

    (Florida International University)

  • Qiuwen Chen

    (Nanjing Hydraulic Research Institute)

  • Ruonan Li

    (Chinese Academy of Sciences)

Abstract

Short-term operation of a multi-objective reservoir system under inflow uncertainty has been receiving increasing attention, however, major challenges for the optimization of this system still remain due to the multiple and often conflicting objectives, highly nonlinear constraints and uncertain parameters in which derivative information may not be directly available. Population-based optimization methods do not rely on derivatives while generally have a slow convergence. This study presents a hybrid optimization model for short-term operation of multi-objective reservoirs under uncertainty that is derivative free and has a relatively fast convergence. The model incorporates a local improvement method called Mesh Adaptive Direct Search (MADS) into a population-based method NSGA-II and has no requirement for differentiability, convexity and continuity of the optimization problem. The operation of a multi-objective and multi-reservoir system on the Columbia River under inflow uncertainty is used as a case study. Overall, the hybrid model outperforms optimization models based on either the NSGA-II only or the MADS only. The model is intended for conditions where derivative information of the optimization problem is unavailable, which could have a wide array of applications in water resources systems.

Suggested Citation

  • Duan Chen & Arturo S. Leon & Qiuwen Chen & Ruonan Li, 2018. "A Derivative-Free Hybrid Optimization Model for Short-Term Operation of a Multi-Objective Reservoir System Under Uncertainty," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 32(11), pages 3707-3721, September.
  • Handle: RePEc:spr:waterr:v:32:y:2018:i:11:d:10.1007_s11269-018-2014-5
    DOI: 10.1007/s11269-018-2014-5
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11269-018-2014-5
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11269-018-2014-5?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. D. Kumar & M. Reddy, 2006. "Ant Colony Optimization for Multi-Purpose Reservoir Operation," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 20(6), pages 879-898, December.
    2. Duan Chen & Ruonan Li & Qiuwen Chen & Desuo Cai, 2015. "Deriving Optimal Daily Reservoir Operation Scheme with Consideration of Downstream Ecological Hydrograph Through A Time-Nested Approach," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 29(9), pages 3371-3386, July.
    3. Duan Chen & Qiuwen Chen & Arturo S. Leon & Ruonan Li, 2016. "A Genetic Algorithm Parallel Strategy for Optimizing the Operation of Reservoir with Multiple Eco-environmental Objectives," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 30(7), pages 2127-2142, May.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Benyou Jia & Slobodan P. Simonovic & Pingan Zhong & Zhongbo Yu, 2016. "A Multi-Objective Best Compromise Decision Model for Real-Time Flood Mitigation Operations of Multi-Reservoir System," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 30(10), pages 3363-3387, August.
    2. Bera, Sasadhar & Mukherjee, Indrajit, 2016. "A multistage and multiple response optimization approach for serial manufacturing system," European Journal of Operational Research, Elsevier, vol. 248(2), pages 444-452.
    3. Mojtaba Moravej & Seyed-Mohammad Hosseini-Moghari, 2016. "Large Scale Reservoirs System Operation Optimization: the Interior Search Algorithm (ISA) Approach," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 30(10), pages 3389-3407, August.
    4. K. Ramakrishnan & C. Suribabu & T. Neelakantan, 2010. "Crop Calendar Adjustment Study for Sathanur Irrigation System in India Using Genetic Algorithm," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 24(14), pages 3835-3851, November.
    5. Abbas Afshar & Fariborz Masoumi & Sam Solis, 2015. "Reliability Based Optimum Reservoir Design by Hybrid ACO-LP Algorithm," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 29(6), pages 2045-2058, April.
    6. Nazak Rouzegari & Yousef Hassanzadeh & Mohammad Taghi Sattari, 2019. "Using the Hybrid Simulated Annealing-M5 Tree Algorithms to Extract the If-Then Operation Rules in a Single Reservoir," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 33(10), pages 3655-3672, August.
    7. Gokmen Tayfur, 2017. "Modern Optimization Methods in Water Resources Planning, Engineering and Management," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 31(10), pages 3205-3233, August.
    8. Qiu, Jun & Wei, Jia-Hua & Jiang, Hao & Li, Fang-Fang, 2019. "Ecohydrological evaluation for Fish spawning based on fluctuation identification algorithm (FIA)," Ecological Modelling, Elsevier, vol. 402(C), pages 35-44.
    9. Qin Tu & Hong Li & Xinkun Wang & Chao Chen, 2015. "Ant Colony Optimization for the Design of Small-Scale Irrigation Systems," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 29(7), pages 2323-2339, May.
    10. Po-Kuan Chiang & Patrick Willems, 2015. "Combine Evolutionary Optimization with Model Predictive Control in Real-time Flood Control of a River System," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 29(8), pages 2527-2542, June.
    11. Ming Hu & Guo H. Huang & Wei Sun & Xiaowen Ding & Yongping Li & Bin Fan, 2016. "Optimization and Evaluation of Environmental Operations for Three Gorges Reservoir," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 30(10), pages 3553-3576, August.
    12. Wen-jing Niu & Zhong-kai Feng & Yu-rong Li & Shuai Liu, 2021. "Cooperation Search Algorithm for Power Generation Production Operation Optimization of Cascade Hydropower Reservoirs," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 35(8), pages 2465-2485, June.
    13. Han-Chung Yang & Jian-Ping Suen & Shih-Kai Chou, 2016. "Estimating the Ungauged Natural Flow Regimes for Environmental Flow Management," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 30(13), pages 4571-4584, October.
    14. Yang Peng & Changming Ji & Roy Gu, 2014. "A Multi-Objective Optimization Model for Coordinated Regulation of Flow and Sediment in Cascade Reservoirs," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 28(12), pages 4019-4033, September.
    15. Mohammed Falah Allawi & Othman Jaafar & Mohammad Ehteram & Firdaus Mohamad Hamzah & Ahmed El-Shafie, 2018. "Synchronizing Artificial Intelligence Models for Operating the Dam and Reservoir System," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 32(10), pages 3373-3389, August.
    16. Iman Ahmadianfar & Arvin Samadi-Koucheksaraee & Omid Bozorg-Haddad, 2017. "Extracting Optimal Policies of Hydropower Multi-Reservoir Systems Utilizing Enhanced Differential Evolution Algorithm," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 31(14), pages 4375-4397, November.
    17. Katakam V SeethaRam, 2021. "Three Level Rule Curve for Optimum Operation of a Multipurpose Reservoir using Genetic Algorithms," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 35(1), pages 353-368, January.
    18. Liao, Shengli & Liu, Huan & Liu, Zhanwei & Liu, Benxi & Li, Gang & Li, Shushan, 2021. "Medium-term peak shaving operation of cascade hydropower plants considering water delay time," Renewable Energy, Elsevier, vol. 179(C), pages 406-417.
    19. Bo Ming & Jian-xia Chang & Qiang Huang & Yi-min Wang & Sheng-zhi Huang, 2015. "Optimal Operation of Multi-Reservoir System Based-On Cuckoo Search Algorithm," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 29(15), pages 5671-5687, December.
    20. Deepti Rani & Maria Moreira, 2010. "Simulation–Optimization Modeling: A Survey and Potential Application in Reservoir Systems Operation," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 24(6), pages 1107-1138, April.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:waterr:v:32:y:2018:i:11:d:10.1007_s11269-018-2014-5. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.