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An evaluation of percentile measures of citation impact, and a proposal for making them better

Author

Listed:
  • Lutz Bornmann

    (Administrative Headquarters of the Max Planck Society)

  • Richard Williams

    (University of Notre Dame)

Abstract

Percentiles are statistics pointing to the standing of a paper’s citation impact relative to other papers in a given citation distribution. Percentile Ranks (PRs) often play an important role in evaluating the impact of researchers, institutions, and similar lines of study. Because PRs are so important for the assessment of scholarly impact, and because citations differ greatly across time and fields, various percentile approaches have been proposed to time- and field-normalize citations. Unfortunately, current popular methods often face significant problems in time- and field-normalization, including when papers are assigned to multiple fields or have been published by more than one unit (e.g., researchers or countries). They also face problems for estimating citation counts for pre-defined PRs (e.g., the 90th PR). We offer a series of guidelines and procedures that, we argue, address these problems and others and provide a superior means to make the use of percentile methods more accurate and informative. In particular, we introduce two approaches, CP-IN and CP-EX, that should be preferred in bibliometric studies because they consider the complete citation distribution and can be accurately interpreted. Both approaches are based on cumulative frequencies in percentages (CPs). The paper further shows how bar graphs and beamplots can present PRs in a more meaningful and accurate manner.

Suggested Citation

  • Lutz Bornmann & Richard Williams, 2020. "An evaluation of percentile measures of citation impact, and a proposal for making them better," Scientometrics, Springer;Akadémiai Kiadó, vol. 124(2), pages 1457-1478, August.
  • Handle: RePEc:spr:scient:v:124:y:2020:i:2:d:10.1007_s11192-020-03512-7
    DOI: 10.1007/s11192-020-03512-7
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    References listed on IDEAS

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    1. Ludo Waltman & Clara Calero‐Medina & Joost Kosten & Ed C.M. Noyons & Robert J.W. Tijssen & Nees Jan van Eck & Thed N. van Leeuwen & Anthony F.J. van Raan & Martijn S. Visser & Paul Wouters, 2012. "The Leiden ranking 2011/2012: Data collection, indicators, and interpretation," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 63(12), pages 2419-2432, December.
    2. Lutz Bornmann, 2014. "How are excellent (highly cited) papers defined in bibliometrics? A quantitative analysis of the literature," Research Evaluation, Oxford University Press, vol. 23(2), pages 166-173.
    3. Bornmann, Lutz & Leydesdorff, Loet & Wang, Jian, 2013. "Which percentile-based approach should be preferred for calculating normalized citation impact values? An empirical comparison of five approaches including a newly developed citation-rank approach (P1," Journal of Informetrics, Elsevier, vol. 7(4), pages 933-944.
    4. Lutz Bornmann & Rüdiger Mutz, 2014. "From P100 to P100': A new citation-rank approach," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 65(9), pages 1939-1943, September.
    5. Lutz Bornmann & Robin Haunschild, 2018. "Plots for visualizing paper impact and journal impact of single researchers in a single graph," Scientometrics, Springer;Akadémiai Kiadó, vol. 115(1), pages 385-394, April.
    6. Bornmann, Lutz & Leydesdorff, Loet & Mutz, Rüdiger, 2013. "The use of percentiles and percentile rank classes in the analysis of bibliometric data: Opportunities and limits," Journal of Informetrics, Elsevier, vol. 7(1), pages 158-165.
    7. Lutz Bornmann & Julian N. Marewski, 2019. "Heuristics as conceptual lens for understanding and studying the usage of bibliometrics in research evaluation," Scientometrics, Springer;Akadémiai Kiadó, vol. 120(2), pages 419-459, August.
    8. Marianne Gauffriau & Peder Olesen Larsen & Isabelle Maye & Anne Roulin-Perriard & Markus Ins, 2008. "Comparisons of results of publication counting using different methods," Scientometrics, Springer;Akadémiai Kiadó, vol. 77(1), pages 147-176, October.
    9. Lutz Bornmann & Werner Marx, 2014. "Distributions instead of single numbers: Percentiles and beam plots for the assessment of single researchers," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 65(1), pages 206-208, January.
    10. Lutz Bornmann, 2013. "How to analyze percentile citation impact data meaningfully in bibliometrics: The statistical analysis of distributions, percentile rank classes, and top-cited papers," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 64(3), pages 587-595, March.
    11. Loet Leydesdorff & Lutz Bornmann, 2011. "Integrated impact indicators compared with impact factors: An alternative research design with policy implications," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 62(11), pages 2133-2146, November.
    12. Tahamtan, Iman & Bornmann, Lutz, 2018. "Creativity in science and the link to cited references: Is the creative potential of papers reflected in their cited references?," Journal of Informetrics, Elsevier, vol. 12(3), pages 906-930.
    13. Ludo Waltman & Clara Calero-Medina & Joost Kosten & Ed C.M. Noyons & Robert J.W. Tijssen & Nees Jan Eck & Thed N. Leeuwen & Anthony F.J. Raan & Martijn S. Visser & Paul Wouters, 2012. "The Leiden ranking 2011/2012: Data collection, indicators, and interpretation," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 63(12), pages 2419-2432, December.
    14. Waltman, Ludo, 2016. "A review of the literature on citation impact indicators," Journal of Informetrics, Elsevier, vol. 10(2), pages 365-391.
    15. Bornmann, Lutz & Marx, Werner, 2015. "Methods for the generation of normalized citation impact scores in bibliometrics: Which method best reflects the judgements of experts?," Journal of Informetrics, Elsevier, vol. 9(2), pages 408-418.
    16. Loet Leydesdorff & Lutz Bornmann & Jonathan Adams, 2019. "The integrated impact indicator revisited (I3*): a non-parametric alternative to the journal impact factor," Scientometrics, Springer;Akadémiai Kiadó, vol. 119(3), pages 1669-1694, June.
    17. Lutz Bornmann & Werner Marx, 2014. "How to evaluate individual researchers working in the natural and life sciences meaningfully? A proposal of methods based on percentiles of citations," Scientometrics, Springer;Akadémiai Kiadó, vol. 98(1), pages 487-509, January.
    18. John P A Ioannidis & Kevin Boyack & Paul F Wouters, 2016. "Citation Metrics: A Primer on How (Not) to Normalize," PLOS Biology, Public Library of Science, vol. 14(9), pages 1-7, September.
    19. Ludo Waltman & Michael Schreiber, 2013. "On the calculation of percentile-based bibliometric indicators," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 64(2), pages 372-379, February.
    20. Diana Hicks & Paul Wouters & Ludo Waltman & Sarah de Rijcke & Ismael Rafols, 2015. "Bibliometrics: The Leiden Manifesto for research metrics," Nature, Nature, vol. 520(7548), pages 429-431, April.
    21. Waltman, Ludo & van Eck, Nees Jan, 2015. "Field-normalized citation impact indicators and the choice of an appropriate counting method," Journal of Informetrics, Elsevier, vol. 9(4), pages 872-894.
    22. Ludo Waltman & Michael Schreiber, 2013. "On the calculation of percentile‐based bibliometric indicators," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 64(2), pages 372-379, February.
    23. Loet Leydesdorff & Lutz Bornmann, 2012. "Percentile ranks and the integrated impact indicator (I3)," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 63(9), pages 1901-1902, September.
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    Cited by:

    1. Bornmann, Lutz & Haunschild, Robin & Mutz, Rüdiger, 2020. "Should citations be field-normalized in evaluative bibliometrics? An empirical analysis based on propensity score matching," Journal of Informetrics, Elsevier, vol. 14(4).
    2. Alexander Schniedermann, 2021. "A comparison of systematic reviews and guideline-based systematic reviews in medical studies," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(12), pages 9829-9846, December.
    3. Gabriel-Alexandru Vîiu & Mihai Păunescu, 2021. "The citation impact of articles from which authors gained monetary rewards based on journal metrics," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(6), pages 4941-4974, June.
    4. Klaus Wohlrabe & Lutz Bornmann, 2022. "Alphabetized co-authorship in economics reconsidered," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(5), pages 2173-2193, May.
    5. Katchanov, Yurij L. & Markova, Yulia V. & Shmatko, Natalia A., 2023. "Uncited papers in the structure of scientific communication," Journal of Informetrics, Elsevier, vol. 17(2).
    6. Lutz Bornmann & Rüdiger Mutz & Robin Haunschild & Felix Moya-Anegon & Mirko Almeida Madeira Clemente & Moritz Stefaner, 2021. "Mapping the impact of papers on various status groups in excellencemapping.net: a new release of the excellence mapping tool based on citation and reader scores," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(11), pages 9305-9331, November.
    7. Gerson Pech & Catarina Delgado, 2020. "Assessing the publication impact using citation data from both Scopus and WoS databases: an approach validated in 15 research fields," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(2), pages 909-924, November.
    8. Timur Narbaev & Diana Amirbekova, 2021. "Research Productivity in Emerging Economies: Empirical Evidence from Kazakhstan," Publications, MDPI, vol. 9(4), pages 1-19, November.
    9. Yangping Zhou, 2021. "Self-citation and citation of top journal publishers and their interpretation in the journal-discipline context," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(7), pages 6013-6040, July.

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