IDEAS home Printed from https://ideas.repec.org/a/sae/risrel/v235y2021i1p3-16.html

A novel fusion approach of deep convolution neural network with auto-encoder and its application in planetary gearbox fault diagnosis

Author

Listed:
  • Fafa Chen
  • Lili Liu
  • Baoping Tang
  • Baojia Chen
  • Wenrong Xiao
  • Fajun Zhang

Abstract

The fault features of gearbox are often influenced and interwoven with each other under the non-stationary condition. The traditional shallow intelligent diagnosis models are difficult to detect and identify gearbox faults with selected features according to prior knowledge. To solve this problem, a novel deep convolutional auto-encoding neural network is designed based on the fusion of the convolutional neural network with the automatic encoder in this research. The vibration signals of gearbox are transformed into Hilbert envelope spectrum by using Hilbert transform and Fourier transform, and the different characteristics of spectral spatial data are automatically learned by convolutional auto-encoding neural network with multiple convolution kernels. The parameters of the convolutional neural network are fine-tuned through a fully connected neural network with a small number of labeled samples. Through the analysis for gearbox fault experiments, the effectiveness and practicability of the proposed method in equipment fault diagnosis are verified. The deep convolutional neural network embedded in the auto-encoder has stronger learning ability, and the diagnosis performance is more stable and reliable in practical engineering application.

Suggested Citation

  • Fafa Chen & Lili Liu & Baoping Tang & Baojia Chen & Wenrong Xiao & Fajun Zhang, 2021. "A novel fusion approach of deep convolution neural network with auto-encoder and its application in planetary gearbox fault diagnosis," Journal of Risk and Reliability, , vol. 235(1), pages 3-16, February.
  • Handle: RePEc:sae:risrel:v:235:y:2021:i:1:p:3-16
    DOI: 10.1177/1748006X20964614
    as

    Download full text from publisher

    File URL: https://journals.sagepub.com/doi/10.1177/1748006X20964614
    Download Restriction: no

    File URL: https://libkey.io/10.1177/1748006X20964614?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Teng, Wei & Ding, Xian & Cheng, Hao & Han, Chen & Liu, Yibing & Mu, Haihua, 2019. "Compound faults diagnosis and analysis for a wind turbine gearbox via a novel vibration model and empirical wavelet transform," Renewable Energy, Elsevier, vol. 136(C), pages 393-402.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Akash Prasad & Chirag Dantreliya & Mayank Chande & Vedant Chauhan & Akhand Rai, 2023. "An intelligent fault diagnosis framework based on piecewise aggregate approximation, statistical moments, and sparse autoencoder," Journal of Risk and Reliability, , vol. 237(4), pages 686-702, August.
    2. Udeme Ibanga Inyang & Ivan Petrunin & Ian Jennions, 2024. "A composite learning approach for multiple fault diagnosis in gears," Journal of Risk and Reliability, , vol. 238(1), pages 158-171, February.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Wu, Zhe & Zhang, Qiang & Cheng, Lifeng & Hou, Shuyong & Tan, Shengyue, 2020. "The VMTES: Application to the structural health monitoring and diagnosis of rotating machines," Renewable Energy, Elsevier, vol. 162(C), pages 2380-2396.
    2. Chang, Yuanhong & Chen, Jinglong & Qu, Cheng & Pan, Tongyang, 2020. "Intelligent fault diagnosis of Wind Turbines via a Deep Learning Network Using Parallel Convolution Layers with Multi-Scale Kernels," Renewable Energy, Elsevier, vol. 153(C), pages 205-213.
    3. Stefan Jonas & Dimitrios Anagnostos & Bernhard Brodbeck & Angela Meyer, 2023. "Vibration Fault Detection in Wind Turbines Based on Normal Behaviour Models without Feature Engineering," Energies, MDPI, vol. 16(4), pages 1-16, February.
    4. Xin, Ge & Hamzaoui, Nacer & Antoni, Jérôme, 2020. "Extraction of second-order cyclostationary sources by matching instantaneous power spectrum with stochastic model – application to wind turbine gearbox," Renewable Energy, Elsevier, vol. 147(P1), pages 1739-1758.
    5. Kong, Yun & Qin, Zhaoye & Wang, Tianyang & Han, Qinkai & Chu, Fulei, 2021. "An enhanced sparse representation-based intelligent recognition method for planet bearing fault diagnosis in wind turbines," Renewable Energy, Elsevier, vol. 173(C), pages 987-1004.
    6. Yi, Cancan & Yu, Zhaohong & Lv, Yong & Xiao, Han, 2020. "Reassigned second-order Synchrosqueezing Transform and its application to wind turbine fault diagnosis," Renewable Energy, Elsevier, vol. 161(C), pages 736-749.
    7. Liu, Dongdong & Cui, Lingli & Cheng, Weidong, 2023. "Fault diagnosis of wind turbines under nonstationary conditions based on a novel tacho-less generalized demodulation," Renewable Energy, Elsevier, vol. 206(C), pages 645-657.
    8. Zheng, Xidong & Chen, Huangbin & Jin, Tao, 2024. "A new optimization approach considering demand response management and multistage energy storage: A novel perspective for Fujian Province," Renewable Energy, Elsevier, vol. 220(C).
    9. Guo, Sheng & Yang, Tao & Hua, Haochen & Cao, Junwei, 2021. "Coupling fault diagnosis of wind turbine gearbox based on multitask parallel convolutional neural networks with overall information," Renewable Energy, Elsevier, vol. 178(C), pages 639-650.
    10. Afef Fekih & Hamed Habibi & Silvio Simani, 2022. "Fault Diagnosis and Fault Tolerant Control of Wind Turbines: An Overview," Energies, MDPI, vol. 15(19), pages 1-21, September.
    11. He, Deqiang & Liu, Chenyu & Jin, Zhenzhen & Ma, Rui & Chen, Yanjun & Shan, Sheng, 2022. "Fault diagnosis of flywheel bearing based on parameter optimization variational mode decomposition energy entropy and deep learning," Energy, Elsevier, vol. 239(PB).
    12. Xu, Zifei & Mei, Xuan & Wang, Xinyu & Yue, Minnan & Jin, Jiangtao & Yang, Yang & Li, Chun, 2022. "Fault diagnosis of wind turbine bearing using a multi-scale convolutional neural network with bidirectional long short term memory and weighted majority voting for multi-sensors," Renewable Energy, Elsevier, vol. 182(C), pages 615-626.
    13. Miao, Yonghao & Zhao, Ming & Liang, Kaixuan & Lin, Jing, 2020. "Application of an improved MCKDA for fault detection of wind turbine gear based on encoder signal," Renewable Energy, Elsevier, vol. 151(C), pages 192-203.

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:sae:risrel:v:235:y:2021:i:1:p:3-16. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: SAGE Publications (email available below). General contact details of provider: .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.