IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v10y2017i1p137-d88429.html
   My bibliography  Save this article

State of Charge and State of Health Estimation of AGM VRLA Batteries by Employing a Dual Extended Kalman Filter and an ARX Model for Online Parameter Estimation

Author

Listed:
  • Ngoc-Tham Tran

    (Department of Electrical Engineering, Soongsil University, Seoul 06978, Korea)

  • Abdul Basit Khan

    (Department of Electrical Engineering, Soongsil University, Seoul 06978, Korea)

  • Woojin Choi

    (Department of Electrical Engineering, Soongsil University, Seoul 06978, Korea)

Abstract

State of charge (SOC) and state of health (SOH) are key issues for the application of batteries, especially the absorbent glass mat valve regulated lead-acid (AGM VRLA) type batteries used in the idle stop start systems (ISSs) that are popularly integrated into conventional engine-based vehicles. This is due to the fact that SOC and SOH estimation accuracy is crucial for optimizing battery energy utilization, ensuring safety and extending battery life cycles. The dual extended Kalman filter (DEKF), which provides an elegant and powerful solution, is widely applied in SOC and SOH estimation based on a battery parameter model. However, the battery parameters are strongly dependent on operation conditions such as the SOC, current rate and temperature. In addition, battery parameters change significantly over the life cycle of a battery. As a result, many experimental pretests investigating the effects of the internal and external conditions of a battery on its parameters are required, since the accuracy of state estimation depends on the quality of the information regarding battery parameter changes. In this paper, a novel method for SOC and SOH estimation that combines a DEKF algorithm, which considers hysteresis and diffusion effects, and an auto regressive exogenous (ARX) model for online parameters estimation is proposed. The DEKF provides precise information concerning the battery open circuit voltage (OCV) to the ARX model. Meanwhile, the ARX model continues monitoring parameter variations and supplies information on them to the DEKF. In this way, the estimation accuracy can be maintained despite the changing parameters of a battery. Moreover, online parameter estimation from the ARX model can save the time and effort used for parameter pretests. The validation of the proposed algorithm is given by simulation and experimental results.

Suggested Citation

  • Ngoc-Tham Tran & Abdul Basit Khan & Woojin Choi, 2017. "State of Charge and State of Health Estimation of AGM VRLA Batteries by Employing a Dual Extended Kalman Filter and an ARX Model for Online Parameter Estimation," Energies, MDPI, vol. 10(1), pages 1-18, January.
  • Handle: RePEc:gam:jeners:v:10:y:2017:i:1:p:137-:d:88429
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/10/1/137/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/1996-1073/10/1/137/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Xiong, Rui & Sun, Fengchun & Gong, Xianzhi & Gao, Chenchen, 2014. "A data-driven based adaptive state of charge estimator of lithium-ion polymer battery used in electric vehicles," Applied Energy, Elsevier, vol. 113(C), pages 1421-1433.
    2. Shifei Yuan & Hongjie Wu & Chengliang Yin, 2013. "State of Charge Estimation Using the Extended Kalman Filter for Battery Management Systems Based on the ARX Battery Model," Energies, MDPI, vol. 6(1), pages 1-27, January.
    3. Dong, Guangzhong & Wei, Jingwen & Zhang, Chenbin & Chen, Zonghai, 2016. "Online state of charge estimation and open circuit voltage hysteresis modeling of LiFePO4 battery using invariant imbedding method," Applied Energy, Elsevier, vol. 162(C), pages 163-171.
    4. Waag, Wladislaw & Käbitz, Stefan & Sauer, Dirk Uwe, 2013. "Experimental investigation of the lithium-ion battery impedance characteristic at various conditions and aging states and its influence on the application," Applied Energy, Elsevier, vol. 102(C), pages 885-897.
    5. Kang, LiuWang & Zhao, Xuan & Ma, Jian, 2014. "A new neural network model for the state-of-charge estimation in the battery degradation process," Applied Energy, Elsevier, vol. 121(C), pages 20-27.
    6. He, Hongwen & Zhang, Xiaowei & Xiong, Rui & Xu, Yongli & Guo, Hongqiang, 2012. "Online model-based estimation of state-of-charge and open-circuit voltage of lithium-ion batteries in electric vehicles," Energy, Elsevier, vol. 39(1), pages 310-318.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Taysa Millena Banik Marques & João Lucas Ferreira dos Santos & Diego Solak Castanho & Mariane Bigarelli Ferreira & Sergio L. Stevan & Carlos Henrique Illa Font & Thiago Antonini Alves & Cassiano Moro , 2023. "An Overview of Methods and Technologies for Estimating Battery State of Charge in Electric Vehicles," Energies, MDPI, vol. 16(13), pages 1-18, June.
    2. Can Aksakal & Altug Sisman, 2018. "On the Compatibility of Electric Equivalent Circuit Models for Enhanced Flooded Lead Acid Batteries Based on Electrochemical Impedance Spectroscopy," Energies, MDPI, vol. 11(1), pages 1-14, January.
    3. Jinsong Yu & Baohua Mo & Diyin Tang & Jie Yang & Jiuqing Wan & Jingjing Liu, 2017. "Indirect State-of-Health Estimation for Lithium-Ion Batteries under Randomized Use," Energies, MDPI, vol. 10(12), pages 1-19, December.
    4. Deng, Yuanwang & Ying, Hejie & E, Jiaqiang & Zhu, Hao & Wei, Kexiang & Chen, Jingwei & Zhang, Feng & Liao, Gaoliang, 2019. "Feature parameter extraction and intelligent estimation of the State-of-Health of lithium-ion batteries," Energy, Elsevier, vol. 176(C), pages 91-102.
    5. Xian Wang & Zhengxiang Song & Kun Yang & Xuyang Yin & Yingsan Geng & Jianhua Wang, 2019. "State of Charge Estimation for Lithium-Bismuth Liquid Metal Batteries," Energies, MDPI, vol. 12(1), pages 1-22, January.
    6. Chen, Lin & Wang, Huimin & Liu, Bohao & Wang, Yijue & Ding, Yunhui & Pan, Haihong, 2021. "Battery state-of-health estimation based on a metabolic extreme learning machine combining degradation state model and error compensation," Energy, Elsevier, vol. 215(PA).
    7. Ines Baccouche & Sabeur Jemmali & Bilal Manai & Noshin Omar & Najoua Essoukri Ben Amara, 2017. "Improved OCV Model of a Li-Ion NMC Battery for Online SOC Estimation Using the Extended Kalman Filter," Energies, MDPI, vol. 10(6), pages 1-22, May.
    8. Qiaohua Fang & Xuezhe Wei & Tianyi Lu & Haifeng Dai & Jiangong Zhu, 2019. "A State of Health Estimation Method for Lithium-Ion Batteries Based on Voltage Relaxation Model," Energies, MDPI, vol. 12(7), pages 1-18, April.
    9. Thanh-Tung Nguyen & Abdul Basit Khan & Younghwi Ko & Woojin Choi, 2020. "An Accurate State of Charge Estimation Method for Lithium Iron Phosphate Battery Using a Combination of an Unscented Kalman Filter and a Particle Filter," Energies, MDPI, vol. 13(17), pages 1-15, September.
    10. Pan, Haihong & Lü, Zhiqiang & Wang, Huimin & Wei, Haiyan & Chen, Lin, 2018. "Novel battery state-of-health online estimation method using multiple health indicators and an extreme learning machine," Energy, Elsevier, vol. 160(C), pages 466-477.
    11. Bizhong Xia & Shengkun Guo & Wei Wang & Yongzhi Lai & Huawen Wang & Mingwang Wang & Weiwei Zheng, 2018. "A State of Charge Estimation Method Based on Adaptive Extended Kalman-Particle Filtering for Lithium-ion Batteries," Energies, MDPI, vol. 11(10), pages 1-15, October.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Oh, Ki-Yong & Epureanu, Bogdan I., 2016. "Characterization and modeling of the thermal mechanics of lithium-ion battery cells," Applied Energy, Elsevier, vol. 178(C), pages 633-646.
    2. Wei, Zhongbao & Meng, Shujuan & Xiong, Binyu & Ji, Dongxu & Tseng, King Jet, 2016. "Enhanced online model identification and state of charge estimation for lithium-ion battery with a FBCRLS based observer," Applied Energy, Elsevier, vol. 181(C), pages 332-341.
    3. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    4. Avvari, G.V. & Pattipati, B. & Balasingam, B. & Pattipati, K.R. & Bar-Shalom, Y., 2015. "Experimental set-up and procedures to test and validate battery fuel gauge algorithms," Applied Energy, Elsevier, vol. 160(C), pages 404-418.
    5. Bing Jiang & Zeqi Chen & Feifan Chen, 2019. "Influence of Sampling Delay on the Estimation of Lithium-Ion Battery Parameters and an Optimized Estimation Method," Energies, MDPI, vol. 12(10), pages 1-16, May.
    6. Shichun Yang & Cheng Deng & Yulong Zhang & Yongling He, 2017. "State of Charge Estimation for Lithium-Ion Battery with a Temperature-Compensated Model," Energies, MDPI, vol. 10(10), pages 1-14, October.
    7. Zuo, Hongyan & Zhang, Bin & Huang, Zhonghua & Wei, Kexiang & Zhu, Hong & Tan, Jiqiu, 2022. "Effect analysis on SOC values of the power lithium manganate battery during discharging process and its intelligent estimation," Energy, Elsevier, vol. 238(PB).
    8. Duong, Van-Huan & Bastawrous, Hany Ayad & See, Khay Wai, 2017. "Accurate approach to the temperature effect on state of charge estimation in the LiFePO4 battery under dynamic load operation," Applied Energy, Elsevier, vol. 204(C), pages 560-571.
    9. Thanh-Tung Nguyen & Abdul Basit Khan & Younghwi Ko & Woojin Choi, 2020. "An Accurate State of Charge Estimation Method for Lithium Iron Phosphate Battery Using a Combination of an Unscented Kalman Filter and a Particle Filter," Energies, MDPI, vol. 13(17), pages 1-15, September.
    10. Qiaohua Fang & Xuezhe Wei & Haifeng Dai, 2019. "A Remaining Discharge Energy Prediction Method for Lithium-Ion Battery Pack Considering SOC and Parameter Inconsistency," Energies, MDPI, vol. 12(6), pages 1-24, March.
    11. Balakumar Balasingam & Mostafa Ahmed & Krishna Pattipati, 2020. "Battery Management Systems—Challenges and Some Solutions," Energies, MDPI, vol. 13(11), pages 1-19, June.
    12. Theodoros Kalogiannis & Md Sazzad Hosen & Mohsen Akbarzadeh Sokkeh & Shovon Goutam & Joris Jaguemont & Lu Jin & Geng Qiao & Maitane Berecibar & Joeri Van Mierlo, 2019. "Comparative Study on Parameter Identification Methods for Dual-Polarization Lithium-Ion Equivalent Circuit Model," Energies, MDPI, vol. 12(21), pages 1-35, October.
    13. Wei, Zhongbao & Lim, Tuti Mariana & Skyllas-Kazacos, Maria & Wai, Nyunt & Tseng, King Jet, 2016. "Online state of charge and model parameter co-estimation based on a novel multi-timescale estimator for vanadium redox flow battery," Applied Energy, Elsevier, vol. 172(C), pages 169-179.
    14. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    15. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    16. Zhao, Xiaowei & Cai, Yishan & Yang, Lin & Deng, Zhongwei & Qiang, Jiaxi, 2017. "State of charge estimation based on a new dual-polarization-resistance model for electric vehicles," Energy, Elsevier, vol. 135(C), pages 40-52.
    17. Feng, Xuning & Weng, Caihao & Ouyang, Minggao & Sun, Jing, 2016. "Online internal short circuit detection for a large format lithium ion battery," Applied Energy, Elsevier, vol. 161(C), pages 168-180.
    18. Kiarash Movassagh & Arif Raihan & Balakumar Balasingam & Krishna Pattipati, 2021. "A Critical Look at Coulomb Counting Approach for State of Charge Estimation in Batteries," Energies, MDPI, vol. 14(14), pages 1-33, July.
    19. Bai, Guangxing & Wang, Pingfeng & Hu, Chao & Pecht, Michael, 2014. "A generic model-free approach for lithium-ion battery health management," Applied Energy, Elsevier, vol. 135(C), pages 247-260.
    20. Yang, Fangfang & Zhang, Shaohui & Li, Weihua & Miao, Qiang, 2020. "State-of-charge estimation of lithium-ion batteries using LSTM and UKF," Energy, Elsevier, vol. 201(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:10:y:2017:i:1:p:137-:d:88429. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.