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Value and risks of the use of analytical theory in science for forest policy

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  • Krott, Max

Abstract

The impact of analytical research on the political process is analyzed here from the view point of stakeholders in forest policy. The interests and actions of stakeholders are described based on political theory and are illustrated using examples from 25years of research in forest policy and consulting. The value of the knowledge produced by a model of analytical research is dependent upon its salience, credibility and legitimacy. Due to the political process of knowledge transfer, strong stakeholders can achieve a high level of salience for their interests and thus misuse analytical arguments for ideological legitimacy. To address this problem, the proper use of analytical knowledge can be supported by four strategies. First, internal allies can use analytical science to persuade other stakeholders to accept specific results. Such behavior produces scientific, rational actions, even if consensus is absent and the results are biased. Second, external allies can force other stakeholders to make use of analytical science to demonstrate that they have carefully considered scientific findings, whatever they may be. Third, political learning means that the unpredictable results of analytical science can be surprising, even to powerful stakeholders, thereby inciting learning effects. Fourth, political integration is useful for identifying the limits of analytical knowledge and adding to other sources of knowledge. These four strategies prove that even if stakeholders always dominate knowledge transfer, strictly separating analytical research from the valuations and/or direct interventions of stakeholders may bring some analytical rationality to the practical use of knowledge. These options encourage the promotion of an analytical-scientific model, even if it is often ideologically misused by powerful stakeholders. Moreover, properly used analytical research can speak truth not to power but within power processes.

Suggested Citation

  • Krott, Max, 2012. "Value and risks of the use of analytical theory in science for forest policy," Forest Policy and Economics, Elsevier, vol. 16(C), pages 35-42.
  • Handle: RePEc:eee:forpol:v:16:y:2012:i:c:p:35-42
    DOI: 10.1016/j.forpol.2009.12.004
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    1. Cash, David & Clark, William & Alcock, Frank & Dickson, Nancy & Eckley, Noelle & Jager, Jill, 2002. "Salience, Credibility, Legitimacy and Boundaries: Linking Research, Assessment and Decision Making," Working Paper Series rwp02-046, Harvard University, John F. Kennedy School of Government.
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    Cited by:

    1. Krott, Max & Bader, Axel & Schusser, Carsten & Devkota, Rosan & Maryudi, Ahmad & Giessen, Lukas & Aurenhammer, Helene, 2014. "Actor-centred power: The driving force in decentralised community based forest governance," Forest Policy and Economics, Elsevier, vol. 49(C), pages 34-42.
    2. Kleinschmit, Daniela & Pülzl, Helga & Secco, Laura & Sergent, Arnaud & Wallin, Ida, 2018. "Orchestration in political processes: Involvement of experts, citizens, and participatory professionals in forest policy making," Forest Policy and Economics, Elsevier, vol. 89(C), pages 4-15.
    3. Krott, Max & Giessen, Lukas, 2014. "Learning from practices — implications of the “practice based approach” for forest and environmental policy research," Forest Policy and Economics, Elsevier, vol. 49(C), pages 12-16.
    4. Stevanov, Mirjana & Böcher, Michael & Krott, Max & Krajter, Silvija & Vuletic, Dijana & Orlovic, Sasa, 2013. "The Research, Integration and Utilization (RIU) model as an analytical framework for the professionalization of departmental research organizations: Case studies of publicly funded forest research ins," Forest Policy and Economics, Elsevier, vol. 37(C), pages 20-28.
    5. Nagasaka, Kenji & Böcher, Michael & Krott, Max, 2016. "Are forest researchers only scientists? Case studies on the roles of researchers in Japanese and Swedish forest policy processes," Forest Policy and Economics, Elsevier, vol. 70(C), pages 147-154.
    6. Böcher, Michael, 2016. "How does science-based policy advice matter in policy making? The RIU model as a framework for analyzing and explaining processes of scientific knowledge transfer," Forest Policy and Economics, Elsevier, vol. 68(C), pages 65-72.
    7. Sarker, Pradip Kumar & Rahman, Md Saifur & Giessen, Lukas, 2018. "Regional governance by the South Asia Cooperative Environment Program (SACEP)? Institutional design and customizable regime policy offering flexible political options," Land Use Policy, Elsevier, vol. 77(C), pages 454-470.
    8. Do, Thi Huong & Krott, Max & Böcher, Michael, 2020. "Multiple traps of scientific knowledge transfer: Comparative case studies based on the RIU model from Vietnam, Germany, Indonesia, Japan, and Sweden," Forest Policy and Economics, Elsevier, vol. 114(C).
    9. Aurenhammer, Peter K., 2017. "Forest land-use governance and change through Forest Owner Associations – Actors' roles and preferences in Bavaria," Forest Policy and Economics, Elsevier, vol. 85(P1), pages 176-191.
    10. Cooley, Savannah & Jenkins, Amber & Schaeffer, Blake & Bormann, Kat J. & Abdallah, Adel & Melton, Forrest & Granger, Stephanie & Graczyk, Indrani, 2022. "Paths to research-driven decision making in the realms of environment and water," Technology in Society, Elsevier, vol. 70(C).
    11. Edwards, David M. & Meagher, Laura R., 2020. "A framework to evaluate the impacts of research on policy and practice: A forestry pilot study," Forest Policy and Economics, Elsevier, vol. 114(C).
    12. Stevanov, Mirjana & Dobšinska, Zuzana & Surový, Peter, 2016. "Assessing survey-based research in forest science: Turning lemons into lemonade?," Forest Policy and Economics, Elsevier, vol. 68(C), pages 105-117.
    13. Nagasaka, Kenji & Böcher, Michael & Krott, Max, 2017. "Reprint of 'Are forest researchers only scientists? Case studies on the roles of researchers in Japanese and Swedish forest policy processes'," Forest Policy and Economics, Elsevier, vol. 83(C), pages 210-218.
    14. Hasanagas, Nikolaos D., 2016. "Managing information in forest policy networks: Distinguishing the influential actors from the “postmen”," Forest Policy and Economics, Elsevier, vol. 68(C), pages 73-80.
    15. Kleinschmit, Daniela & Böcher, Michael & Giessen, Lukas, 2016. "Forest Policy Analysis: Advancing the analytical approach," Forest Policy and Economics, Elsevier, vol. 68(C), pages 1-6.
    16. Aurenhammer, Peter K., 2016. "Network analysis and actor-centred approach — A critical review," Forest Policy and Economics, Elsevier, vol. 68(C), pages 30-38.

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