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Property-Casualty Insurance Guaranty Funds and Insurer Vulnerability to Misfortune

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Author Info
Soon-Ja Lee
Michael L. Smith
Abstract

The presence of third-party guarantees such as insurance guaranty funds can induce managers of covered institutions to take actions that increase the level of risk or increase vulnerability to unfavorable developments. This paper presents evidence of these effects taking place under insurance guaranty funds. The strongest evidence appears for Commercial Multi-Peril insurance, where the enactment of a guarnaty fund is associated with a significant decline in a state's loss ratio. Similar effects appear in Homeowners' Multi-Peril coverage, although evidence for Homeowners' is not as strong as for Commercial Multi-Peril coverage. The observed decline in the loss ratio is not explained by other factors such as state regulation, investment yields, or other time-related trends. The observed decline is too large to be explained by the level of guaranty fund assessments. Understatement of expected future claim payments ("underreserving") offers the most plausible explanation. A concluding section of the paper discusses a pricing model for guaranty fund coverage that could diminish any rewards arising from understatement of future claims. The design of a pricing system could benefit by applying lessons from bank deposit insurance as well as the insurance industry's considerable experience with pricing methods to overcome moral hazards.

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Paper provided by Ohio State University in its series Research in Financial Economics with number 9506.

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Handle: RePEc:wop:ohsrfe:9506

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  1. Smith, Michael L, 1989. "Investment Returns and Yields to Holders of Insurance," Journal of Business, University of Chicago Press, vol. 62(1), pages 81-98, January. [Downloadable!] (restricted)
  2. Edward J. Kane, 1987. "No Room for Weak Links in the Chain of Deposit Insurance Reform," NBER Working Papers 2317, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  3. Cummins, J David, 1988. " Risk-Based Premiums for Insurance Guaranty Funds," Journal of Finance, American Finance Association, vol. 43(4), pages 823-39, September. [Downloadable!] (restricted)
  4. Fama, Eugene F., 1984. "Term premiums in bond returns," Journal of Financial Economics, Elsevier, vol. 13(4), pages 529-546, December. [Downloadable!] (restricted)
  5. James Bohn & Brian J. Hall, 1995. "Property and Casualty Solvency Funds as a Tax and Social Insurance System," NBER Working Papers 5206, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  6. Fama, Eugene F., 1985. "What's different about banks?," Journal of Monetary Economics, Elsevier, vol. 15(1), pages 29-39, January. [Downloadable!] (restricted)
  7. Patricia Munch & Dennis E. Smallwood, 1980. "Solvency Regulation in the Property-Liability Insurance Industry: Empirical Evidence," Bell Journal of Economics, The RAND Corporation, vol. 11(1), pages 261-279, Spring. [Downloadable!] (restricted)
  8. Doherty, Neil A & Garven, James R, 1995. "Insurance Cycles: Interest Rates and the Capacity Constraint Model," Journal of Business, University of Chicago Press, vol. 68(3), pages 383-404, July. [Downloadable!] (restricted)
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