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Option trading strategies based on semi-parametric implied volatility surface prediction

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Author Info
Francesco Audrino ()
Dominik Colangelo ()

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Abstract

We propose constructing a set of trading strategies using predicted option returns for a relatively small forecasting period of ten trading days to form profitable hold-to-expiration, equally weighted, zero-cost portfolios based on 1-month at-the-money call and put options. We use a statistical machine learning procedure based on regression trees to accurately predict future implied volatility surfaces. Such accurate forecasts are needed to obtain reliable option returns used as trading signals in our strategies. We test the performance of the proposed strategies on options on the S&P 100 and on its constituents for the time period between 2002 and 2006: positive annualized returns of up to more than 50% are achieved.

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File URL: http://www.vwa.unisg.ch/RePEc/usg/dp2009/DP-24-Au.pdf
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Publisher Info
Paper provided by Department of Economics, University of St. Gallen in its series University of St. Gallen Department of Economics working paper series 2009 with number 2009-24.

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Length: 31 pages
Date of creation: Aug 2009
Date of revision:
Handle: RePEc:usg:dp2009:2009-24

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Related research
Keywords: Option Trading Strategies; Implied Volatility Surface; Option Pricing; Forecasting; Boosting; Regression Trees;

Find related papers by JEL classification:
C13 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Estimation
C14 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Semiparametric and Nonparametric Methods
C53 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Forecasting and Other Model Applications
C63 - Mathematical and Quantitative Methods - - Mathematical Methods and Programming - - - Computational Techniques
G13 - Financial Economics - - General Financial Markets - - - Contingent Pricing; Futures Pricing

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This page was last updated on 2009-11-11.


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