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Making the Rules: The Governance of Standard Development Organizations and their Policies on Intellectual Property Rights

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  • Justus Baron
  • Jorge Contreras
  • Martin Husovec
  • Pierre Larouche

Abstract

This study provides a comprehensive analysis of the governance of standard development organizations (SDOs), with a particular emphasis on organizations developing standards for Information and Communication Technologies (ICT). The analysis is based on 17 SDO case studies, a survey of SDO stakeholders, an expert workshop, and a comprehensive review of the legal and economic literature. The study considers the external factors conditioning SDO decision making on rules and procedures, including binding legal requirements, government influence, the network of cooperative relationships with other SDOs and related organizations, and competitive forces. SDO decision-making is also shaped by internal factors, such as the SDOs’ institutional architecture of decision-making bodies and their respective decision-making processes, which govern the interaction among SDO stakeholders and between stakeholders and the SDO itself. The study also analyzes governance principles, such as openness, balance of interests, and consensus decision-making, and discusses their interplay. The insights from these analyses are applied to SDO decision making on Intellectual Property Rights (IPR) policies, which represents a particularly salient and controversial aspect of SDO policy development.

Suggested Citation

  • Justus Baron & Jorge Contreras & Martin Husovec & Pierre Larouche, 2019. "Making the Rules: The Governance of Standard Development Organizations and their Policies on Intellectual Property Rights," JRC Research Reports JRC115004, Joint Research Centre.
  • Handle: RePEc:ipt:iptwpa:jrc115004
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    Cited by:

    1. Philipp Heß, 2020. "SDG 5 and the Gender Gap in Standardization: Empirical Evidence From Germany," Sustainability, MDPI, vol. 12(20), pages 1-20, October.
    2. Fiedler, Clemens & Larrain, Maria & Prüfer, Jens, 2023. "Membership, governance, and lobbying in standard-setting organizations," Research Policy, Elsevier, vol. 52(6).
    3. Wiegmann, Paul Moritz & Eggers, Felix & de Vries, Henk J. & Blind, Knut, 2022. "Competing Standard-Setting Organizations: A Choice Experiment," Research Policy, Elsevier, vol. 51(2).
    4. Jiaming Jiang & Rajeev K. Goel & Xingyuan Zhang, 2020. "IPR policies and determinants of membership in Standard Setting Organizations: a social network analysis," Netnomics, Springer, vol. 21(1), pages 129-154, December.
    5. Hamed Taherdoost, 2022. "Understanding Cybersecurity Frameworks and Information Security Standards—A Review and Comprehensive Overview," Post-Print hal-03741854, HAL.
    6. Jussi Heikkilä & Timo Ali-Vehmas & Julius Rissanen, 2021. "The Link Between Standardization and Economic Growth: A Bibliometric Analysis," International Journal of Standardization Research (IJSR), IGI Global, vol. 19(1), pages 1-25, January.
    7. Caroline Buts & Ellen Van Droogenbroeck & Michaël R. J. Dooms & Kim Willems, 2020. "The Economic Impact of Standards in Belgium," International Journal of Standardization Research (IJSR), IGI Global, vol. 18(1), pages 44-64, January.
    8. Hamed Taherdoost, 2022. "Understanding Cybersecurity Frameworks and Information Security Standards—A Review and Comprehensive Overview," Post-Print hal-03741855, HAL.
    9. Fu, Xiao & Tan, Guofu & Wang, Jin, 2023. "Policy orientations and technology choices in standards wars," International Journal of Industrial Organization, Elsevier, vol. 88(C).
    10. Lorenz Brachtendorf & Fabian Gaessler & Dietmar Harhoff, 2023. "Truly standard‐essential patents? A semantics‐based analysis," Journal of Economics & Management Strategy, Wiley Blackwell, vol. 32(1), pages 132-157, January.
    11. Bekkers, Rudi & Tur, Elena M. & Henkel, Joachim & van der Vorst, Tommy & Driesse, Menno & Contreras, Jorge L., 2022. "Overcoming inefficiencies in patent licensing: A method to assess patent essentiality for technical standards," Research Policy, Elsevier, vol. 51(10).
    12. Bekkers, Rudi & Catalini, Christian & Martinelli, Arianna & Righi, Cesare & Simcoe, Timothy, 2023. "Disclosure rules and declared essential patents," Research Policy, Elsevier, vol. 52(1).
    13. Baron, Justus & Kanevskaia, Olia, 2023. "Wearing multiple hats—The role of working group chairs’ affiliation in standards development," Research Policy, Elsevier, vol. 52(9).

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    Standard developing organizations; governance; intellectual property rights;
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