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Imperfect Enforcement of Emissions Trading and Industry Welfare: A Laboratory Investigation

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Author Info
John K. Stranlund () (Department of Resource Economics, University of Massachusetts Amherst)
James J. Murphy () (Department of Economics, University of Alaska Anchorage, Anchorage, Alaska)
John M. Spraggon () (Department of Resource Economics, University of Massachusetts Amherst)

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Abstract

This paper uses laboratory experiments to investigate the performance of emission permit markets when compliance is imperfectly enforced. In particular we examine deviations in observed aggregate payoffs and expected penalties from those derived from a model of risk-neutral payoff-maximizing firms. We find that the experimental emissions markets were reasonably efficient at allocating individual emission control choices despite imperfect enforcement and significant noncompliance. However, violations and expected penalties were lower than predicted when these are predicted to be high, but were about the same as predicted values when these values were predicted to be low. Thus, although a standard model of compliance with emissions trading programs tends to predict significantly higher violations than we observe when subjects have strong incentives to violate their emissions permits, individual emissions control responsibilities are distributed among firms as predicted.

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File URL: http://courses.umass.edu/resec/workingpapers/documents/ResEcWorkingPaper2008-1.pdf
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Publisher Info
Paper provided by University of Massachusetts Amherst, Department of Resource Economics in its series Working Papers with number 2008-1.

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Length: 33 pages
Date of creation: Jul 2008
Date of revision:
Handle: RePEc:dre:wpaper:2008-1

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Related research
Keywords: enforcement; compliance; emissions trading; permit markets; pollution; laboratory experiments;

Other versions of this item:

Find related papers by JEL classification:
C91 - Mathematical and Quantitative Methods - - Design of Experiments - - - Laboratory, Individual Behavior
L51 - Industrial Organization - - Regulation and Industrial Policy - - - Economics of Regulation
Q58 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Environmental Economics - - - Environmental Economics: Government Policy

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This page was last updated on 2009-12-2.


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