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Tax Rates and Tax Evasion: Evidence from 'Missing Imports' in China

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Author Info
Fisman, Raymond
Wei, Shang-Jin

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Abstract

Tax evasion, by its very nature, is difficult to observe. In this Paper, we present a case study of tax evasion in China. The novel feature of our approach is that at a very disaggregated level of individual products, we can measure evasion relatively precisely, by comparing the values that China reports as imports from Hong Kong, with what Hong Kong reports as exports to China. We can match up this ‘evasion gap’ with the tariff and VAT tax schedule at the product level. The result is striking: using the data in 1998, we find that on average, a 1% increase in the tax rate results in a 3% increase in evasion. The result is similar when a first-difference specification is used with data in 1997 and 1998. This relationship is nonlinear: the evasion elasticity is larger at high tax levels. Furthermore, the evasion gap is negatively correlated with the tax rates on closely related products, suggesting that part of the evasion takes place by mis-reporting the type of imports, in addition to under-reporting the value of imports. This effect is even more pronounced when the evasion gap is measured using quantities rather than values.

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Paper provided by C.E.P.R. Discussion Papers in its series CEPR Discussion Papers with number 3089.

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Date of creation: Dec 2001
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Handle: RePEc:cpr:ceprdp:3089

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Related research
Keywords: corruption Laffer curve tax evasion

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Find related papers by JEL classification:
F10 - International Economics - - Trade - - - General
H20 - Public Economics - - Taxation, Subsidies, and Revenue - - - General

References listed on IDEAS
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    Other versions:
  2. Kimberly A. Clausing, 1998. "The Impact of Transfer Pricing on Intrafirm Trade," NBER Working Papers 6688, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  6. repec:att:wimass:199610 is not listed on IDEAS
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Haizhou Huang & Shang-Jin Wei, 2003. "Monetary Policies for Developing Countries: The Role of Corruption," NBER Working Papers 10093, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  2. Raymond Fisman & Peter Moustakerski & Shang-Jin Wei, 2007. "Outsourcing Tariff Evasion: A New Explanation for Entrepot Trade," NBER Working Papers 12818, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  3. Petia Topalova & Prachi Mishra & Arvind Subramanian, 2007. "Policies, Enforcement, and Customs Evasion: Evidence from India," IMF Working Papers 07/60, International Monetary Fund. [Downloadable!]
  4. Lee Branstetter & Nicholas Lardy, 2006. "China's Embrace of Globalization," NBER Working Papers 12373, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  5. David Card & Enrico Moretti, 2005. "Does Voting Technology Affect Election Outcomes? Touch-screen Voting and the 2004 Presidential Election," NBER Working Papers 11309, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  6. Anson, José & Cadot, Olivier & Olarreaga, Marcelo, 2003. "Tariff Evasion and Customs Corruption: Does PSI Help?," CEPR Discussion Papers 4167, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
  7. Claudio Ferraz & Frederico Finan, 2007. "Electoral Accountability and Corruption in Local Governments: Evidence from Audit Reports," IZA Discussion Papers 2843, Institute for the Study of Labor (IZA). [Downloadable!]
  8. Joshua Aizenman & Yothin Jinjarak, 2006. "Globalization and Developing Countries - A Shrinking Tax Base?," NBER Working Papers 11933, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  9. Levin, Jörgen & Widell, Lars, 2007. "Tax Evasion in Kenya and Tanzania:Evidence from Missing Imports," Working Papers 2007:8, Örebro University, Swedish Business School. [Downloadable!]
  10. Anna Maria Mayda & Chad Steinberg, 2007. "Do South-South Trade Agreements Increase Trade? Commodity-Level Evidence from COMESA," IMF Working Papers 07/40, International Monetary Fund. [Downloadable!]
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  11. Stefano DellaVigna & Eliana La Ferrara, 2007. "Detecting Illegal Arms Trade," NBER Working Papers 13355, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  12. Olken, Benjamin, 2007. "Corruption Perceptions vs. Corruption Reality," CEPR Discussion Papers 6272, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
  13. Barron, Patrick & Olken, Benjamin, 2007. "The Simple Economics of Extortion: Evidence from Trucking in Aceh," CEPR Discussion Papers 6332, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
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  14. Benjamin A. Olken, 2006. "Corruption Perceptions vs. Corruption Reality," NBER Working Papers 12428, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  15. Joshua Aizenman & Yothin Jinjarak, 2005. "The Collection Efficiency of the Value Added Tax: Theory and International Evidence," NBER Working Papers 11539, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  16. Olivier Cadot & Jose Anson & Marcelo Olarreaga, 2003. "Tariff evasion and customs corruption : does pre-shipment inspection help?," Policy Research Working Paper Series 3156, The World Bank. [Downloadable!]
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  17. Huang, Haizhou & Wei, Shang-Jin, 2005. "Monetary Policies for Developing Countries: The Role of Institutional Quality," CEPR Discussion Papers 4911, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
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  18. Benjamin A. Olken, 2005. "Monitoring Corruption: Evidence from a Field Experiment in Indonesia," NBER Working Papers 11753, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  19. Chang-Tai Hsieh & Enrico Moretti, 2005. "Did Iraq Cheat the United Nations? Underpricing, Bribes, and the Oil for Food Program," NBER Working Papers 11202, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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