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Context matters (but how and why?) A hypothesis-led literature review of performance based financing in fragile and conflict-affected health systems

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  • Maria Paola Bertone
  • Jean-Benoît Falisse
  • Giuliano Russo
  • Sophie Witter

Abstract

Performance-based financing (PBF) schemes have been expanding rapidly across low and middle income countries in the past decade, with considerable external financing from multilateral, bilateral and global health initiatives. Many of these countries have been fragile and conflict-affected (FCAS), but while the influence of context is acknowledged to be important to the operation of PBF, there has been little examination of how it affects adoption and implementation of PBF. This article lays out initial hypotheses about how FCAS contexts may influence the adoption, adaption, implementation and health system effects of PBF. These are then interrogated through a review of available grey and published literature (140 documents in total, covering 23 PBF schemes). We find that PBF has been more common in FCAS contexts, which were also more commonly early adopters. Very little explanation of the rationale for its adoption, in particular in relation with the contextual features, is given in programme documents. However, there are a number of factors which could explain this, including the greater role of external actors and donors, a greater openness to institutional reform, and lower levels of trust within the public system and between government and donors, all of which favour more contractual approaches. These suggest that rather than emerging despite fragility, conditions of fragility may favour the rapid emergence of PBF. We also document few emerging adaptations of PBF to humanitarian settings and limited evidence of health system effects which may be contextually driven, but these require more in-depth analysis. Another area meriting more study is the political economy of PBF and its diffusion across contexts.

Suggested Citation

  • Maria Paola Bertone & Jean-Benoît Falisse & Giuliano Russo & Sophie Witter, 2018. "Context matters (but how and why?) A hypothesis-led literature review of performance based financing in fragile and conflict-affected health systems," PLOS ONE, Public Library of Science, vol. 13(4), pages 1-27, April.
  • Handle: RePEc:plo:pone00:0195301
    DOI: 10.1371/journal.pone.0195301
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    References listed on IDEAS

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    Cited by:

    1. Eelco Jacobs & Maria Paola Bertone & Jurrien Toonen & Ngozi Akwataghibe & Sophie Witter, 2020. "Performance-Based Financing, Basic Packages of Health Services and User-Fee Exemption Mechanisms: An Analysis of Health-Financing Policy Integration in Three Fragile and Conflict-Affected Settings," Applied Health Economics and Health Policy, Springer, vol. 18(6), pages 801-810, December.
    2. Bertone, Maria Paola & Jowett, Matthew & Dale, Elina & Witter, Sophie, 2019. "Health financing in fragile and conflict-affected settings: What do we know, seven years on?," Social Science & Medicine, Elsevier, vol. 232(C), pages 209-219.
    3. Manassé Nimpagaritse & Catherine Korachais & Bruno Meessen, 2020. "Effects in spite of tough constraints - A theory of change based investigation of contextual and implementation factors affecting the results of a performance based financing scheme extended to malnut," PLOS ONE, Public Library of Science, vol. 15(1), pages 1-25, January.
    4. Das, Shyamashree & Singh, Kultar, 2023. "From projects to systems: Being explicit about assumptions in systems-level theories of change," Evaluation and Program Planning, Elsevier, vol. 97(C).

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