IDEAS home Printed from https://ideas.repec.org/a/inm/ordeca/v20y2023i1p16-39.html
   My bibliography  Save this article

Multipolar Security Cooperation Planning: A Multiobjective, Adversarial-Risk-Analysis Approach

Author

Listed:
  • William N. Caballero

    (U.S. Air Force Academy, Colorado Springs, Colorado 80840)

  • Ethan Gharst

    (U.S. Air Force Academy, Colorado Springs, Colorado 80840)

  • David Banks

    (Duke University, Durham, North Carolina 27708)

  • Jeffery D. Weir

    (Air Force Institute of Technology, Wright-Patterson Air Force Base, Ohio 45433)

Abstract

In an increasingly competitive environment, defense organizations are met with more difficult decisions than in years past. This problem is especially apparent in security cooperation, that is, defense diplomacy, conducted by the United States. Both the United States and its competitors offer military assistance to third-party nations who, in turn, select an offer based on their own self-interest. Unfortunately, current security cooperation planning practices adopt an ad hoc approach to such problems. Therefore, we set forth herein a decision-analytic-planning framework by (1) provisioning a generic utility model for security cooperation planning applicable to myriad stakeholders and (2) developing a Bayesian solution that allows the stakeholder to select an action that maximizes their expected utility. This combination of value-focused thinking and adversarial risk analysis improves upon standard U.S. defense practices; it tractably encodes planning assumptions and more comprehensively considers the relevant uncertainties. The efficacy of this planning approach is illustrated on a notional U.S. Air Force case study in which a host nation must choose between security assistance from the United States or a competing nation.

Suggested Citation

  • William N. Caballero & Ethan Gharst & David Banks & Jeffery D. Weir, 2023. "Multipolar Security Cooperation Planning: A Multiobjective, Adversarial-Risk-Analysis Approach," Decision Analysis, INFORMS, vol. 20(1), pages 16-39, March.
  • Handle: RePEc:inm:ordeca:v:20:y:2023:i:1:p:16-39
    DOI: 10.1287/deca.2022.0458
    as

    Download full text from publisher

    File URL: http://dx.doi.org/10.1287/deca.2022.0458
    Download Restriction: no

    File URL: https://libkey.io/10.1287/deca.2022.0458?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. David Rios Insua & David Banks & Jesus Rios, 2016. "Modeling Opponents in Adversarial Risk Analysis," Risk Analysis, John Wiley & Sons, vol. 36(4), pages 742-755, April.
    2. Stahl Dale O. & Wilson Paul W., 1995. "On Players' Models of Other Players: Theory and Experimental Evidence," Games and Economic Behavior, Elsevier, vol. 10(1), pages 218-254, July.
    3. Zeev Barzily & W. H. Marlow & S. Zacks, 1979. "Survey of approaches to readiness," Naval Research Logistics Quarterly, John Wiley & Sons, vol. 26(1), pages 21-31, March.
    4. Kjell Hausken, 2018. "Proactivity and Retroactivity of Firms and Information Sharing of Hackers," International Game Theory Review (IGTR), World Scientific Publishing Co. Pte. Ltd., vol. 20(01), pages 1-30, March.
    5. Joseph B. Kadane & Patrick D. Larkey, 1982. "Subjective Probability and the Theory of Games," Management Science, INFORMS, vol. 28(2), pages 113-120, February.
    6. Tversky, Amos & Kahneman, Daniel, 1992. "Advances in Prospect Theory: Cumulative Representation of Uncertainty," Journal of Risk and Uncertainty, Springer, vol. 5(4), pages 297-323, October.
    7. Jorge González-Ortega & Refik Soyer & David Ríos Insua & Fabrizio Ruggeri, 2021. "An Adversarial Risk Analysis Framework for Batch Acceptance Problems," Decision Analysis, INFORMS, vol. 18(1), pages 25-40, March.
    8. Han Bleichrodt & Jose Luis Pinto, 2000. "A Parameter-Free Elicitation of the Probability Weighting Function in Medical Decision Analysis," Management Science, INFORMS, vol. 46(11), pages 1485-1496, November.
    9. David Rios Insua & Aitor Couce‐Vieira & Jose A. Rubio & Wolter Pieters & Katsiaryna Labunets & Daniel G. Rasines, 2021. "An Adversarial Risk Analysis Framework for Cybersecurity," Risk Analysis, John Wiley & Sons, vol. 41(1), pages 16-36, January.
    10. Costa-Gomes, Miguel & Crawford, Vincent P & Broseta, Bruno, 2001. "Cognition and Behavior in Normal-Form Games: An Experimental Study," Econometrica, Econometric Society, vol. 69(5), pages 1193-1235, September.
    11. Ralph L. Keeney & Detlof von Winterfeldt & Thomas Eppel, 1990. "Eliciting Public Values for Complex Policy Decisions," Management Science, INFORMS, vol. 36(9), pages 1011-1030, September.
    12. Levitin, Gregory & Hausken, Kjell, 2009. "Intelligence and impact contests in systems with redundancy, false targets, and partial protection," Reliability Engineering and System Safety, Elsevier, vol. 94(12), pages 1927-1941.
    13. Shouqiang Wang & David Banks, 2011. "Network routing for insurgency: An adversarial risk analysis framework," Naval Research Logistics (NRL), John Wiley & Sons, vol. 58(6), pages 595-607, September.
    14. Ralph L. Keeney, 1988. "Structuring Objectives for Problems of Public Interest," Operations Research, INFORMS, vol. 36(3), pages 396-405, June.
    15. Laura McLay & Casey Rothschild & Seth Guikema, 2012. "Robust Adversarial Risk Analysis: A Level- k Approach," Decision Analysis, INFORMS, vol. 9(1), pages 41-54, March.
    16. Caballero, William N. & Lunday, Brian J., 2019. "Influence modeling: Mathematical programming representations of persuasion under either risk or uncertainty," European Journal of Operational Research, Elsevier, vol. 278(1), pages 266-282.
    17. Keeney,Ralph L. & Raiffa,Howard, 1993. "Decisions with Multiple Objectives," Cambridge Books, Cambridge University Press, number 9780521438834.
    18. Juan Carlos Sevillano & David Rios Insua & Jesus Rios, 2012. "Adversarial Risk Analysis: The Somali Pirates Case," Decision Analysis, INFORMS, vol. 9(2), pages 86-95, June.
    19. Eva D. Regnier, 2020. "What Is Six Hours Worth? The Impact of Lead Time on Tropical-Storm Preparation Decisions," Decision Analysis, INFORMS, vol. 17(1), pages 9-23, March.
    20. David Banks & Francesca Petralia & Shouqiang Wang, 2011. "Rejoinder to the discussion of ‘Adversarial risk analysis: Borel games’," Applied Stochastic Models in Business and Industry, John Wiley & Sons, vol. 27(2), pages 92-94, March.
    21. Javier Cano & David Ríos Insua & Alessandra Tedeschi & Ug̃ur Turhan, 2016. "Security economics: an adversarial risk analysis approach to airport protection," Annals of Operations Research, Springer, vol. 245(1), pages 359-378, October.
    22. Keeney, Ralph L. & Renn, Ortwin & von Winterfeldt, Detlof, 1987. "Structuring West Germany's energy objectives," Energy Policy, Elsevier, vol. 15(4), pages 352-362, August.
    23. Colin F. Camerer & Teck-Hua Ho & Juin-Kuan Chong, 2004. "A Cognitive Hierarchy Model of Games," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 119(3), pages 861-898.
    24. Horst Zank, 2001. "Cumulative Prospect Theory for Parametric and Multiattribute Utilities," Mathematics of Operations Research, INFORMS, vol. 26(1), pages 67-81, February.
    25. David Banks & Francesca Petralia & Shouqiang Wang, 2011. "Adversarial risk analysis: Borel games," Applied Stochastic Models in Business and Industry, John Wiley & Sons, vol. 27(2), pages 72-86, March.
    26. César Gil & David Rios Insua & Jesus Rios, 2016. "Adversarial Risk Analysis for Urban Security Resource Allocation," Risk Analysis, John Wiley & Sons, vol. 36(4), pages 727-741, April.
    27. Nicholas J Shallcross & Darryl K Ahner, 2020. "Predictive models of world conflict: accounting for regional and conflict-state differences," The Journal of Defense Modeling and Simulation, , vol. 17(3), pages 243-267, July.
    28. Jong-A-Pin, Richard, 2009. "On the measurement of political instability and its impact on economic growth," European Journal of Political Economy, Elsevier, vol. 25(1), pages 15-29, March.
    29. Paul L. Goethals & Natalie M. Scala, 2018. "Eliminating the Weakest Link Approach to Army Unit Readiness," Decision Analysis, INFORMS, vol. 15(2), pages 110-130, June.
    30. Ralph L. Keeney & Detlof von Winterfeldt, 2011. "A Value Model for Evaluating Homeland Security Decisions," Risk Analysis, John Wiley & Sons, vol. 31(9), pages 1470-1487, September.
    31. Insua, Insua Rios & Rios, Jesus & Banks, David, 2009. "Adversarial Risk Analysis," Journal of the American Statistical Association, American Statistical Association, vol. 104(486), pages 841-854.
    32. Shabnam Mousavi & Gerd Gigerenzer, 2017. "Heuristics are Tools for Uncertainty," Homo Oeconomicus: Journal of Behavioral and Institutional Economics, Springer, vol. 34(4), pages 361-379, December.
    33. Derek Trunkey, 2013. "Implications of the Department of Defense Readiness Reporting System: Working Paper 2013-03," Working Papers 44127, Congressional Budget Office.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Michael Macgregor Perry & Hadi El-Amine, 2021. "Computational Efficiency in Multivariate Adversarial Risk Analysis Models," Papers 2110.12572, arXiv.org.
    2. González-Ortega, Jorge & Ríos Insua, David & Cano, Javier, 2019. "Adversarial risk analysis for bi-agent influence diagrams: An algorithmic approach," European Journal of Operational Research, Elsevier, vol. 273(3), pages 1085-1096.
    3. David Rios Insua & David Banks & Jesus Rios, 2016. "Modeling Opponents in Adversarial Risk Analysis," Risk Analysis, John Wiley & Sons, vol. 36(4), pages 742-755, April.
    4. Michael Perry & Hadi El-Amine, 2019. "Computational Efficiency in Multivariate Adversarial Risk Analysis Models," Decision Analysis, INFORMS, vol. 16(4), pages 314-332, December.
    5. Muhammad Ejaz & Stephen Joe & Chaitanya Joshi, 2021. "Adversarial Risk Analysis for Auctions Using Mirror Equilibrium and Bayes Nash Equilibrium," Decision Analysis, INFORMS, vol. 18(3), pages 185-202, September.
    6. Eric DuBois & Ashley Peper & Laura A. Albert, 2023. "Interdicting Attack Plans with Boundedly Rational Players and Multiple Attackers: An Adversarial Risk Analysis Approach," Decision Analysis, INFORMS, vol. 20(3), pages 202-219, September.
    7. Roponen, Juho & Ríos Insua, David & Salo, Ahti, 2020. "Adversarial risk analysis under partial information," European Journal of Operational Research, Elsevier, vol. 287(1), pages 306-316.
    8. César Gil & David Rios Insua & Jesus Rios, 2016. "Adversarial Risk Analysis for Urban Security Resource Allocation," Risk Analysis, John Wiley & Sons, vol. 36(4), pages 727-741, April.
    9. Roth, Yefim & Plonsky, Ori & Shalev, Edith & Erev, Ido, 2020. "On The Value of Alert Systems and Gentle Rule Enforcement in Addressing Pandemics," OSF Preprints zrx32, Center for Open Science.
    10. Dogucan Mazicioglu & Jason R. W. Merrick, 2018. "Behavioral Modeling of Adversaries with Multiple Objectives in Counterterrorism," Risk Analysis, John Wiley & Sons, vol. 38(5), pages 962-977, May.
    11. Robin L. Dillon & Vicki M. Bier & Richard Sheffield John & Abdullah Althenayyan, 2023. "Closing the Gap Between Decision Analysis and Policy Analysts Before the Next Pandemic," Decision Analysis, INFORMS, vol. 20(2), pages 109-132, June.
    12. Durbach, Ian N. & Stewart, Theodor J., 2012. "Modeling uncertainty in multi-criteria decision analysis," European Journal of Operational Research, Elsevier, vol. 223(1), pages 1-14.
    13. Caballero, William N. & Lunday, Brian J. & Uber, Richard P., 2021. "Identifying behaviorally robust strategies for normal form games under varying forms of uncertainty," European Journal of Operational Research, Elsevier, vol. 288(3), pages 971-982.
    14. William N. Caballero & Roi Naveiro & David Ríos Insua, 2022. "Modeling Ethical and Operational Preferences in Automated Driving Systems," Decision Analysis, INFORMS, vol. 19(1), pages 21-43, March.
    15. Casey Rothschild & Laura McLay & Seth Guikema, 2012. "Adversarial Risk Analysis with Incomplete Information: A Level‐k Approach," Risk Analysis, John Wiley & Sons, vol. 32(7), pages 1219-1231, July.
    16. Robin L. Dillon & Genevieve Lester & Richard S. John & Catherine H. Tinsley, 2012. "Differentiating Conflicts in Beliefs Versus Value Tradeoffs in the Domestic Intelligence Policy Debate," Risk Analysis, John Wiley & Sons, vol. 32(4), pages 713-728, April.
    17. Sergeyev, Dmitriy & Iovino, Luigi, 2018. "Central Bank Balance Sheet Policies Without Rational Expectations," CEPR Discussion Papers 13100, C.E.P.R. Discussion Papers.
    18. Vincent P. Crawford & Nagore Iriberri, 2004. "Fatal Attraction: Focality, Naivete, and Sophistication in Experimental Hide-and-Seek Games," Levine's Bibliography 122247000000000316, UCLA Department of Economics.
    19. Strzalecki, Tomasz, 2014. "Depth of reasoning and higher order beliefs," Journal of Economic Behavior & Organization, Elsevier, vol. 108(C), pages 108-122.
    20. Haruvy, Ernan & Stahl, Dale O., 2007. "Equilibrium selection and bounded rationality in symmetric normal-form games," Journal of Economic Behavior & Organization, Elsevier, vol. 62(1), pages 98-119, January.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:inm:ordeca:v:20:y:2023:i:1:p:16-39. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Chris Asher (email available below). General contact details of provider: https://edirc.repec.org/data/inforea.html .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.