IDEAS home Printed from https://ideas.repec.org/a/eee/rensus/v163y2022ics1364032122004142.html
   My bibliography  Save this article

What is behind the globalization of technology? Exploring the interplay of multi-level drivers of international patent extension in the solar photovoltaic industry

Author

Listed:
  • Gao, Xue
  • Zhang, Yi

Abstract

The increasing internationalization of economic activities highlights the necessity of expanding protections for technologies outside their home countries. Given the large scale and fast growth in international patent filings, understanding the motivations of international patenting behaviors has attracted much attention. This study extends prior literature by exploring additional important determinants of international patenting behaviors and the heterogeneity in international patenting across technology and assignee categories. This study focuses on the solar photovoltaic (PV) industry, which is a major sector in the renewable energy industry and plays a key role in achieving energy transition. As a critical application for semiconductors, PV technologies have grown into a substantial field of research and development through strong patents. In this study, we found that the quality and applicability scope of a patent, as well as the market size, manufacturing capacity, and imitation threats in a destination country, can impact international patent extensions in the solar PV industry. We also found that the strength of these motivators varies based on different types of technologies and assignees.

Suggested Citation

  • Gao, Xue & Zhang, Yi, 2022. "What is behind the globalization of technology? Exploring the interplay of multi-level drivers of international patent extension in the solar photovoltaic industry," Renewable and Sustainable Energy Reviews, Elsevier, vol. 163(C).
  • Handle: RePEc:eee:rensus:v:163:y:2022:i:c:s1364032122004142
    DOI: 10.1016/j.rser.2022.112510
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S1364032122004142
    Download Restriction: Full text for ScienceDirect subscribers only

    File URL: https://libkey.io/10.1016/j.rser.2022.112510?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Juan Alcácer & Michelle Gittelman, 2006. "Patent Citations as a Measure of Knowledge Flows: The Influence of Examiner Citations," The Review of Economics and Statistics, MIT Press, vol. 88(4), pages 774-779, November.
    2. Per Botolf Maurseth & Roger Svensson, 2014. "Micro evidence on international patenting," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 23(4), pages 398-422, June.
    3. Abhirup Chakrabarti & Will Mitchell, 2016. "The role of geographic distance in completing related acquisitions: Evidence from U.S. chemical manufacturers," Strategic Management Journal, Wiley Blackwell, vol. 37(4), pages 673-694, April.
    4. Dechezlepretre, Antoine & Glachant, Matthieu & Hascic, Ivan & Johnstone, Nick & Meniere, Yann, 2009. "Invention and Transfer of Climate Change Mitigation Technologies on a Global Scale: A Study Drawing on Patent Data," Sustainable Development Papers 54361, Fondazione Eni Enrico Mattei (FEEM).
    5. Adam B. Jaffe & Manuel Trajtenberg & Rebecca Henderson, 1993. "Geographic Localization of Knowledge Spillovers as Evidenced by Patent Citations," The Quarterly Journal of Economics, Oxford University Press, vol. 108(3), pages 577-598.
    6. Criscuolo, Paola & Verspagen, Bart, 2008. "Does it matter where patent citations come from? Inventor vs. examiner citations in European patents," Research Policy, Elsevier, vol. 37(10), pages 1892-1908, December.
    7. Bosworth, Derek L., 1984. "Foreign patent flows to and from the United Kingdom," Research Policy, Elsevier, vol. 13(2), pages 115-124, April.
    8. Zhang, Yi & Lu, Jie & Liu, Feng & Liu, Qian & Porter, Alan & Chen, Hongshu & Zhang, Guangquan, 2018. "Does deep learning help topic extraction? A kernel k-means clustering method with word embedding," Journal of Informetrics, Elsevier, vol. 12(4), pages 1099-1117.
    9. Hu, Albert Guangzhou, 2010. "Propensity to patent, competition and China's foreign patenting surge," Research Policy, Elsevier, vol. 39(7), pages 985-993, September.
    10. Eaton, Jonathan & Kortum, Samuel, 1996. "Trade in ideas Patenting and productivity in the OECD," Journal of International Economics, Elsevier, vol. 40(3-4), pages 251-278, May.
    11. Lanjouw, Jean Olson & Mody, Ashoka, 1996. "Innovation and the international diffusion of environmentally responsive technology," Research Policy, Elsevier, vol. 25(4), pages 549-571, June.
    12. Thomas Scherngell & Yuanjia Hu, 2011. "Collaborative Knowledge Production in China: Regional Evidence from a Gravity Model Approach," Regional Studies, Taylor & Francis Journals, vol. 45(6), pages 755-772.
    13. Alex Fabianne de Paulo & Evandro Marcos Saidel Ribeiro & Geciane Silveira Porto, 2018. "Mapping countries cooperation networks in photovoltaic technology development based on patent analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 117(2), pages 667-686, November.
    14. Neij, Lena & Heiskanen, Eva & Strupeit, Lars, 2017. "The deployment of new energy technologies and the need for local learning," Energy Policy, Elsevier, vol. 101(C), pages 274-283.
    15. Jean O. Lanjouw & Ariel Pakes & Jonathan Putnam, 1998. "How to Count Patents and Value Intellectual Property: The Uses of Patent Renewal and Application Data," Journal of Industrial Economics, Wiley Blackwell, vol. 46(4), pages 405-432, December.
    16. Seel, Joachim & Barbose, Galen L. & Wiser, Ryan H., 2014. "An analysis of residential PV system price differences between the United States and Germany," Energy Policy, Elsevier, vol. 69(C), pages 216-226.
    17. H. Phoebe Chan, 2010. "The Determinants Of International Patenting For Nine Agricultural Biotechnology Firms," Journal of Industrial Economics, Wiley Blackwell, vol. 58(2), pages 247-278, June.
    18. Harhoff, Dietmar & Scherer, Frederic M. & Vopel, Katrin, 2003. "Citations, family size, opposition and the value of patent rights," Research Policy, Elsevier, vol. 32(8), pages 1343-1363, September.
    19. Huang, Can & Jacob, Jojo, 2014. "Determinants of quadic patenting: Market access, imitative threat, competition and strength of intellectual property rights," Technological Forecasting and Social Change, Elsevier, vol. 85(C), pages 4-16.
    20. Archontakis, Fragiskos & Varsakelis, Nikos C., 2017. "Patenting abroad: Evidence from OECD countries," Technological Forecasting and Social Change, Elsevier, vol. 116(C), pages 62-69.
    21. Antoine Dechezleprêtre & Matthieu Glachant & Ivan Haščič & Nick Johnstone & Yann Ménière, 2011. "Invention and Transfer of Climate Change--Mitigation Technologies: A Global Analysis," Review of Environmental Economics and Policy, Association of Environmental and Resource Economists, vol. 5(1), pages 109-130, Winter.
    22. Pilar Beneito & María Engracia Rochina-Barrachina & Amparo Sanchis, 2018. "International patenting decisions: empirical evidence with Spanish firms," Economia Politica: Journal of Analytical and Institutional Economics, Springer;Fondazione Edison, vol. 35(2), pages 579-599, August.
    23. Pierre Régibeau & Katharine Rockett, 2010. "Innovation Cycles And Learning At The Patent Office: Does The Early Patent Get The Delay?," Journal of Industrial Economics, Wiley Blackwell, vol. 58(2), pages 222-246, June.
    24. Nikolas J. Zolas, 2014. "International Patenting Strategies With Heterogeneous Firms," Working Papers 14-28, Center for Economic Studies, U.S. Census Bureau.
    25. Yang, Chih-Hai & Kuo, Nai-Fong, 2008. "Trade-related influences, foreign intellectual property rights and outbound international patenting," Research Policy, Elsevier, vol. 37(3), pages 446-459, April.
    26. Gao, Xue & Rai, Varun, 2019. "Local demand-pull policy and energy innovation: Evidence from the solar photovoltaic market in China," Energy Policy, Elsevier, vol. 128(C), pages 364-376.
    27. Stephen Roper & James H. Love, 2018. "Knowledge context, learning and innovation: an integrating framework," Industry and Innovation, Taylor & Francis Journals, vol. 25(4), pages 339-364, April.
    28. Shubbak, Mahmood H., 2019. "Advances in solar photovoltaics: Technology review and patent trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 115(C).
    29. Harhoff, Dietmar & Hoisl, Karin & Reichl, Bettina & van Pottelsberghe de la Potterie, Bruno, 2009. "Patent validation at the country level--The role of fees and translation costs," Research Policy, Elsevier, vol. 38(9), pages 1423-1437, November.
    30. Yi Zhang & Yue Qian & Ying Huang & Ying Guo & Guangquan Zhang & Jie Lu, 2017. "An entropy-based indicator system for measuring the potential of patents in technological innovation: rejecting moderation," Scientometrics, Springer;Akadémiai Kiadó, vol. 111(3), pages 1925-1946, June.
    31. Jasjit Singh, 2005. "Collaborative Networks as Determinants of Knowledge Diffusion Patterns," Management Science, INFORMS, vol. 51(5), pages 756-770, May.
    32. Grupp, Hariolf & Schmoch, Ulrich, 1999. "Patent statistics in the age of globalisation: new legal procedures, new analytical methods, new economic interpretation," Research Policy, Elsevier, vol. 28(4), pages 377-396, April.
    33. Lanjouw, Jean O & Pakes, Ariel & Putnam, Jonathan, 1998. "How to Count Patents and Value Intellectual Property: The Uses of Patent Renewal and Application Data," Journal of Industrial Economics, Wiley Blackwell, vol. 46(4), pages 405-432, December.
    34. Wesley M. Cohen & Richard R. Nelson & John P. Walsh, 2000. "Protecting Their Intellectual Assets: Appropriability Conditions and Why U.S. Manufacturing Firms Patent (or Not)," NBER Working Papers 7552, National Bureau of Economic Research, Inc.
    35. Jung Won Sonn & Michael Storper, 2008. "The Increasing Importance of Geographical Proximity in Knowledge Production: An Analysis of US Patent Citations, 1975–1997," Environment and Planning A, , vol. 40(5), pages 1020-1039, May.
    36. Valeria Arza, 2010. "Channels, benefits and risks of public—private interactions for knowledge transfer: conceptual framework inspired by Latin America," Science and Public Policy, Oxford University Press, vol. 37(7), pages 473-484, August.
    37. Giovanni Peri, 2005. "Determinants of Knowledge Flows and Their Effect on Innovation," The Review of Economics and Statistics, MIT Press, vol. 87(2), pages 308-322, May.
    38. Yawei Wang & Frauke Urban & Yuan Zhou & Luyi Chen, 2018. "Comparing the Technology Trajectories of Solar PV and Solar Water Heaters in China: Using a Patent Lens," Sustainability, MDPI, vol. 10(11), pages 1-29, November.
    39. Qiu, Shumin & Liu, Xielin & Gao, Taishan, 2017. "Do emerging countries prefer local knowledge or distant knowledge? Spillover effect of university collaborations on local firms," Research Policy, Elsevier, vol. 46(7), pages 1299-1311.
    40. Huenteler, Joern & Schmidt, Tobias S. & Ossenbrink, Jan & Hoffmann, Volker H., 2016. "Technology life-cycles in the energy sector — Technological characteristics and the role of deployment for innovation," Technological Forecasting and Social Change, Elsevier, vol. 104(C), pages 102-121.
    41. Moussa, Bachar & Varsakelis, Nikos C., 2017. "International patenting: An application of network analysis," The Journal of Economic Asymmetries, Elsevier, vol. 15(C), pages 48-55.
    42. Cotropia, Christopher A. & Lemley, Mark A. & Sampat, Bhaven, 2013. "Do applicant patent citations matter?," Research Policy, Elsevier, vol. 42(4), pages 844-854.
    43. Parida, Bhubaneswari & Iniyan, S. & Goic, Ranko, 2011. "A review of solar photovoltaic technologies," Renewable and Sustainable Energy Reviews, Elsevier, vol. 15(3), pages 1625-1636, April.
    44. Keupp, Marcus Matthias & Friesike, Sascha & von Zedtwitz, Maximilian, 2012. "How do foreign firms patent in emerging economies with weak appropriability regimes? Archetypes and motives," Research Policy, Elsevier, vol. 41(8), pages 1422-1439.
    45. Jonathan Eaton & Samuel Kortum, 1996. "Measuring Technology Diffusion and the International Sources of Growth," Eastern Economic Journal, Eastern Economic Association, vol. 22(4), pages 401-410, Fall.
    46. Zvi Griliches & Ariel Pakes & Bronwyn H. Hall, 1986. "The Value of Patents as Indicators of Inventive Activity," NBER Working Papers 2083, National Bureau of Economic Research, Inc.
    47. Eaton, Jonathan & Kortum, Samuel, 1999. "International Technology Diffusion: Theory and Measurement," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 40(3), pages 537-570, August.
    48. Mariagrazia Squicciarini & Hélène Dernis & Chiara Criscuolo, 2013. "Measuring Patent Quality: Indicators of Technological and Economic Value," OECD Science, Technology and Industry Working Papers 2013/3, OECD Publishing.
    49. Rosemarie Ham Ziedonis, 2004. "Don't Fence Me In: Fragmented Markets for Technology and the Patent Acquisition Strategies of Firms," Management Science, INFORMS, vol. 50(6), pages 804-820, June.
    50. Bogdanov, Dmitrii & Ram, Manish & Aghahosseini, Arman & Gulagi, Ashish & Oyewo, Ayobami Solomon & Child, Michael & Caldera, Upeksha & Sadovskaia, Kristina & Farfan, Javier & De Souza Noel Simas Barbos, 2021. "Low-cost renewable electricity as the key driver of the global energy transition towards sustainability," Energy, Elsevier, vol. 227(C).
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Shuguang Liu & Jiayi Wang & Yin Long, 2023. "Research into the Spatiotemporal Characteristics and Influencing Factors of Technological Innovation in China’s Natural Gas Industry from the Perspective of Energy Transition," Sustainability, MDPI, vol. 15(9), pages 1-34, April.
    2. Choi, Donghyun & Kim, Yeong Jae, 2023. "Local and global experience curves for lumpy and granular energy technologies," Energy Policy, Elsevier, vol. 174(C).
    3. Liu, Bailu & Tian, Jilin, 2023. "Natural resources led innovation: Employing structural break approach to explore USA's natural resources sector," Resources Policy, Elsevier, vol. 85(PA).
    4. Liao, Haojie & Wei, Yi & Ali, Dr Sher & Uktamov, Khusniddin Fakhriddinovich & Ali, Naveed, 2023. "Natural resources extraction and industrial expansion: Natural resources a curse or blessing for the industrial sector of China?," Resources Policy, Elsevier, vol. 85(PB).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Gao, Xue & Rai, Varun, 2023. "Knowledge acquisition and innovation quality: The moderating role of geographical characteristics of technology," Technovation, Elsevier, vol. 125(C).
    2. Ma, Ding & Yu, Qian & Li, Jing & Ge, Mengni, 2021. "Innovation diffusion enabler or barrier: An investigation of international patenting based on temporal exponential random graph models," Technology in Society, Elsevier, vol. 64(C).
    3. Antoine Dechezleprêtre & Matthieu Glachant & Yann Ménière, 2013. "What Drives the International Transfer of Climate Change Mitigation Technologies? Empirical Evidence from Patent Data," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 54(2), pages 161-178, February.
    4. Wei Yang & Xiang Yu & Ben Zhang & Ziyang Huang, 2021. "Mapping the landscape of international technology diffusion (1994–2017): network analysis of transnational patents," The Journal of Technology Transfer, Springer, vol. 46(1), pages 138-171, February.
    5. Antoine Dechezleprêtre & Matthieu Glachant, 2014. "Does Foreign Environmental Policy Influence Domestic Innovation? Evidence from the Wind Industry," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 58(3), pages 391-413, July.
    6. Huang, Can & Jacob, Jojo, 2014. "Determinants of quadic patenting: Market access, imitative threat, competition and strength of intellectual property rights," Technological Forecasting and Social Change, Elsevier, vol. 85(C), pages 4-16.
    7. Bruns, Stephan B. & Kalthaus, Martin, 2020. "Flexibility in the selection of patent counts: Implications for p-hacking and evidence-based policymaking," Research Policy, Elsevier, vol. 49(1).
    8. Dechezlepretre, Antoine & Perkins, Richard & Neumayer, Eric, 2012. "Regulatory Distance and the Transfer of New Environmentally Sound Technologies: Evidence from the Automobile Sector," Climate Change and Sustainable Development 128199, Fondazione Eni Enrico Mattei (FEEM).
    9. Adam B. Jaffe & Gaétan de Rassenfosse, 2017. "Patent citation data in social science research: Overview and best practices," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 68(6), pages 1360-1374, June.
    10. Antoine Dechezleprêtre & Yann Ménière & Myra Mohnen, 2017. "International patent families: from application strategies to statistical indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 111(2), pages 793-828, May.
    11. Dechezleprêtre, Antoine & Neumayer, Eric & Perkins, Richard, 2015. "Environmental regulation and the cross-border diffusion of new technology: Evidence from automobile patents," Research Policy, Elsevier, vol. 44(1), pages 244-257.
    12. Dechezlepretre, Antoine & Glachant, Matthieu & Hascic, Ivan & Johnstone, Nick & Meniere, Yann, 2009. "Invention and Transfer of Climate Change Mitigation Technologies on a Global Scale: A Study Drawing on Patent Data," Sustainable Development Papers 54361, Fondazione Eni Enrico Mattei (FEEM).
    13. Manuel Acosta & Daniel Coronado & Esther Ferrándiz & Manuel Jiménez, 2022. "Effects of knowledge spillovers between competitors on patent quality: what patent citations reveal about a global duopoly," The Journal of Technology Transfer, Springer, vol. 47(5), pages 1451-1487, October.
    14. Costantini, Valeria & Crespi, Francesco & Palma, Alessandro, 2017. "Characterizing the policy mix and its impact on eco-innovation: A patent analysis of energy-efficient technologies," Research Policy, Elsevier, vol. 46(4), pages 799-819.
    15. Andrew Eckert & Corinne Langinier & Long Zhao, 2022. "Determinants of locational patenting behavior of Canadian firms," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 31(4), pages 268-291, May.
    16. Valeria Costantini & Francesco Crespi & Alessandro Palma, 2015. "Characterizing the policy mix and its impact on eco-innovation in energy-efficient technologies," SEEDS Working Papers 1115, SEEDS, Sustainability Environmental Economics and Dynamics Studies, revised Jun 2015.
    17. Clement Bonnet, 2020. "Measuring Knowledge with Patent Data: an Application to Low Carbon Energy Technologies," Working Papers hal-02971680, HAL.
    18. Satoshi Yasukawa & Shingo Kano, 2014. "Validating the usefulness of examiners’ forward citations from the viewpoint of applicants’ self-selection during the patent application procedure," Scientometrics, Springer;Akadémiai Kiadó, vol. 99(3), pages 895-909, June.
    19. Clément Bonnet, 2016. "Measuring Knowledge with Patent Data: an Application to Low Carbon Energy Technologies," EconomiX Working Papers 2016-37, University of Paris Nanterre, EconomiX.
    20. Clément Bonnet, 2017. "Measuring Inventive Performance with Patent Data: an Application to Low Carbon Energy Technologies," Working Papers 1709, Chaire Economie du climat.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:rensus:v:163:y:2022:i:c:s1364032122004142. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/600126/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.