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Soft Law, Hard Law, and Effective Implementation of International Environmental Norms

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  • Jon Birger Skjærseth
  • Olav Schram Stokke
  • Jørgen Wettestad

Abstract

The article compares the interplay between soft law institutions and those based on hard law in international efforts to protect the North Sea, reduce transboundary air pollution, and discipline fisheries subsidies. Our cases confirm that ambitious norms are more easily achieved in soft law institutions than in legally binding ones, but not primarily because they bypass domestic ratification or fail to raise concerns for compliance costs. More important is the greater flexibility offered by soft law instruments with respect to participation and sectoral emphasis. Second, ambitious soft law regimes put political pressure on laggards in negotiations over binding rules, but this effect is contingent on factors such as political saliency and reasonably consensual risk and option assessment. Third, hard-law instruments are subject to more thorough negotiation and preparation which, unless substantive targets have been watered down, makes behavioral change and problem solving more likely. Finally, although most of the evidence presented here confirms the implementation edge conventionally ascribed to hard law institutions, the structures for intrusive verification and review that provide part of the explanation can also be created within soft law institutions. (c) 2006 by the Massachusetts Institute of Technology.

Suggested Citation

  • Jon Birger Skjærseth & Olav Schram Stokke & Jørgen Wettestad, 2006. "Soft Law, Hard Law, and Effective Implementation of International Environmental Norms," Global Environmental Politics, MIT Press, vol. 6(3), pages 104-120, August.
  • Handle: RePEc:tpr:glenvp:v:6:y:2006:i:3:p:104-120
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    Cited by:

    1. Olav Stokke, 2013. "Regime interplay in Arctic shipping governance: explaining regional niche selection," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 13(1), pages 65-85, March.
    2. Xiao Tang & Zhengwen Liu & Hongtao Yi, 2016. "Mandatory Targets and Environmental Performance: An Analysis Based on Regression Discontinuity Design," Sustainability, MDPI, vol. 8(9), pages 1-16, September.
    3. Antto Vihma, 2009. "Friendly neighbor or Trojan Horse? Assessing the interaction of soft law initiatives and the UN climate regime," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 9(3), pages 239-262, August.
    4. Goldstein, Brita & Crandall, Mindy S. & Kelly, Erin Clover, 2023. "“The cost of doing business”: Private rights, public resources, and the resulting diversity of state-level forestry policies in the U.S," Land Use Policy, Elsevier, vol. 132(C).
    5. Phillip M. Hannam & Vítor V. Vasconcelos & Simon A. Levin & Jorge M. Pacheco, 2017. "Incomplete cooperation and co-benefits: deepening climate cooperation with a proliferation of small agreements," Climatic Change, Springer, vol. 144(1), pages 65-79, September.
    6. Tobias Böhmelt & Edita Butkutė, 2018. "The self-selection of democracies into treaty design: insights from international environmental agreements," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 18(3), pages 351-367, June.
    7. Tobias Böhmelt, 2022. "Environmental-agreement design and political ideology in democracies," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 22(3), pages 507-525, September.
    8. Lee, Haeun & Park, Mi Sun, 2023. "Transformation of the global governance in the cocoa sector with three characteristics: Diversification, flexibilization, and coordination," Forest Policy and Economics, Elsevier, vol. 153(C).
    9. Maximilian S. T. Wanner, 0. "The effectiveness of soft law in international environmental regimes: participation and compliance in the Hyogo Framework for Action," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 0, pages 1-20.
    10. Gjølberg Maria, 2011. "Explaining Regulatory Preferences: CSR, Soft Law, or Hard Law? Insights from a Survey of Nordic Pioneers in CSR," Business and Politics, De Gruyter, vol. 13(2), pages 1-33, August.
    11. Steinar Andresen & Jon Birger Skjærseth & Torbjørg Jevnaker & Jørgen Wettestad, 2016. "The Paris Agreement: Consequences for the EU and Carbon Markets?," Politics and Governance, Cogitatio Press, vol. 4(3), pages 188-196.
    12. Tobias Böhmelt & Gabriele Spilker, 2016. "The interaction of international institutions from a social network perspective," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 16(1), pages 67-89, February.
    13. Pistorius, Till & Reinecke, Sabine, 2013. "The interim REDD+ Partnership: Boost for biodiversity safeguards?," Forest Policy and Economics, Elsevier, vol. 36(C), pages 80-86.
    14. Adis Dzebo, 2019. "Effective governance of transnational adaptation initiatives," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 19(4), pages 447-466, October.
    15. Fikri Muhammad, 2022. "Environmental agreement under the non-interference principle: the case of ASEAN agreement on transboundary haze pollution," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 22(1), pages 139-155, March.
    16. Maximilian S. T. Wanner, 2021. "The effectiveness of soft law in international environmental regimes: participation and compliance in the Hyogo Framework for Action," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 21(1), pages 113-132, March.
    17. Gabrielle Bouleau & Rémi Barbier & Marie-Pierre Halm-Lemeille & Bruno Tassin & Arnaud Buchs & Florence Habets, 2020. "Despite great expectations in the Seine River Basin, the WFD did not reduce diffuse pollution," Post-Print halshs-02957812, HAL.
    18. Jon Skjærseth, 2010. "Exploring the consequences of soft law and hard law: implementing international nutrient commitments in Norwegian agriculture," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 10(1), pages 1-14, March.
    19. Tsung-Han Tai & Shih-Ming Kao & Wan-Chun Ho, 2020. "International Soft Laws against IUU Fishing for Sustainable Marine Resources: Adoption of the Voluntary Guidelines for Flag State Performance and Challenges for Taiwan," Sustainability, MDPI, vol. 12(15), pages 1-14, July.
    20. Magali Dreyfus & Anthony Patt, 2012. "The European Commission White Paper on adaptation: appraising its strategic success as an instrument of soft law," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 17(8), pages 849-863, December.
    21. Steinar Andresen & Kristin Rosendal & Jon Skjærseth, 2013. "Why negotiate a legally binding mercury convention?," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 13(4), pages 425-440, November.
    22. Linn Persson & Åsa Persson & Chanthy Sam, 2016. "Implementation of the Strategic Approach to International Chemicals Management in Cambodia: effects of regime design," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 16(1), pages 1-20, February.

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