IDEAS home Printed from https://ideas.repec.org/a/plo/pclm00/0000697.html
   My bibliography  Save this article

Coupling human development and adaptation through enhancing adaptive capacity and equity in climate change adaptation projects: Insights from practitioners in Ghana, Kenya, and South Africa

Author

Listed:
  • Sheona Shackleton
  • Nadine Methner
  • Darlington Sibanda
  • Ekua Odoom
  • Reuben Mutegi

Abstract

The impacts of and the ability to respond to climate change are closely intertwined with poverty, inequality and inequity. Addressing the underlying development and structural causes of vulnerability must, therefore, go hand in hand with efforts to reduce climate risk and impacts. However, there is relatively little research on how best to achieve this in practice. The growing number of place-based climate change adaptation interventions provide an opportunity for empirical research on how these projects contribute to the livelihood security and climate resilience of vulnerable and marginalised groups. We used a composite framework to guide our research questions and analysis drawing primarily on the notions of specific and generic adaptive capacity, and three dimensions of equity, namely recognitional, procedural and distributional equity. We undertook 37 online interviews with practitioners from adaptation projects in South Africa, Ghana, and Kenya. Interviews covered, firstly, project activities related to reducing climate risk and building livelihoods (providing insights into how projects develop specific and generic adaptive capacity and for whom); and secondly, the processes employed to incorporate local knowledge, values and practices, ensure inclusivity and transparency, and benefit marginalised groups (giving insights into how equity is promoted). Our findings provide evidence to show that, while most projects focussed on actions to reduce climate risk and impacts (specific adaptive capacity), numerous activities also contributed to building generic adaptive capacity, especially where integrated approaches that supported livelihood diversification were employed. Endeavours to reduce inequity were observed across all projects through, for example, targeting marginalised groups, building on local practices and priorities, and being cognisant of the need to be inclusive through ‘gender sensitisation’ workshops, use of participatory methodologies, and ensuring transparent governance processes. Overall, the findings provide a useful foundation and set of learnings to develop further towards more equitable adaptation.

Suggested Citation

  • Sheona Shackleton & Nadine Methner & Darlington Sibanda & Ekua Odoom & Reuben Mutegi, 2025. "Coupling human development and adaptation through enhancing adaptive capacity and equity in climate change adaptation projects: Insights from practitioners in Ghana, Kenya, and South Africa," PLOS Climate, Public Library of Science, vol. 4(9), pages 1-23, September.
  • Handle: RePEc:plo:pclm00:0000697
    DOI: 10.1371/journal.pclm.0000697
    as

    Download full text from publisher

    File URL: https://journals.plos.org/climate/article?id=10.1371/journal.pclm.0000697
    Download Restriction: no

    File URL: https://journals.plos.org/climate/article/file?id=10.1371/journal.pclm.0000697&type=printable
    Download Restriction: no

    File URL: https://libkey.io/10.1371/journal.pclm.0000697?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Mark Pelling & Matthias Garschagen, 2019. "Put equity first in climate adaptation," Nature, Nature, vol. 569(7756), pages 327-329, May.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Alma Elisabeth Peirson & Gina Ziervogel, 2021. "Sanitation Upgrading as Climate Action: Lessons for Local Government from a Community Informal Settlement Project in Cape Town," Sustainability, MDPI, vol. 13(15), pages 1-18, August.
    2. Deepal Doshi & Matthias Garschagen, 2020. "Understanding Adaptation Finance Allocation: Which Factors Enable or Constrain Vulnerable Countries to Access Funding?," Sustainability, MDPI, vol. 12(10), pages 1-18, May.
    3. Gian Carlo Delgado Ramos, 2021. "Climate-Environmental Governance in the Mexico Valley Metropolitan Area: Assessing Local Institutional Capacities in the Face of Current and Future Urban Metabolic Dynamics," World, MDPI, vol. 2(1), pages 1-17, January.
    4. Oscar Higuera Roa & Yvonne Walz & Udo Nehren, 2025. "How to avoid the risk of maladaptation? From a conceptual understanding to a systematic approach for analyzing potential adverse effects in adaptation actions," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 30(4), pages 1-29, April.
    5. Risa Nakamura & Akiyuki Kawasaki, 2022. "Quantitative Evaluation of Flood Control Measures and Educational Support to Reduce Disaster Vulnerability of the Poor Based on Household-level Savings Estimates," Economics of Disasters and Climate Change, Springer, vol. 6(2), pages 355-371, July.
    6. Daniel Feldmeyer & Joern Birkmann & Joanna M. McMillan & Lindsay Stringer & Walter Leal Filho & Riyanti Djalante & Patricia F. Pinho & Emma Liwenga, 2021. "Global vulnerability hotspots: differences and agreement between international indicator-based assessments," Climatic Change, Springer, vol. 169(1), pages 1-22, November.
    7. Cassandra Jean & Jamie Vickery & Joseph Wartman & Jeffrey Berman & Nicole Errett, 2024. "Bridging underrepresented disaster scholars and national science foundation-funded resources," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 120(11), pages 9445-9467, September.
    8. Nazmul Haque, Md. & Sharifi, Ayyoob, 2024. "Justice in access to urban ecosystem services: A critical review of the literature," Ecosystem Services, Elsevier, vol. 67(C).
    9. Jason Miklian & Kristian Hoelscher, 2020. "Entrepreneurial Strategies to Address Rural-Urban Climate-Induced Vulnerabilities: Assessing Adaptation and Innovation Measures in Dhaka, Bangladesh," Sustainability, MDPI, vol. 12(21), pages 1-19, November.
    10. Marion Borderon & Kelsea B. Best & Karen Bailey & Doug L. Hopping & Mackenzie Dove & Chelsea L. Cervantes de Blois, 2021. "The risks of invisibilization of populations and places in environment-migration research," Humanities and Social Sciences Communications, Palgrave Macmillan, vol. 8(1), pages 1-11, December.
    11. Katherine Elizabeth Browne & Claudien Razafiarimanana, 2022. "Adaptation finance failing to reach the most vulnerable: A multi-level model of household political power in Madagascar," PLOS Climate, Public Library of Science, vol. 1(12), pages 1-23, December.
    12. Bramka Arga Jafino & Jan H. Kwakkel & Frans Klijn, 2022. "Evaluating the distributional fairness of alternative adaptation policies: a case study in Vietnam’s upper Mekong Delta," Climatic Change, Springer, vol. 173(3), pages 1-20, August.
    13. Rong Lin & Yujing Wu & Yuqiu Wu & Ran Wu & Jing Yang, 2025. "Park City 2035: Analysis of Policy-Driven Urban Expansion and Heat Island Effects Under Scenario Simulation," Land, MDPI, vol. 14(3), pages 1-25, March.
    14. Talia G. Anderson & Diego Pons & Matthew Taylor & Antonia Xuruc & Hugo H. Rodríguez Salvatierra & Zack Guido & Jonathan A. Sullivan & Diana Liverman & Kevin J. Anchukaitis, 2025. "Complexity and mediating factors in farmers’ climate perceptions and agricultural adaptation strategies in the Guatemalan Dry Corridor," Climatic Change, Springer, vol. 178(7), pages 1-28, July.
    15. Matthew V. Vo & Kristie L. Ebi & Tania M. Busch Isaksen & Jeremy J. Hess & Nicole A. Errett, 2022. "Addressing Capacity Constraints of Rural Local Health Departments to Support Climate Change Adaptation: Action Is Needed Now," IJERPH, MDPI, vol. 19(20), pages 1-6, October.
    16. Ceecee Holz & Guy Cunliffe & Kennedy Mbeva & Pieter W. Pauw & Harald Winkler, 2023. "Tempering and enabling ambition: how equity is considered in domestic processes preparing NDCs," International Environmental Agreements: Politics, Law and Economics, Springer, vol. 23(3), pages 271-292, September.
    17. Browne, Katherine Elizabeth & Razafiarimanana, Claudien & Jogannah, Rajini, 2024. "Informal institutions and “Imperfect Equity” in internationally financed adaptation in Madagascar and Mauritius," World Development, Elsevier, vol. 181(C).
    18. Pedro Henrique Campello Torres & Demerval Aparecido Gonçalves & Flávia Mendes de Almeida Collaço & Kauê Lopes dos Santos & Katia Canil & Wilson Cabral de Sousa Júnior & Pedro Roberto Jacobi, 2020. "Vulnerability of the São Paulo Macro Metropolis to Droughts and Natural Disasters: Local to Regional Climate Risk Assessments and Policy Responses," Sustainability, MDPI, vol. 13(1), pages 1-16, December.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:plo:pclm00:0000697. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: climate (email available below). General contact details of provider: https://journals.plos.org/climate .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.